ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- BEEVERS, ROSLYNASIC records a director disqualification for BEEVERS, ROSLYN. The published period runs from 30 Sep 2009 to 29 Sep 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MORGAN, JOHNASIC records a financial-services restriction for MORGAN, JOHN. The published period runs from 21 Oct 2025 to 20 Oct 2030.PersonASIC Banned and Disqualified Persons
- SHANNON, JASONASIC records a director disqualification for SHANNON, JASON. The published period runs from 18 Dec 2017 to 17 Dec 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NGUYEN, DANIEL DUY ANHASIC records a financial-services restriction for NGUYEN, DANIEL DUY ANH. The published period runs from 18 Oct 2013 to 18 Oct 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ALAMEDDINE, YAHYAASIC records a director disqualification for ALAMEDDINE, YAHYA. The published period runs from 30 Apr 2020 to 29 Apr 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LANDAU, MARK ALEXANDERASIC records a financial-services restriction for LANDAU, MARK ALEXANDER. The published period runs from 13 Aug 2018 to 12 Feb 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- REVELL-READE, JEFFREY ROBASIC records a financial-services restriction for REVELL-READE, JEFFREY ROB. The source gives 5 May 2015 as the start date.PersonASIC Banned and Disqualified Persons
- KENNEY, TREVOR JAMESASIC records a director disqualification for KENNEY, TREVOR JAMES. The published period runs from 21 Jan 2015 to 20 Jul 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FORREST, STEPHEN DOUGLASASIC records a director disqualification for FORREST, STEPHEN DOUGLAS. The published period runs from 7 Apr 2014 to 6 Oct 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SINHA, SUDHIR KUMARASIC records a financial-services restriction for SINHA, SUDHIR KUMAR. The published period runs from 2 Jun 2017 to 1 Jun 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OHLSON, DAVIDASIC records a director disqualification for OHLSON, DAVID. The published period runs from 23 Jun 2017 to 22 Dec 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SPERLINGA, GAETANOASIC records a director disqualification for SPERLINGA, GAETANO. The published period runs from 13 May 1997 to 13 May 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BISWAS, JAYDEEPASIC records a director disqualification for BISWAS, JAYDEEP. The published period runs from 20 May 2016 to 19 May 2028.PersonASIC Banned and Disqualified Persons
- WRIGHT, ALEXANDER FREDERICKASIC records a director disqualification for WRIGHT, ALEXANDER FREDERICK. The published period runs from 14 Mar 1988 to 14 Mar 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OBERG, COLIN JAMESASIC records a financial-services restriction for OBERG, COLIN JAMES. The source gives 10 Jul 2012 as the start date.PersonASIC Banned and Disqualified Persons
- MORRISON, SCOTT JOHNASIC records a financial-services restriction for MORRISON, SCOTT JOHN. The published period runs from 3 Apr 2020 to 2 Apr 2027.PersonASIC Banned and Disqualified Persons
- HOWARD, EDWARD ARMSTRONGASIC records a director disqualification for HOWARD, EDWARD ARMSTRONG. The published period runs from 24 Jun 1988 to 24 Jun 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VELLA, CHARLESASIC records a director disqualification for VELLA, CHARLES. The published period runs from 7 Jun 2007 to 7 Jun 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- IVES, ROBERT WILLIAMASIC records a director disqualification for IVES, ROBERT WILLIAM. The published period runs from 1 Feb 2008 to 1 Feb 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FARRELLY, GENEASIC records a director disqualification for FARRELLY, GENE. The published period runs from 16 May 2023 to 15 May 2028.PersonASIC Banned and Disqualified Persons
- KING, KERRIE MARIEASIC records a financial-services restriction for KING, KERRIE MARIE. The source gives 12 Aug 2016 as the start date.PersonASIC Banned and Disqualified Persons
- YOUNG R,ASIC records a director disqualification for YOUNG R,. The published period runs from 24 Jun 2011 to 23 Jun 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROYCE, PHILLIP ANTHONYASIC records a director disqualification for ROYCE, PHILLIP ANTHONY. The published period runs from 23 Sep 2021 to 22 Mar 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZIZIKAS, HARRYASIC records a director disqualification for ZIZIKAS, HARRY. The published period runs from 11 Oct 2005 to 11 Oct 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PAPANTONIOU, CHRIS JOHNASIC records a director disqualification for PAPANTONIOU, CHRIS JOHN. The published period runs from 24 Jul 2009 to 23 Jul 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCGOLDRICK, CLAIRE DOROTHYASIC records a director disqualification for MCGOLDRICK, CLAIRE DOROTHY. The published period runs from 6 Dec 1990 to 6 Dec 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BOWKER, KEITH DOUGLASASIC records a financial-services restriction for BOWKER, KEITH DOUGLAS. The published period runs from 2 Apr 2019 to 1 Apr 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GABAH, RAPHAELASIC records a director disqualification for GABAH, RAPHAEL. The published period runs from 20 Nov 2013 to 27 Aug 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MURPHY, JOHN DAVIDASIC records a credit restriction for MURPHY, JOHN DAVID. The published period runs from 7 Nov 2014 to 30 Oct 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCLEOD - DEMPSEY, DUNCANASIC records a director disqualification for MCLEOD - DEMPSEY, DUNCAN. The published period runs from 4 Aug 2021 to 3 Aug 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.