ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- BANKS, STEWART JAMESASIC records a credit restriction for BANKS, STEWART JAMES. The source gives 14 Dec 2016 as the start date.PersonASIC Banned and Disqualified Persons
- EHLERS, GARRY ROSSASIC records a director disqualification for EHLERS, GARRY ROSS. The published period runs from 7 Feb 1994 to 7 Feb 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HU, BINGXINGASIC records a financial-services restriction for HU, BINGXING. The published period runs from 18 Apr 2017 to 17 Oct 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FRUGTNIET, RUDYASIC records a credit restriction for FRUGTNIET, RUDY. The source gives 30 Jun 2014 as the start date.PersonASIC Banned and Disqualified Persons
- MACPHERSON, JOANNE KAYASIC records a director disqualification for MACPHERSON, JOANNE KAY. The published period runs from 29 Aug 2006 to 29 Aug 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FISCHER, JUSTIN LEEASIC records a director disqualification for FISCHER, JUSTIN LEE. The published period runs from 30 Apr 2019 to 29 Apr 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DI CARLO, TONYASIC records a director disqualification for DI CARLO, TONY. The published period runs from 7 Sep 2012 to 6 Mar 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MASTORES, JUSTINASIC records a director disqualification for MASTORES, JUSTIN. The published period runs from 12 Nov 2018 to 11 May 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BASHFORD, TONY LEEASIC records a credit restriction for BASHFORD, TONY LEE. The source gives 23 Jul 2018 as the start date.PersonASIC Banned and Disqualified Persons
- JARRETT, DAVID ANDREWASIC records a financial-services restriction for JARRETT, DAVID ANDREW. The source gives 17 Jun 2006 as the start date.PersonASIC Banned and Disqualified Persons
- KENDER, BORAASIC records a director disqualification for KENDER, BORA. The published period runs from 1 Jun 2021 to 11 Apr 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- THOMAS, MARKASIC records a financial-services restriction for THOMAS, MARK. The source gives 5 Sep 2023 as the start date.PersonASIC Banned and Disqualified Persons
- GIBSON, GRANT STEWARTASIC records a financial-services restriction for GIBSON, GRANT STEWART. The published period runs from 19 May 2022 to 18 May 2030. The source records reviewed scope exception: The published restriction concerns controlling an entity carrying on a financial-services business; it does not establish a ban on every financial service.PersonASIC Banned and Disqualified Persons
- RAE, IANASIC records a SMSF auditor disqualification for RAE, IAN. The source gives 13 Jun 2014 as the start date.PersonASIC Banned and Disqualified Persons
- KING, KERRI MARIEASIC records a credit restriction for KING, KERRI MARIE. The source gives 12 Aug 2016 as the start date.PersonASIC Banned and Disqualified Persons
- WARD, QUENTINASIC records a director disqualification for WARD, QUENTIN. The published period runs from 21 Jul 2011 to 20 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROSSI, VINCENT LEONARDASIC records a director disqualification for ROSSI, VINCENT LEONARD. The published period runs from 26 Sep 2012 to 25 Sep 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STARKS, CHRISTOPHER MICHAELASIC records a director disqualification for STARKS, CHRISTOPHER MICHAEL. The published period runs from 16 Oct 1996 to 16 Oct 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TOOMEY, PAUL ALEXANDERASIC records a director disqualification for TOOMEY, PAUL ALEXANDER. The published period runs from 8 Feb 1993 to 8 Feb 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PRINZ, WILHELMASIC records a director disqualification for PRINZ, WILHELM. The published period runs from 7 Apr 2005 to 7 Oct 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GROCHOWSKI, MICHAEL STEFANASIC records a financial-services restriction for GROCHOWSKI, MICHAEL STEFAN. The published period runs from 9 May 2012 to 8 May 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCCABE, MARKASIC records a financial-services restriction for MCCABE, MARK. The source gives 27 Aug 2026 as the start date.PersonASIC Banned and Disqualified Persons
- MURPHY, DECLAN JAMESASIC records a director disqualification for MURPHY, DECLAN JAMES. The published period runs from 5 Mar 2022 to 4 Mar 2027.PersonASIC Banned and Disqualified Persons
- ALLEN, DOUGLAS CECILASIC records a financial-services restriction for ALLEN, DOUGLAS CECIL. The published period runs from 15 Mar 2022 to 14 Mar 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHURCHER, FREDERICK JAMESASIC records a director disqualification for CHURCHER, FREDERICK JAMES. The published period runs from 19 Apr 1993 to 19 Apr 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOPKINS, ROSS ANDREWASIC records a financial-services restriction for HOPKINS, ROSS ANDREW. The source gives 14 Sep 2021 as the start date.PersonASIC Banned and Disqualified Persons
- THOMAS, MARK TREVORASIC records a director disqualification for THOMAS, MARK TREVOR. The published period runs from 13 Aug 2011 to 12 Aug 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SHARMA, AMANDEEPASIC records a credit restriction for SHARMA, AMANDEEP. The published period runs from 3 Jul 2013 to 2 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HUNTER, NICHOLASASIC records a financial-services restriction for HUNTER, NICHOLAS. The source gives 1 Sep 2015 as the start date.PersonASIC Banned and Disqualified Persons
- SCOTT, PHILLIP LLOYDASIC records a SMSF auditor disqualification for SCOTT, PHILLIP LLOYD. The source gives 28 Nov 2022 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.