ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- ASHWORTH, GRAHAM MORRISASIC records a director disqualification for ASHWORTH, GRAHAM MORRIS. The published period runs from 24 Jul 1989 to 24 Jul 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HILLS, ANDREW CARLASIC records a financial-services restriction for HILLS, ANDREW CARL. The published period runs from 14 Apr 2021 to 13 Apr 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BOLTON, NICHOLAS FRANCIS JOHNASIC records a director disqualification for BOLTON, NICHOLAS FRANCIS JOHN. The published period runs from 17 Dec 2015 to 14 Dec 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZHENG, TIMASIC records a credit restriction for ZHENG, TIM. The published period runs from 4 Nov 2019 to 3 Nov 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CRAGO, DOUGLAS JAMESASIC records a director disqualification for CRAGO, DOUGLAS JAMES. The published period runs from 21 Sep 2005 to 21 Sep 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GHOSN, STEVENASIC records a director disqualification for GHOSN, STEVEN. The published period runs from 15 Jan 2007 to 15 Jan 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SAMAN, WAYNEASIC records a financial-services restriction for SAMAN, WAYNE. The source gives 8 Jul 2019 as the start date.PersonASIC Banned and Disqualified Persons
- CORDEROY, LUKE FRASERASIC records a director disqualification for CORDEROY, LUKE FRASER. The published period runs from 27 Feb 2018 to 26 Feb 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MACOLINO, LORENZO PATRICKASIC records a director disqualification for MACOLINO, LORENZO PATRICK. The published period runs from 27 Nov 2016 to 26 May 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHEN, ANDY SHEN-ENASIC records a financial-services restriction for CHEN, ANDY SHEN-EN. The published period runs from 25 Oct 2007 to 25 Oct 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HODSON, ADRIANASIC records a director disqualification for HODSON, ADRIAN. The published period runs from 22 Sep 2007 to 22 Sep 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HODGSON, DAVID PAULASIC records a financial-services restriction for HODGSON, DAVID PAUL. The published period runs from 3 Jul 2015 to 2 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DURIE, WLADYMIRASIC records a securities restriction for DURIE, WLADYMIR. The source gives 27 Feb 1997 as the start date.PersonASIC Banned and Disqualified Persons
- TOWNSEND, CHARLES LESLIEASIC records a director disqualification for TOWNSEND, CHARLES LESLIE. The published period runs from 17 Aug 1988 to 17 Aug 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SOONG, JAMESASIC records a director disqualification for SOONG, JAMES. The published period runs from 27 Feb 2005 to 27 Feb 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JEFFERS, ANDREW GRAHAMASIC records a financial-services restriction for JEFFERS, ANDREW GRAHAM. The published period runs from 21 May 2015 to 20 May 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GALBRAITH, ANDREW ROBERTASIC records a director disqualification for GALBRAITH, ANDREW ROBERT. The published period runs from 2 Feb 2022 to 1 Aug 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CUMMINGS, GERALD EDWINASIC records a financial-services restriction for CUMMINGS, GERALD EDWIN. The published period runs from 22 Nov 2021 to 21 Nov 2026.PersonASIC Banned and Disqualified Persons
- KOO, KIM SINGASIC records a securities restriction for KOO, KIM SING. The published period runs from 28 Feb 2002 to 28 Feb 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BISWAS, JAYDEEPASIC records a director disqualification for BISWAS, JAYDEEP. The published period runs from 20 May 2016 to 19 May 2028.PersonASIC Banned and Disqualified Persons
- SCHIERHOLTER, PETER ADRIANASIC records a director disqualification for SCHIERHOLTER, PETER ADRIAN. The published period runs from 16 Mar 2012 to 15 Mar 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GRUBB, GRAEME CLIFFORDASIC records a securities restriction for GRUBB, GRAEME CLIFFORD. The source gives 21 Mar 2000 as the start date.PersonASIC Banned and Disqualified Persons
- TINKLER, NATHAN LESLIEASIC records a director disqualification for TINKLER, NATHAN LESLIE. The published period runs from 18 May 2017 to 18 Feb 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MERJAN, SAMARASIC records a credit restriction for MERJAN, SAMAR. The source gives 2 Jul 2018 as the start date.PersonASIC Banned and Disqualified Persons
- MCCARTNEY, DUNCAN GRANTASIC records a director disqualification for MCCARTNEY, DUNCAN GRANT. The published period runs from 21 Oct 2005 to 21 Oct 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CASSANITI, GINOASIC records a director disqualification for CASSANITI, GINO. The published period runs from 9 Mar 2015 to 8 Sep 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRANHO, THUYASIC records a director disqualification for TRANHO, THUY. The published period runs from 11 Dec 2012 to 10 Dec 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JAISWAL, INDERJIT PAL SINGHASIC records a director disqualification for JAISWAL, INDERJIT PAL SINGH. The published period runs from 26 Jun 2007 to 26 Jun 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DE BOER, ANNEMIEKEASIC records a financial-services restriction for DE BOER, ANNEMIEKE. The source gives 13 Sep 2007 as the start date.PersonASIC Banned and Disqualified Persons
- ZELKA, LUKASASIC records a financial-services restriction for ZELKA, LUKAS. The published period runs from 23 Sep 2015 to 22 Sep 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.