ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- ROSE, SHANE ALLANASIC records a financial-services restriction for ROSE, SHANE ALLAN. The source gives 11 Mar 2024 as the start date.PersonASIC Banned and Disqualified Persons
- DEUTSCH, RORY MOR MACLEODASIC records a financial-services restriction for DEUTSCH, RORY MOR MACLEOD. The published period runs from 16 Nov 2011 to 15 Nov 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RYAN, DENIS ANTHONY RAPHAELASIC records a director disqualification for RYAN, DENIS ANTHONY RAPHAEL. The published period runs from 18 May 2016 to 17 Nov 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FURNELL, JAMES TERENCEASIC records a financial-services restriction for FURNELL, JAMES TERENCE. The published period runs from 22 Nov 2021 to 21 Nov 2028.PersonASIC Banned and Disqualified Persons
- BOLTON, NICHOLAS FRANCIS JOHNASIC records a director disqualification for BOLTON, NICHOLAS FRANCIS JOHN. The published period runs from 17 Dec 2015 to 14 Dec 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ANAND, RAVI KUMARASIC records a credit restriction for ANAND, RAVI KUMAR. The source gives 4 Nov 2015 as the start date.PersonASIC Banned and Disqualified Persons
- SAPPIDEEN, ISHANASIC records a financial-services restriction for SAPPIDEEN, ISHAN. The source gives 25 Aug 2014 as the start date.PersonASIC Banned and Disqualified Persons
- ZAPPELLI, DOUGLAS EDWARDASIC records a director disqualification for ZAPPELLI, DOUGLAS EDWARD. The published period runs from 17 Jan 2014 to 17 Jan 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHIVERS, ERROL JOHNASIC records a securities restriction for CHIVERS, ERROL JOHN. The published period runs from 6 Nov 1996 to 19 Jun 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RANDLE, CHRISTOPHER FREDERICKASIC records a director disqualification for RANDLE, CHRISTOPHER FREDERICK. The published period runs from 6 Jun 2007 to 6 Jun 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MARTIN, JOHN CARLTONASIC records a financial-services restriction for MARTIN, JOHN CARLTON. The published period runs from 26 May 2021 to 25 May 2031.PersonASIC Banned and Disqualified Persons
- PENNIMPEDE, VITO PETERASIC records a director disqualification for PENNIMPEDE, VITO PETER. The published period runs from 1 Jul 2021 to 30 Jun 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ELLERY, MILES CHRISTOPHERASIC records a director disqualification for ELLERY, MILES CHRISTOPHER. The published period runs from 1 Dec 2012 to 30 Nov 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MAKRIS, ANTONYASIC records a director disqualification for MAKRIS, ANTONY. The published period runs from 23 Mar 2023 to 22 Mar 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GUAN, WALTER YAOLONGASIC records a financial-services restriction for GUAN, WALTER YAOLONG. The published period runs from 16 May 2022 to 15 May 2027.PersonASIC Banned and Disqualified Persons
- CHYE, LIM THEAMASIC records a financial-services restriction for CHYE, LIM THEAM. The published period runs from 9 Nov 2010 to 8 Nov 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ASHRAFINIA, MOJTABAASIC records a director disqualification for ASHRAFINIA, MOJTABA. The published period runs from 23 Mar 2016 to 22 Mar 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HAMMOND, STEVEN JAMESASIC records a director disqualification for HAMMOND, STEVEN JAMES. The published period runs from 21 Dec 2015 to 20 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GROSSBERG, EGONASIC records a director disqualification for GROSSBERG, EGON. The published period runs from 20 Oct 2000 to 20 Oct 2005. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CRAWLEY, MICHAEL ANDREWASIC records a director disqualification for CRAWLEY, MICHAEL ANDREW. The published period runs from 9 Aug 2010 to 8 Aug 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NUGARA, TERENCE RIO RIENZOASIC records a financial-services restriction for NUGARA, TERENCE RIO RIENZO. The source gives 3 Apr 2023 as the start date.PersonASIC Banned and Disqualified Persons
- RICHARDS, BLAKE GEOFFERY ALLANASIC records a director disqualification for RICHARDS, BLAKE GEOFFERY ALLAN. The published period runs from 23 Sep 2009 to 22 Sep 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GYNTHER, MARK JOHNASIC records a SMSF auditor disqualification for GYNTHER, MARK JOHN. The source gives 23 May 2024 as the start date.PersonASIC Banned and Disqualified Persons
- COSTAS, DAMIENASIC records a director disqualification for COSTAS, DAMIEN. The published period runs from 21 Aug 2019 to 20 Aug 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TELFORD, LAWRENCE IRVINEASIC records a director disqualification for TELFORD, LAWRENCE IRVINE. The published period runs from 29 Nov 1988 to 29 Nov 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TIDBURY, MARK LIONELASIC records a financial-services restriction for TIDBURY, MARK LIONEL. The published period runs from 26 Nov 2015 to 25 Nov 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HILL, STEVEN WILLIAMASIC records a financial-services restriction for HILL, STEVEN WILLIAM. The source gives 12 Sep 2016 as the start date.PersonASIC Banned and Disqualified Persons
- O'REILLY, DAMIENASIC records a director disqualification for O'REILLY, DAMIEN. The published period runs from 30 Mar 2012 to 29 Mar 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HINSLEY, MARK JOSEPHASIC records a financial-services restriction for HINSLEY, MARK JOSEPH. The published period runs from 11 Feb 2019 to 10 Feb 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FALCONER, ANTHONY JOHNASIC records a director disqualification for FALCONER, ANTHONY JOHN. The published period runs from 3 Aug 2026 to 2 Aug 2030.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.