ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 24 hours
Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- KELLAHAN, DREW ADRIANASIC records a director disqualification for KELLAHAN, DREW ADRIAN. The published period runs from 18 Sep 2007 to 18 Sep 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CRUTCHFIELD, CARLYASIC records a director disqualification for CRUTCHFIELD, CARLY. The published period runs from 7 Nov 2013 to 6 May 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRACEY, JANICEASIC records a director disqualification for TRACEY, JANICE. The published period runs from 9 Jul 1992 to 7 Jul 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DARKE, GEORGE THOMASASIC records a director disqualification for DARKE, GEORGE THOMAS. The published period runs from 1 Jul 1988 to 1 Jul 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STEVENSON, FREDERICK ROBERTASIC records a director disqualification for STEVENSON, FREDERICK ROBERT. The published period runs from 19 Sep 2012 to 18 Sep 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GIBBON, KIRKASIC records a director disqualification for GIBBON, KIRK. The published period runs from 19 May 2012 to 18 May 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LIU, EUGENEASIC records a financial-services restriction for LIU, EUGENE. The source gives 8 Feb 2013 as the start date.PersonASIC Banned and Disqualified Persons
- PEPPER, SUSANASIC records a director disqualification for PEPPER, SUSAN. The published period runs from 13 Mar 2010 to 12 Mar 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FOWLER, GREGORY JOHNASIC records a director disqualification for FOWLER, GREGORY JOHN. The published period runs from 22 Oct 2010 to 21 Oct 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZAPPIA, MARKASIC records a director disqualification for ZAPPIA, MARK. The published period runs from 7 Jul 2025 to 6 Jul 2030.PersonASIC Banned and Disqualified Persons
- GILCHRIST, HUGH ELIOTTASIC records a director disqualification for GILCHRIST, HUGH ELIOTT. The published period runs from 5 May 2007 to 5 Nov 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- THOMPSON, CATHERINE ANNEASIC records a credit restriction for THOMPSON, CATHERINE ANNE. The source gives 26 Sep 2013 as the start date.PersonASIC Banned and Disqualified Persons
- HANNA, EMANASIC records a financial-services restriction for HANNA, EMAN. The source gives 21 Jul 2016 as the start date.PersonASIC Banned and Disqualified Persons
- GROSSBERG, GRETA ANNEASIC records a director disqualification for GROSSBERG, GRETA ANNE. The published period runs from 20 Oct 2000 to 20 Oct 2005. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WISE, DARREN JOHNASIC records a financial-services restriction for WISE, DARREN JOHN. The source gives 2 Feb 2016 as the start date.PersonASIC Banned and Disqualified Persons
- DI RUSSO, MAXWELLASIC records a director disqualification for DI RUSSO, MAXWELL. The published period runs from 25 Jul 2012 to 24 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COOMBE, PHILLIP RONALD ANTHONYASIC records a director disqualification for COOMBE, PHILLIP RONALD ANTHONY. The published period runs from 8 Nov 2006 to 8 Nov 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FERMANIS, PETERASIC records a credit restriction for FERMANIS, PETER. The source gives 9 Mar 2001 as the start date.PersonASIC Banned and Disqualified Persons
- MITSAKIS, NICHOLAS THEODOREASIC records a director disqualification for MITSAKIS, NICHOLAS THEODORE. The published period runs from 16 Jun 1988 to 16 Jun 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ADAMSON, MARK GORDONASIC records a financial-services restriction for ADAMSON, MARK GORDON. The published period runs from 29 May 2015 to 28 May 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NOTT, RAYMOND EDWARDASIC records a director disqualification for NOTT, RAYMOND EDWARD. The published period runs from 3 Jan 1996 to 3 Jun 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SIDEBOTTOM, MARALYN JOYASIC records a director disqualification for SIDEBOTTOM, MARALYN JOY. The published period runs from 7 Mar 2007 to 7 Mar 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DONATO, SANDRO DIASIC records a director disqualification for DONATO, SANDRO DI. The published period runs from 19 Jan 2011 to 24 Jul 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JENKINS, PHILLIP KENNETH MARYCHURCHASIC records a director disqualification for JENKINS, PHILLIP KENNETH MARYCHURCH. The published period runs from 30 Aug 1996 to 28 Feb 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRISTOW, IAN DOUGLASASIC records a financial-services restriction for BRISTOW, IAN DOUGLAS. The published period runs from 27 Aug 2008 to 27 Aug 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HARRISON, WILLIAM MAXWELLASIC records a director disqualification for HARRISON, WILLIAM MAXWELL. The published period runs from 28 Jul 2003 to 27 Jul 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FINLAN, MICHAEL BURNSASIC records a director disqualification for FINLAN, MICHAEL BURNS. The published period runs from 11 Jan 2007 to 11 Jan 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DAWKINS, JOHNASIC records a director disqualification for DAWKINS, JOHN. The published period runs from 15 Nov 2019 to 14 Nov 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HAMMOND, STEVEN JAMESASIC records a director disqualification for HAMMOND, STEVEN JAMES. The published period runs from 21 Dec 2015 to 20 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BEJARES, ALENJANDROASIC records a director disqualification for BEJARES, ALENJANDRO. The published period runs from 29 Oct 2015 to 28 Oct 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
Screen customers against the ASIC Banned and Disqualified Persons
Start free250 free live screenings • One lifetime allowance • API + dashboard • No credit card
Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.