EU ESMA Sanctions
Named regulatory sanctions and measures reported to ESMA by national competent authorities.
Source availability
Available for screening
848 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 6 hours
Data overview
ESMA Regulatory Enforcement Register is published by European Securities and Markets Authority and reporting national authorities.
The available version contains 848 source records before any name search.
The entity-type breakdown is 848 other or unspecified records.
- Source records
- 848
- Publicly browsable records
- 848
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- Other / unspecified
- 848
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The public register contains actions under financial-market legislation, including MiFID, UCITS, market abuse and EMIR. Each record represents an action, not a unique person. Unnamed publisher rows remain in the original snapshot and are excluded from the name index. The public feed does not provide a reliable person/company classification.
Distinguish the action from its current effect
This is regulatory enforcement, not the EU financial asset-freeze list. Check the responsible authority and decision for legal effect, appeals and scope. A publisher expiration date controls data availability and does not establish legal termination. Name removals and anonymization follow the current official snapshot. Linked decisions and third-party material have their own reuse conditions.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- PEGASUS SECURITIES S.A.European Securities and Markets Authority and reporting national authorities includes PEGASUS SECURITIES S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 16 Jun 2016.Source recordESMA Regulatory Enforcement Register
- TRIPLE A EXPERTS INVESTMENT SERVICES SINGLE MEMBER S.A.European Securities and Markets Authority and reporting national authorities includes TRIPLE A EXPERTS INVESTMENT SERVICES SINGLE MEMBER S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 18 May 2016.Source recordESMA Regulatory Enforcement Register
- UAB FMĮ "Orion Securities"European Securities and Markets Authority and reporting national authorities includes UAB FMĮ "Orion Securities" in ESMA Regulatory Enforcement Register. The recorded action date is 30 May 2016.Source recordESMA Regulatory Enforcement Register
- UP & DOWN MARKETING LTDEuropean Securities and Markets Authority and reporting national authorities includes UP & DOWN MARKETING LTD in ESMA Regulatory Enforcement Register. The recorded action date is 23 Sep 2016.Source recordESMA Regulatory Enforcement Register
- Capita Life and Pensions Services (Ireland) LimitedEuropean Securities and Markets Authority and reporting national authorities includes Capita Life and Pensions Services (Ireland) Limited in ESMA Regulatory Enforcement Register. The recorded action date is 11 Oct 2016.Source recordESMA Regulatory Enforcement Register
- FERROFORTIA LIMITEDEuropean Securities and Markets Authority and reporting national authorities includes FERROFORTIA LIMITED in ESMA Regulatory Enforcement Register. The recorded action date is 18 Oct 2016.Source recordESMA Regulatory Enforcement Register
- PIRAEUS SECURITIES S.A.European Securities and Markets Authority and reporting national authorities includes PIRAEUS SECURITIES S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 27 Oct 2016.Source recordESMA Regulatory Enforcement Register
- NATIONAL SECURITIES SINGLE MEMBER S.A.European Securities and Markets Authority and reporting national authorities includes NATIONAL SECURITIES SINGLE MEMBER S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 27 Oct 2016.Source recordESMA Regulatory Enforcement Register
- CFS SECURITIES & INVESTMENT SERVICES S.A.European Securities and Markets Authority and reporting national authorities includes CFS SECURITIES & INVESTMENT SERVICES S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 7 Nov 2016.Source recordESMA Regulatory Enforcement Register
- PANTELAKIS SECURITIES S.A.European Securities and Markets Authority and reporting national authorities includes PANTELAKIS SECURITIES S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 22 Nov 2016.Source recordESMA Regulatory Enforcement Register
- NOBLE Securities SAEuropean Securities and Markets Authority and reporting national authorities includes NOBLE Securities SA in ESMA Regulatory Enforcement Register. The recorded action date is 21 Jun 2016.Source recordESMA Regulatory Enforcement Register
- FX-CAM Consulting and Advertisement LtdEuropean Securities and Markets Authority and reporting national authorities includes FX-CAM Consulting and Advertisement Ltd in ESMA Regulatory Enforcement Register. The recorded action date is 8 Mar 2016.Source recordESMA Regulatory Enforcement Register
- Alexandria Group OyjEuropean Securities and Markets Authority and reporting national authorities includes Alexandria Group Oyj in ESMA Regulatory Enforcement Register. The recorded action date is 6 Mar 2017.Source recordESMA Regulatory Enforcement Register
- Titanium Investment Services LtdEuropean Securities and Markets Authority and reporting national authorities includes Titanium Investment Services Ltd in ESMA Regulatory Enforcement Register. The recorded action date is 6 Mar 2017.Source recordESMA Regulatory Enforcement Register
