ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- SCHWAIGER, BEVENASIC records a director disqualification for SCHWAIGER, BEVEN. The published period runs from 17 Aug 2009 to 16 Aug 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BARDEN, KEVIN JOHNASIC records a director disqualification for BARDEN, KEVIN JOHN. The published period runs from 10 Sep 1991 to 10 Sep 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MARIE, ROBERT PATRICKASIC records a director disqualification for MARIE, ROBERT PATRICK. The published period runs from 19 Nov 2020 to 18 Nov 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BURNARD, NEIL AUSTINASIC records a financial-services restriction for BURNARD, NEIL AUSTIN. The source gives 9 Oct 2008 as the start date.PersonASIC Banned and Disqualified Persons
- TRICARICO, DAVIDASIC records a director disqualification for TRICARICO, DAVID. The published period runs from 7 Nov 2022 to 6 Nov 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHAN, CHRISTOPHERASIC records a financial-services restriction for CHAN, CHRISTOPHER. The published period runs from 26 Apr 2021 to 25 Apr 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BEKIARIS, LOUISASIC records a director disqualification for BEKIARIS, LOUIS. The published period runs from 30 Apr 2018 to 29 Oct 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DOSSETTER, JAMESASIC records a director disqualification for DOSSETTER, JAMES. The published period runs from 18 Apr 2014 to 17 Oct 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LANDAU, MARK ALEXANDERASIC records a financial-services restriction for LANDAU, MARK ALEXANDER. The published period runs from 13 Aug 2018 to 12 Feb 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ATKINSON, PETER WILLIAMASIC records a director disqualification for ATKINSON, PETER WILLIAM. The published period runs from 28 Sep 1998 to 28 Mar 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LEE, JANASIC records a financial-services restriction for LEE, JAN. The published period runs from 6 May 2009 to 5 May 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WALKER, ROBERT JOHNASIC records a director disqualification for WALKER, ROBERT JOHN. The published period runs from 3 May 2022 to 2 May 2027.PersonASIC Banned and Disqualified Persons
- OESTERBERG, MARINA ULRIKA LOVISAASIC records a financial-services restriction for OESTERBERG, MARINA ULRIKA LOVISA. The published period runs from 29 May 2015 to 28 Nov 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LI, JANASIC records a financial-services restriction for LI, JAN. The published period runs from 6 May 2009 to 5 May 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KHALIL, EMAN BOSHRA MALAKASIC records a credit restriction for KHALIL, EMAN BOSHRA MALAK. The source gives 21 Jul 2016 as the start date.PersonASIC Banned and Disqualified Persons
- MANLEY, JASONASIC records a director disqualification for MANLEY, JASON. The published period runs from 9 Oct 2018 to 8 Oct 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KHONG, CHRISTOPHERASIC records a director disqualification for KHONG, CHRISTOPHER. The published period runs from 6 Feb 1991 to 5 Feb 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- POPAL, ABDULLAHASIC records a financial-services restriction for POPAL, ABDULLAH. The source gives 2 Jun 2026 as the start date.PersonASIC Banned and Disqualified Persons
- GROSSMAN, PETER ANTHONYASIC records a director disqualification for GROSSMAN, PETER ANTHONY. The published period runs from 24 Feb 2009 to 23 Feb 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BYERS, MARK FREDERICASIC records a director disqualification for BYERS, MARK FREDERIC. The published period runs from 29 Jul 2016 to 28 Jul 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LITCHFIELD, GERRARD ANTHONYASIC records a director disqualification for LITCHFIELD, GERRARD ANTHONY. The published period runs from 25 Feb 1993 to 24 Feb 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HAZELL, JOHNASIC records a financial-services restriction for HAZELL, JOHN. The published period runs from 5 Dec 2023 to 4 Dec 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BOWKER, KEITH DOUGLASASIC records a financial-services restriction for BOWKER, KEITH DOUGLAS. The published period runs from 2 Apr 2019 to 1 Apr 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCHENRY, BRIAN TERRANCEASIC records a securities restriction for MCHENRY, BRIAN TERRANCE. The source gives 16 Jul 1992 as the start date.PersonASIC Banned and Disqualified Persons
- MARRETT, DONALD BEAUCHAMPASIC records a director disqualification for MARRETT, DONALD BEAUCHAMP. The published period runs from 28 Jul 1987 to 28 Jul 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOLMES, GRAHAM HENRYASIC records a financial-services restriction for HOLMES, GRAHAM HENRY. The source gives 10 Jun 2025 as the start date.PersonASIC Banned and Disqualified Persons
- BATHIS, SANDRA KAYASIC records a director disqualification for BATHIS, SANDRA KAY. The published period runs from 12 Sep 2008 to 11 Sep 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HUGHES, COLIN LESLIEASIC records a director disqualification for HUGHES, COLIN LESLIE. The published period runs from 7 Aug 2013 to 6 Aug 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ENSOR, BENJAMIN KENNETH EDMONDASIC records a director disqualification for ENSOR, BENJAMIN KENNETH EDMOND. The published period runs from 26 Apr 2017 to 25 Apr 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MILLER, WAYNE ROBERTASIC records a financial-services restriction for MILLER, WAYNE ROBERT. The published period runs from 12 Jan 2016 to 11 Jan 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.