ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- MCPHERSON, NEILASIC records a financial-services restriction for MCPHERSON, NEIL. The published period runs from 5 Feb 2026 to 4 Feb 2030.PersonASIC Banned and Disqualified Persons
- HING, STEVEN PAULASIC records a financial-services restriction for HING, STEVEN PAUL. The published period runs from 5 Oct 2011 to 4 Oct 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FAIRWEATHER, MARGARET ELIZABETHASIC records a director disqualification for FAIRWEATHER, MARGARET ELIZABETH. The published period runs from 21 Oct 1991 to 21 Oct 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COSTELLO, MERVASIC records a director disqualification for COSTELLO, MERV. The published period runs from 20 Dec 2012 to 19 Dec 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ARCHER, WALTER JAMESASIC records a director disqualification for ARCHER, WALTER JAMES. The published period runs from 14 Mar 1990 to 14 Mar 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BROOKES, NICHOLAS DUNCANASIC records a financial-services restriction for BROOKES, NICHOLAS DUNCAN. The published period runs from 15 Jul 2026 to 14 Jul 2029.PersonASIC Banned and Disqualified Persons
- VALLAYDAM, SYDNEYASIC records a director disqualification for VALLAYDAM, SYDNEY. The published period runs from 9 Feb 2017 to 8 Feb 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WILLIAMS, IAN COMRIEASIC records a financial-services restriction for WILLIAMS, IAN COMRIE. The published period runs from 19 Nov 2019 to 18 Nov 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RYAN, NOELASIC records a director disqualification for RYAN, NOEL. The published period runs from 1 Dec 2020 to 30 Nov 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HIRD, PHILLIP JOHNASIC records a director disqualification for HIRD, PHILLIP JOHN. The published period runs from 27 Sep 2004 to 26 Sep 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- D'LAMARTIN, NICOLAIASIC records a financial-services restriction for D'LAMARTIN, NICOLAI. The source gives 5 May 2016 as the start date.PersonASIC Banned and Disqualified Persons
- PORCIA, JOSEPH ALEXISASIC records a financial-services restriction for PORCIA, JOSEPH ALEXIS. The source gives 7 Aug 2006 as the start date.PersonASIC Banned and Disqualified Persons
- DONALD, LAWSON STUARTASIC records a financial-services restriction for DONALD, LAWSON STUART. The source gives 2 Jul 2013 as the start date.PersonASIC Banned and Disqualified Persons
- CORNFORD, DAVIDASIC records a financial-services restriction for CORNFORD, DAVID. The published period runs from 13 May 2019 to 12 May 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PRIOR, ANTHONY STEPHENASIC records a director disqualification for PRIOR, ANTHONY STEPHEN. The published period runs from 6 Nov 2025 to 5 Nov 2030.PersonASIC Banned and Disqualified Persons
- CATANESE, TIMOTHY SAMASIC records a director disqualification for CATANESE, TIMOTHY SAM. The published period runs from 23 Oct 1996 to 23 Apr 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VIVLIOS, JIMMY HARRYASIC records a director disqualification for VIVLIOS, JIMMY HARRY. The published period runs from 19 Jul 2012 to 18 Jul 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HILLAM, JOHN FREDERICHASIC records a director disqualification for HILLAM, JOHN FREDERICH. The published period runs from 4 Jul 2025 to 4 Jan 2028.PersonASIC Banned and Disqualified Persons
- HARRISON, BARRY STEPHENASIC records a director disqualification for HARRISON, BARRY STEPHEN. The published period runs from 8 Nov 2000 to 8 Nov 2005. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DOWNEY, ANTHONYASIC records a financial-services restriction for DOWNEY, ANTHONY. The published period runs from 15 Aug 2016 to 14 Aug 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RUSSELL, MARK DAMIANASIC records a director disqualification for RUSSELL, MARK DAMIAN. The published period runs from 25 Oct 2012 to 24 Oct 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CASE, JARRODASIC records a director disqualification for CASE, JARROD. The published period runs from 14 Mar 2012 to 13 Mar 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ASFOUR, ANTHONY HANNAASIC records a director disqualification for ASFOUR, ANTHONY HANNA. The published period runs from 16 Jul 2011 to 15 Jul 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- REED, GEOFFREYASIC records a director disqualification for REED, GEOFFREY. The published period runs from 1 May 2015 to 30 Jun 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SANDHU, TANASIC records a director disqualification for SANDHU, TAN. The published period runs from 13 Sep 2007 to 13 Sep 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COHEN, MICHAELASIC records a financial-services restriction for COHEN, MICHAEL. The source gives 11 Feb 2009 as the start date.PersonASIC Banned and Disqualified Persons
- WILLIAMS, BLIGH WENTWORTHASIC records a director disqualification for WILLIAMS, BLIGH WENTWORTH. The published period runs from 6 Apr 2023 to 5 Apr 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ALI, DANIEL FAROOKASIC records a financial-services restriction for ALI, DANIEL FAROOK. The source gives 14 Nov 2017 as the start date.PersonASIC Banned and Disqualified Persons
- MARSH, TIMOTHYASIC records a director disqualification for MARSH, TIMOTHY. The published period runs from 1 Dec 2019 to 30 Nov 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PAULDING, JOHNASIC records a director disqualification for PAULDING, JOHN. The published period runs from 29 Oct 2015 to 28 Oct 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.