ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- RICKMAN, WERNERASIC records a director disqualification for RICKMAN, WERNER. The published period runs from 31 Aug 2016 to 30 Mar 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WADE, RICHARD JOHNASIC records a financial-services restriction for WADE, RICHARD JOHN. The published period runs from 4 Sep 2008 to 3 Sep 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WARRY, GRAHAMASIC records a director disqualification for WARRY, GRAHAM. The published period runs from 18 Dec 2014 to 17 Dec 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GOLDBERG, LOLITA HELENASIC records a director disqualification for GOLDBERG, LOLITA HELEN. The published period runs from 9 Sep 1992 to 9 Sep 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ORLANDO, FELICEASIC records a director disqualification for ORLANDO, FELICE. The published period runs from 16 Dec 2015 to 15 Dec 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MAO, JIANYONGASIC records a financial-services restriction for MAO, JIANYONG. The published period runs from 26 Oct 2015 to 22 Oct 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FREEMAN, LESLIE RAYMONDASIC records a director disqualification for FREEMAN, LESLIE RAYMOND. The published period runs from 19 Nov 2010 to 18 Nov 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SEIRLIS, TERRYASIC records a director disqualification for SEIRLIS, TERRY. The published period runs from 14 Jul 2010 to 13 Jul 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STREET, DAMIAN FRANCISASIC records a director disqualification for STREET, DAMIAN FRANCIS. The published period runs from 30 Mar 1994 to 30 Mar 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WHITE, NICOLE ELAINEASIC records a director disqualification for WHITE, NICOLE ELAINE. The source gives 5 Jul 2006 as the start date.PersonASIC Banned and Disqualified Persons
- AUSTIN, JOHN WORROKERASIC records a director disqualification for AUSTIN, JOHN WORROKER. The published period runs from 5 Oct 1995 to 4 Apr 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROBIN, LEE ROBERTASIC records a financial-services restriction for ROBIN, LEE ROBERT. The source gives 25 Jun 2015 as the start date.PersonASIC Banned and Disqualified Persons
- DAVIS, JOHNASIC records a director disqualification for DAVIS, JOHN. The published period runs from 23 Feb 2006 to 23 Aug 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KING, TREVOR WILLIAMASIC records a financial-services restriction for KING, TREVOR WILLIAM. The source gives 7 Jun 2023 as the start date.PersonASIC Banned and Disqualified Persons
- RICHARDS, JEFFREY CHARLESASIC records a director disqualification for RICHARDS, JEFFREY CHARLES. The published period runs from 10 Feb 2009 to 9 Feb 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VERAPEN, KEVIN PRAKASHASIC records a director disqualification for VERAPEN, KEVIN PRAKASH. The published period runs from 18 Jan 2023 to 17 Jan 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ANEAR, ANNASIC records a director disqualification for ANEAR, ANN. The published period runs from 23 Aug 1995 to 23 May 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AMARANTI, SERGIOASIC records a financial-services restriction for AMARANTI, SERGIO. The source gives 14 Nov 2016 as the start date.PersonASIC Banned and Disqualified Persons
- MOORE, ANDREW CHARLESASIC records a financial-services restriction for MOORE, ANDREW CHARLES. The published period runs from 3 Jul 2025 to 2 Jul 2028.PersonASIC Banned and Disqualified Persons
- GOEL, RAHULASIC records a financial-services restriction for GOEL, RAHUL. The source gives 7 Feb 2023 as the start date.PersonASIC Banned and Disqualified Persons
- GILES, TERENCE FRANCISASIC records a director disqualification for GILES, TERENCE FRANCIS. The published period runs from 15 Jul 1988 to 15 Jul 1991. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRICARICO, DAVID MICHAELASIC records a director disqualification for TRICARICO, DAVID MICHAEL. The published period runs from 7 Nov 2022 to 6 Nov 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KOUTSOHERAS, CONASIC records a director disqualification for KOUTSOHERAS, CON. The published period runs from 12 Feb 2016 to 11 Feb 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RUSSELL, MARK DAMIANASIC records a director disqualification for RUSSELL, MARK DAMIAN. The published period runs from 25 Oct 2012 to 24 Oct 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VASSALLO, VICTORASIC records a director disqualification for VASSALLO, VICTOR. The published period runs from 11 Mar 1992 to 10 Mar 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STREET, HAYLEYASIC records a director disqualification for STREET, HAYLEY. The published period runs from 15 Dec 2020 to 14 Dec 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HENDERSON, ROBYN LYNETTEASIC records a director disqualification for HENDERSON, ROBYN LYNETTE. The published period runs from 1 Mar 1988 to 1 Mar 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FARELLY, JAIME CHARLESASIC records a director disqualification for FARELLY, JAIME CHARLES. The published period runs from 24 Oct 2023 to 23 Oct 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FINNIGAN, SIMONASIC records a financial-services restriction for FINNIGAN, SIMON. The source gives 18 Sep 2013 as the start date.PersonASIC Banned and Disqualified Persons
- SEVELLE, DAVID DAYANASIC records a financial-services restriction for SEVELLE, DAVID DAYAN. The source gives 3 Oct 2008 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.