EU ESMA Sanctions
Named regulatory sanctions and measures reported to ESMA by national competent authorities.
Source availability
Available for screening
848 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 6 hours
Data overview
ESMA Regulatory Enforcement Register is published by European Securities and Markets Authority and reporting national authorities.
The available version contains 848 source records before any name search.
The entity-type breakdown is 848 other or unspecified records.
- Source records
- 848
- Publicly browsable records
- 848
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- Other / unspecified
- 848
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The public register contains actions under financial-market legislation, including MiFID, UCITS, market abuse and EMIR. Each record represents an action, not a unique person. Unnamed publisher rows remain in the original snapshot and are excluded from the name index. The public feed does not provide a reliable person/company classification.
Distinguish the action from its current effect
This is regulatory enforcement, not the EU financial asset-freeze list. Check the responsible authority and decision for legal effect, appeals and scope. A publisher expiration date controls data availability and does not establish legal termination. Name removals and anonymization follow the current official snapshot. Linked decisions and third-party material have their own reuse conditions.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- ABN Amro Bank N.V.European Securities and Markets Authority and reporting national authorities includes ABN Amro Bank N.V. in ESMA Regulatory Enforcement Register. The recorded action date is 6 Jul 2017.Source recordESMA Regulatory Enforcement Register
- SNS Bank N.V.European Securities and Markets Authority and reporting national authorities includes SNS Bank N.V. in ESMA Regulatory Enforcement Register. The recorded action date is 20 Jan 2011.Source recordESMA Regulatory Enforcement Register
- t Sorgh & Huis hodn MaesonsEuropean Securities and Markets Authority and reporting national authorities includes t Sorgh & Huis hodn Maesons in ESMA Regulatory Enforcement Register. The recorded action date is 2 Dec 2014.Source recordESMA Regulatory Enforcement Register
- Florentis Verzekeringen N.V.European Securities and Markets Authority and reporting national authorities includes Florentis Verzekeringen N.V. in ESMA Regulatory Enforcement Register. The recorded action date is 19 May 2017.Source recordESMA Regulatory Enforcement Register
- CYCLOS SECURITIES S.A.European Securities and Markets Authority and reporting national authorities includes CYCLOS SECURITIES S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 3 Jul 2017.Source recordESMA Regulatory Enforcement Register
- MBH Befektetési Bank Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes MBH Befektetési Bank Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 22 Apr 2013.Source recordESMA Regulatory Enforcement Register
- Raiffeisen Bank Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes Raiffeisen Bank Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 26 Mar 2013.Source recordESMA Regulatory Enforcement Register
- B.C.P. ASSET MANAGEMENT DESIGNATED ACTIVITY COMPANYEuropean Securities and Markets Authority and reporting national authorities includes B.C.P. ASSET MANAGEMENT DESIGNATED ACTIVITY COMPANY in ESMA Regulatory Enforcement Register. The recorded action date is 18 Dec 2017.Source recordESMA Regulatory Enforcement Register
- B.H.N.V. ONLINE LTDEuropean Securities and Markets Authority and reporting national authorities includes B.H.N.V. ONLINE LTD in ESMA Regulatory Enforcement Register. The recorded action date is 6 Mar 2017.Source recordESMA Regulatory Enforcement Register
- Accorde Befektetési Alapkezelő Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes Accorde Befektetési Alapkezelő Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 25 Sep 2017.Source recordESMA Regulatory Enforcement Register
- RELIANTCO INVESTMENTS LTDEuropean Securities and Markets Authority and reporting national authorities includes RELIANTCO INVESTMENTS LTD in ESMA Regulatory Enforcement Register. The recorded action date is 23 Oct 2017.Source recordESMA Regulatory Enforcement Register
- ICFD LTDEuropean Securities and Markets Authority and reporting national authorities includes ICFD LTD in ESMA Regulatory Enforcement Register. The recorded action date is 13 Nov 2017.Source recordESMA Regulatory Enforcement Register
- 50KCY LTDEuropean Securities and Markets Authority and reporting national authorities includes 50KCY LTD in ESMA Regulatory Enforcement Register. The recorded action date is 13 Mar 2017.Source recordESMA Regulatory Enforcement Register
- VIVERNO MARKETS LTD (ex BDSwiss Holding Ltd)European Securities and Markets Authority and reporting national authorities includes VIVERNO MARKETS LTD (ex BDSwiss Holding Ltd) in ESMA Regulatory Enforcement Register. The recorded action date is 19 Dec 2016.Source recordESMA Regulatory Enforcement Register
