ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- EDWARDS, MALCOLM LESLIEASIC records a director disqualification for EDWARDS, MALCOLM LESLIE. The published period runs from 2 Jun 2006 to 2 Jun 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DIMITRI, PETERASIC records a director disqualification for DIMITRI, PETER. The published period runs from 7 May 1997 to 7 May 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STEPHENS, EDITHASIC records a director disqualification for STEPHENS, EDITH. The published period runs from 3 Dec 1997 to 2 Dec 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LEMON, KEITH JOHNASIC records a director disqualification for LEMON, KEITH JOHN. The published period runs from 6 Nov 2019 to 5 Nov 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PARSONS, DAVID GEORGEASIC records a director disqualification for PARSONS, DAVID GEORGE. The published period runs from 10 Oct 2012 to 9 Apr 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRITTON, NOLENE CAROLEASIC records a director disqualification for BRITTON, NOLENE CAROLE. The published period runs from 22 Aug 1989 to 22 Aug 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GIERTZ, ANDREW ROBERTASIC records a securities restriction for GIERTZ, ANDREW ROBERT. The source gives 27 Jan 1998 as the start date.PersonASIC Banned and Disqualified Persons
- HODGERS ROBERTS, VERONICA MARYASIC records a director disqualification for HODGERS ROBERTS, VERONICA MARY. The published period runs from 3 Sep 2025 to 2 Sep 2030.PersonASIC Banned and Disqualified Persons
- ROMANO, FRANCESCO ANTONIOASIC records a financial-services restriction for ROMANO, FRANCESCO ANTONIO. The published period runs from 3 Aug 2020 to 2 Aug 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BARKER, LEIGHASIC records a financial-services restriction for BARKER, LEIGH. The published period runs from 25 Jul 2012 to 24 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BEISER, MARKASIC records a director disqualification for BEISER, MARK. The published period runs from 8 Jul 1996 to 8 Jan 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RYAN, JAMINASIC records a director disqualification for RYAN, JAMIN. The published period runs from 22 Sep 2009 to 21 Mar 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LIM, ANDY KAY HOOIASIC records a financial-services restriction for LIM, ANDY KAY HOOI. The source gives 24 Nov 2014 as the start date.PersonASIC Banned and Disqualified Persons
- DOBSON, CARLASIC records a director disqualification for DOBSON, CARL. The published period runs from 2 Aug 2018 to 1 Aug 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MARTIN, TREVOR WILLIAMASIC records a financial-services restriction for MARTIN, TREVOR WILLIAM. The source gives 18 Aug 2018 as the start date.PersonASIC Banned and Disqualified Persons
- ENSOR, BENJAMINASIC records a director disqualification for ENSOR, BENJAMIN. The published period runs from 26 Apr 2017 to 25 Apr 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PLYMIN, BERNARD HENRYASIC records a director disqualification for PLYMIN, BERNARD HENRY. The published period runs from 28 Jul 2003 to 27 Jul 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WOOLDRIDGE, MICHAEL RICHARDASIC records a director disqualification for WOOLDRIDGE, MICHAEL RICHARD. The published period runs from 23 Oct 2019 to 12 Jul 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GROCHOWSKI, MICHAELASIC records a director disqualification for GROCHOWSKI, MICHAEL. The published period runs from 30 Jan 2019 to 29 Jul 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- REYNOLDS, JAMES CARLOSASIC records a financial-services restriction for REYNOLDS, JAMES CARLOS. The source gives 9 Oct 2022 as the start date.PersonASIC Banned and Disqualified Persons
- FORTUNE, MALCOLM JOHNASIC records a director disqualification for FORTUNE, MALCOLM JOHN. The published period runs from 26 Oct 2006 to 26 Oct 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SACERDOTI, MICHAEL GADASIC records a director disqualification for SACERDOTI, MICHAEL GAD. The published period runs from 14 Jun 1995 to 14 Dec 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LIN, WEN JIANGASIC records a director disqualification for LIN, WEN JIANG. The published period runs from 18 Jun 2017 to 17 Jun 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BROWN, OBIE SIAMASIC records a director disqualification for BROWN, OBIE SIAM. The published period runs from 13 Mar 2014 to 12 Mar 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HALLIGAN, RODERICK GEORGEASIC records a financial-services restriction for HALLIGAN, RODERICK GEORGE. The source gives 14 Feb 2022 as the start date.PersonASIC Banned and Disqualified Persons
- BARTOLO, VINCENT JAMESASIC records a director disqualification for BARTOLO, VINCENT JAMES. The published period runs from 16 Feb 2011 to 15 Feb 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CRAVEN, JAMES ASHLEY WOODFORDASIC records a director disqualification for CRAVEN, JAMES ASHLEY WOODFORD. The published period runs from 3 Aug 1990 to 3 Aug 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRUMLEY, WILLIAM ALEXANDERASIC records a director disqualification for BRUMLEY, WILLIAM ALEXANDER. The published period runs from 30 Oct 1991 to 30 Oct 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SHANDON, PETER JOHNASIC records a director disqualification for SHANDON, PETER JOHN. The published period runs from 18 May 2007 to 18 May 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- IANNELLO, MICHAELASIC records a director disqualification for IANNELLO, MICHAEL. The published period runs from 20 Dec 2011 to 19 Dec 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.