ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- ECKFORD, OLIVIAASIC records a director disqualification for ECKFORD, OLIVIA. The published period runs from 20 Dec 2014 to 19 Dec 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- O'LEARY, PHILIP JOHNASIC records a director disqualification for O'LEARY, PHILIP JOHN. The published period runs from 7 Aug 2009 to 6 Aug 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BUGEJA, DAVID CHARLIESASIC records a financial-services restriction for BUGEJA, DAVID CHARLIES. The published period runs from 26 May 2023 to 25 May 2029.PersonASIC Banned and Disqualified Persons
- MAROUN, ELIASASIC records a director disqualification for MAROUN, ELIAS. The published period runs from 13 Sep 2018 to 12 Jan 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NUGARA, TERENCE RIOASIC records a financial-services restriction for NUGARA, TERENCE RIO. The source gives 3 Apr 2023 as the start date.PersonASIC Banned and Disqualified Persons
- FERRONE, GIUSEPPEASIC records a director disqualification for FERRONE, GIUSEPPE. The published period runs from 5 Aug 2011 to 4 Aug 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WALLIS, MATTHEW MANSONASIC records a financial-services restriction for WALLIS, MATTHEW MANSON. The source gives 28 Nov 2017 as the start date.PersonASIC Banned and Disqualified Persons
- ROWNTREE, BRUCE ELLIOTASIC records a SMSF auditor disqualification for ROWNTREE, BRUCE ELLIOT. The source gives 9 Feb 2026 as the start date.PersonASIC Banned and Disqualified Persons
- REIMERS, HAYDN ALISTAIRASIC records a financial-services restriction for REIMERS, HAYDN ALISTAIR. The source gives 15 Apr 2016 as the start date.PersonASIC Banned and Disqualified Persons
- BATROS, RYAN ANTHONY LESLIEASIC records a financial-services restriction for BATROS, RYAN ANTHONY LESLIE. The published period runs from 16 Mar 2016 to 15 Mar 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SHEEHAN, JAMESASIC records a credit restriction for SHEEHAN, JAMES. The source gives 21 Feb 2019 as the start date.PersonASIC Banned and Disqualified Persons
- BARANOV, ANTONIA MARGARET ROSEASIC records a director disqualification for BARANOV, ANTONIA MARGARET ROSE. The published period runs from 11 Oct 2012 to 10 Apr 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AGHILI, AMROLLAHASIC records a director disqualification for AGHILI, AMROLLAH. The published period runs from 21 Jan 2010 to 20 Jan 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HUTSON, MELANIEASIC records a securities restriction for HUTSON, MELANIE. The published period runs from 17 Oct 2003 to 17 Oct 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WHYTE, GRAEMEASIC records a SMSF auditor disqualification for WHYTE, GRAEME. The source gives 14 Dec 2022 as the start date.PersonASIC Banned and Disqualified Persons
- SPARK, PHILLIP GREGORYASIC records a financial-services restriction for SPARK, PHILLIP GREGORY. The source gives 12 Mar 2014 as the start date.PersonASIC Banned and Disqualified Persons
- FEDUNIW, EMMAASIC records a financial-services restriction for FEDUNIW, EMMA. The source gives 21 Jul 2016 as the start date.PersonASIC Banned and Disqualified Persons
- OBRIEN, ANDREWASIC records a director disqualification for OBRIEN, ANDREW. The published period runs from 18 Feb 2009 to 17 Feb 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MOYLAN, CHRISTOPHERASIC records a director disqualification for MOYLAN, CHRISTOPHER. The published period runs from 20 Feb 2015 to 27 Jul 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FREEMAN, LESLIEASIC records a director disqualification for FREEMAN, LESLIE. The published period runs from 19 Nov 2010 to 18 Nov 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DEVLIN, KEVIN STANLEYASIC records a director disqualification for DEVLIN, KEVIN STANLEY. The published period runs from 7 Nov 1994 to 7 Nov 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JENSEN, DAMIENASIC records a director disqualification for JENSEN, DAMIEN. The published period runs from 20 Jul 2015 to 19 Jul 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SOONG, JAMESASIC records a director disqualification for SOONG, JAMES. The published period runs from 27 Feb 2005 to 27 Feb 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MACDONALD, DAVID MALCOLMASIC records a director disqualification for MACDONALD, DAVID MALCOLM. The published period runs from 13 May 1988 to 13 May 1990. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- THOMAS, ALEXANDER BRUCEASIC records a financial-services restriction for THOMAS, ALEXANDER BRUCE. The published period runs from 30 Mar 2020 to 29 Mar 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SWINTON, CHARLES WILLIAMASIC records a securities restriction for SWINTON, CHARLES WILLIAM. The source gives 11 Jun 1999 as the start date.PersonASIC Banned and Disqualified Persons
- BOWKER, KEITH DOUGLASASIC records a financial-services restriction for BOWKER, KEITH DOUGLAS. The published period runs from 2 Apr 2019 to 1 Apr 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DALTON, ROBERT LESLIEASIC records a director disqualification for DALTON, ROBERT LESLIE. The published period runs from 7 Jul 1993 to 7 Jul 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OSMOND, DANIELASIC records a director disqualification for OSMOND, DANIEL. The published period runs from 24 Feb 2026 to 23 Feb 2030.PersonASIC Banned and Disqualified Persons
- STONE, MARY JANEASIC records a director disqualification for STONE, MARY JANE. The published period runs from 8 Dec 1995 to 8 Dec 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.