ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- WELLS, STEPHEN RONALDASIC records a director disqualification for WELLS, STEPHEN RONALD. The published period runs from 1 Apr 2009 to 30 Sep 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GRIGGS, CHRISTOPHER JOHNASIC records a financial-services restriction for GRIGGS, CHRISTOPHER JOHN. The source gives 24 Nov 2016 as the start date.PersonASIC Banned and Disqualified Persons
- SAAD, AHMEDASIC records a financial-services restriction for SAAD, AHMED. The source gives 14 Dec 2018 as the start date.PersonASIC Banned and Disqualified Persons
- RICKMAN, VERNASIC records a director disqualification for RICKMAN, VERN. The published period runs from 31 Aug 2016 to 30 Mar 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SOARES, SIMPLICIO JOSEPHASIC records a SMSF auditor disqualification for SOARES, SIMPLICIO JOSEPH. The source gives 5 Jun 2009 as the start date.PersonASIC Banned and Disqualified Persons
- ARNOLD, DARREN JASONASIC records a credit restriction for ARNOLD, DARREN JASON. The source gives 9 Dec 2015 as the start date.PersonASIC Banned and Disqualified Persons
- WEST, CRAIGASIC records a director disqualification for WEST, CRAIG. The published period runs from 27 Jun 2006 to 27 Jun 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WARD, TIMOTHY JOHNASIC records a credit restriction for WARD, TIMOTHY JOHN. The source gives 14 Jun 2002 as the start date.PersonASIC Banned and Disqualified Persons
- THOMAS, MARKASIC records a financial-services restriction for THOMAS, MARK. The source gives 5 Sep 2023 as the start date.PersonASIC Banned and Disqualified Persons
- MIRANDA, BASILASIC records a director disqualification for MIRANDA, BASIL. The published period runs from 7 Aug 2013 to 6 Aug 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZREIKA, RAMZIASIC records a director disqualification for ZREIKA, RAMZI. The published period runs from 3 Dec 2021 to 2 Dec 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CARCALLAS, PAULASIC records a financial-services restriction for CARCALLAS, PAUL. The published period runs from 13 Dec 2022 to 12 Dec 2032.PersonASIC Banned and Disqualified Persons
- HEYCOCK, DAVID RHYSASIC records a financial-services restriction for HEYCOCK, DAVID RHYS. The published period runs from 11 May 2017 to 10 May 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GARDINER, JAY DAMONASIC records a director disqualification for GARDINER, JAY DAMON. The published period runs from 5 Mar 2026 to 4 Mar 2030.PersonASIC Banned and Disqualified Persons
- WHITEMAN, PHILIP DAMIANASIC records a director disqualification for WHITEMAN, PHILIP DAMIAN. The published period runs from 23 Aug 2023 to 22 Aug 2028.PersonASIC Banned and Disqualified Persons
- WASHBOURNE, BRIAN MAURICEASIC records a financial-services restriction for WASHBOURNE, BRIAN MAURICE. The published period runs from 2 Jun 2023 to 1 Jun 2029.PersonASIC Banned and Disqualified Persons
- TRUTER, TRAVIS BENJAMINASIC records a credit restriction for TRUTER, TRAVIS BENJAMIN. The source gives 6 Dec 2019 as the start date.PersonASIC Banned and Disqualified Persons
- KERR, NICHOLAS MCKINNONASIC records a financial-services restriction for KERR, NICHOLAS MCKINNON. The published period runs from 9 Aug 2016 to 8 Aug 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ALLEN, CRAIG CHRISTOPHERASIC records a financial-services restriction for ALLEN, CRAIG CHRISTOPHER. The published period runs from 22 Nov 2021 to 21 Nov 2026.PersonASIC Banned and Disqualified Persons
- CHAMPLEY, GLEN DESMONDASIC records a director disqualification for CHAMPLEY, GLEN DESMOND. The published period runs from 17 Sep 2021 to 16 Sep 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MACLEOD, PETER KENNETHASIC records a SMSF auditor disqualification for MACLEOD, PETER KENNETH. The source gives 28 Mar 2011 as the start date.PersonASIC Banned and Disqualified Persons
- CUTHBERTSON, DONALD JAMESASIC records a financial-services restriction for CUTHBERTSON, DONALD JAMES. The source gives 8 Aug 2023 as the start date.PersonASIC Banned and Disqualified Persons
- COLLINS, JOHN DAVIDASIC records a SMSF auditor disqualification for COLLINS, JOHN DAVID. The source gives 18 May 2012 as the start date.PersonASIC Banned and Disqualified Persons
- RUTTLEY, ROBERT DONALDASIC records a director disqualification for RUTTLEY, ROBERT DONALD. The published period runs from 6 Jan 2012 to 5 Jan 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PHILLIPS, JOHN FORBESASIC records a director disqualification for PHILLIPS, JOHN FORBES. The published period runs from 29 Sep 1987 to 18 Sep 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FAK, VJEKOSLAVASIC records a SMSF auditor disqualification for FAK, VJEKOSLAV. The source gives 8 Sep 2024 as the start date.PersonASIC Banned and Disqualified Persons
- CASSANITI, GINOASIC records a director disqualification for CASSANITI, GINO. The published period runs from 9 Mar 2015 to 8 Sep 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FAZZARI, CARMEL MIMMAASIC records a director disqualification for FAZZARI, CARMEL MIMMA. The published period runs from 28 Mar 2007 to 28 Mar 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CRAWLEY, CHRISTOPHERASIC records a director disqualification for CRAWLEY, CHRISTOPHER. The published period runs from 7 May 2019 to 6 May 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHAPPLE, MARK JAMES STAFFORDASIC records a financial-services restriction for CHAPPLE, MARK JAMES STAFFORD. The source gives 18 Nov 2015 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.