- Uudenmaan OsuuspankkiEuropean Securities and Markets Authority and reporting national authorities includes Uudenmaan Osuuspankki in ESMA Regulatory Enforcement Register. The recorded action date is 6 Mar 2017.Source recordESMA Regulatory Enforcement Register
- Nordea Bank AB (publ), Finnish BranchEuropean Securities and Markets Authority and reporting national authorities includes Nordea Bank AB (publ), Finnish Branch in ESMA Regulatory Enforcement Register. The recorded action date is 6 Mar 2017.Source recordESMA Regulatory Enforcement Register
- FoF Family Asset Management ABEuropean Securities and Markets Authority and reporting national authorities includes FoF Family Asset Management AB in ESMA Regulatory Enforcement Register. The recorded action date is 24 Apr 2017.Source recordESMA Regulatory Enforcement Register
- Infinity ELITE, o.c.p., a.s.European Securities and Markets Authority and reporting national authorities includes Infinity ELITE, o.c.p., a.s. in ESMA Regulatory Enforcement Register. The recorded action date is 5 May 2017.Source recordESMA Regulatory Enforcement Register
- Magyar Posta Befektetési Szolgáltató Zártkörűen Működő Rt.European Securities and Markets Authority and reporting national authorities includes Magyar Posta Befektetési Szolgáltató Zártkörűen Működő Rt. in ESMA Regulatory Enforcement Register. The recorded action date is 17 Apr 2017.Source recordESMA Regulatory Enforcement Register
- Solar Capital Markets Értékpapír Kereskedelmi Zártkörűen Működő Rt.European Securities and Markets Authority and reporting national authorities includes Solar Capital Markets Értékpapír Kereskedelmi Zártkörűen Működő Rt. in ESMA Regulatory Enforcement Register. The recorded action date is 10 Feb 2017.Source recordESMA Regulatory Enforcement Register
- Solar Capital Markets Értékpapír Kereskedelmi Zártkörűen Működő Rt.European Securities and Markets Authority and reporting national authorities includes Solar Capital Markets Értékpapír Kereskedelmi Zártkörűen Működő Rt. in ESMA Regulatory Enforcement Register. The recorded action date is 5 Apr 2017.Source recordESMA Regulatory Enforcement Register
- ABF Adviesgroep B.V.European Securities and Markets Authority and reporting national authorities includes ABF Adviesgroep B.V. in ESMA Regulatory Enforcement Register. The recorded action date is 29 Dec 2016.Source recordESMA Regulatory Enforcement Register
- Binck BankEuropean Securities and Markets Authority and reporting national authorities includes Binck Bank in ESMA Regulatory Enforcement Register. The recorded action date is 16 Mar 2016.Source recordESMA Regulatory Enforcement Register
- Erste Befektetési Zrt.European Securities and Markets Authority and reporting national authorities includes Erste Befektetési Zrt. in ESMA Regulatory Enforcement Register. The recorded action date is 14 Sep 2012.Source recordESMA Regulatory Enforcement Register
- Binck Bank N.V.European Securities and Markets Authority and reporting national authorities includes Binck Bank N.V. in ESMA Regulatory Enforcement Register. The recorded action date is 1 Jul 2016.Source recordESMA Regulatory Enforcement Register
- Gooisch EffectenhuisEuropean Securities and Markets Authority and reporting national authorities includes Gooisch Effectenhuis in ESMA Regulatory Enforcement Register. The recorded action date is 10 Sep 2015.Source recordESMA Regulatory Enforcement Register
- E2MA Consumer Profiling B.V.European Securities and Markets Authority and reporting national authorities includes E2MA Consumer Profiling B.V. in ESMA Regulatory Enforcement Register. The recorded action date is 19 Sep 2015.Source recordESMA Regulatory Enforcement Register
- ABN Amro Bank N.V.European Securities and Markets Authority and reporting national authorities includes ABN Amro Bank N.V. in ESMA Regulatory Enforcement Register. The recorded action date is 28 Aug 2014.Source recordESMA Regulatory Enforcement Register
- AGA International B.V.European Securities and Markets Authority and reporting national authorities includes AGA International B.V. in ESMA Regulatory Enforcement Register. The recorded action date is 12 Mar 2015.Source recordESMA Regulatory Enforcement Register
- ABN Amro Bank N.V.European Securities and Markets Authority and reporting national authorities includes ABN Amro Bank N.V. in ESMA Regulatory Enforcement Register. The recorded action date is 20 Oct 2015.Source recordESMA Regulatory Enforcement Register
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Questions about EU ESMA Sanctions
Who publishes EU ESMA Sanctions?
The catalog identifies European Securities and Markets Authority as the publisher in European Union. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select EU ESMA Sanctions for screening?
The current source snapshot marks EU ESMA Sanctions as available for screening. Select its source ID, eu-esma-sanctions, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current EU ESMA Sanctions records here?
Current public records from EU ESMA Sanctions can be browsed here. The current source contains 848 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export EU ESMA Sanctions records?
Access to EU ESMA Sanctions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.