- WGM Services LtdEuropean Securities and Markets Authority and reporting national authorities includes WGM Services Ltd in ESMA Regulatory Enforcement Register. The recorded action date is 21 Sep 2015.Source recordESMA Regulatory Enforcement Register
- RELIANTCO INVESTMENTS LTDEuropean Securities and Markets Authority and reporting national authorities includes RELIANTCO INVESTMENTS LTD in ESMA Regulatory Enforcement Register. The recorded action date is 29 Sep 2015.Source recordESMA Regulatory Enforcement Register
- RODELER LIMITEDEuropean Securities and Markets Authority and reporting national authorities includes RODELER LIMITED in ESMA Regulatory Enforcement Register. The recorded action date is 12 Oct 2015.Source recordESMA Regulatory Enforcement Register
- Naxex Invest LtdEuropean Securities and Markets Authority and reporting national authorities includes Naxex Invest Ltd in ESMA Regulatory Enforcement Register. The recorded action date is 12 Oct 2015.Source recordESMA Regulatory Enforcement Register
- IQ OPTION EUROPE LTDEuropean Securities and Markets Authority and reporting national authorities includes IQ OPTION EUROPE LTD in ESMA Regulatory Enforcement Register. The recorded action date is 5 Sep 2016.Source recordESMA Regulatory Enforcement Register
- COLMEX PRO LTDEuropean Securities and Markets Authority and reporting national authorities includes COLMEX PRO LTD in ESMA Regulatory Enforcement Register. The recorded action date is 28 Nov 2016.Source recordESMA Regulatory Enforcement Register
- CTS Cloud Trading Solutions Ltd (ex Novox Capital Ltd)European Securities and Markets Authority and reporting national authorities includes CTS Cloud Trading Solutions Ltd (ex Novox Capital Ltd) in ESMA Regulatory Enforcement Register. The recorded action date is 5 Dec 2016.Source recordESMA Regulatory Enforcement Register
- HF MARKETS (EUROPE) LTDEuropean Securities and Markets Authority and reporting national authorities includes HF MARKETS (EUROPE) LTD in ESMA Regulatory Enforcement Register. The recorded action date is 1 Aug 2016.Source recordESMA Regulatory Enforcement Register
- NOTESCO FINANCIAL SERVICES LTDEuropean Securities and Markets Authority and reporting national authorities includes NOTESCO FINANCIAL SERVICES LTD in ESMA Regulatory Enforcement Register. The recorded action date is 18 Nov 2015.Source recordESMA Regulatory Enforcement Register
- DIVINUS Befektetési Alapkezelő Zártkörűen Működő Rt.European Securities and Markets Authority and reporting national authorities includes DIVINUS Befektetési Alapkezelő Zártkörűen Működő Rt. in ESMA Regulatory Enforcement Register. The recorded action date is 28 Nov 2017.Source recordESMA Regulatory Enforcement Register
- CODEX Tőzsdeügynökség és Értéktár Zártkörűen Működő Rt.European Securities and Markets Authority and reporting national authorities includes CODEX Tőzsdeügynökség és Értéktár Zártkörűen Működő Rt. in ESMA Regulatory Enforcement Register. The recorded action date is 16 Oct 2017.Source recordESMA Regulatory Enforcement Register
- CEE Active Asset Management Zártkörűen Működő Rt.European Securities and Markets Authority and reporting national authorities includes CEE Active Asset Management Zártkörűen Működő Rt. in ESMA Regulatory Enforcement Register. The recorded action date is 20 Jun 2012.Source recordESMA Regulatory Enforcement Register
- J&T BANKA, a.s.European Securities and Markets Authority and reporting national authorities includes J&T BANKA, a.s. in ESMA Regulatory Enforcement Register. The recorded action date is 22 Nov 2016.Source recordESMA Regulatory Enforcement Register
- Bastow CharletonEuropean Securities and Markets Authority and reporting national authorities includes Bastow Charleton in ESMA Regulatory Enforcement Register. The recorded action date is 27 Mar 2018.Source recordESMA Regulatory Enforcement Register
- EQUILOR Befektetési Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes EQUILOR Befektetési Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 27 Oct 2015.Source recordESMA Regulatory Enforcement Register
- Nordea Bank AB (publ), Finnish BranchEuropean Securities and Markets Authority and reporting national authorities includes Nordea Bank AB (publ), Finnish Branch in ESMA Regulatory Enforcement Register. The recorded action date is 9 Apr 2018.Source recordESMA Regulatory Enforcement Register
Screen customers against the EU ESMA Sanctions
Start free250 free live screenings • One lifetime allowance • API + dashboard • No credit card
Questions about EU ESMA Sanctions
Who publishes EU ESMA Sanctions?
The catalog identifies European Securities and Markets Authority as the publisher in European Union. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select EU ESMA Sanctions for screening?
The current source snapshot marks EU ESMA Sanctions as available for screening. Select its source ID, eu-esma-sanctions, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current EU ESMA Sanctions records here?
Current public records from EU ESMA Sanctions can be browsed here. The current source contains 848 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export EU ESMA Sanctions records?
Access to EU ESMA Sanctions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.