ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- GELLE, WARREN DOUGLASASIC records a financial-services restriction for GELLE, WARREN DOUGLAS. The published period runs from 28 Jan 2015 to 27 Jan 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SUAREZ, LAURENCE DAVIDASIC records a director disqualification for SUAREZ, LAURENCE DAVID. The published period runs from 3 Sep 2008 to 2 Sep 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KNIGHTSBRIDGE, DONNAASIC records a financial-services restriction for KNIGHTSBRIDGE, DONNA. The source gives 22 Mar 2006 as the start date.PersonASIC Banned and Disqualified Persons
- VASICEK, AARON LUKEASIC records a director disqualification for VASICEK, AARON LUKE. The published period runs from 20 Jan 2023 to 19 Jan 2028.PersonASIC Banned and Disqualified Persons
- CASTRO, DANILO ANTONIOASIC records a securities restriction for CASTRO, DANILO ANTONIO. The published period runs from 3 Aug 1999 to 3 Aug 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FOLKS, DENNIS JAMESASIC records a director disqualification for FOLKS, DENNIS JAMES. The published period runs from 10 Apr 1989 to 10 Apr 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ADAM, MOHD ADLIASIC records a SMSF auditor disqualification for ADAM, MOHD ADLI. The source gives 15 Sep 2026 as the start date.PersonASIC Banned and Disqualified Persons
- CHENH, ADRIANASIC records a financial-services restriction for CHENH, ADRIAN. The published period runs from 20 Mar 2017 to 19 Mar 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SON, KEITHASIC records a credit restriction for SON, KEITH. The source gives 14 May 2013 as the start date.PersonASIC Banned and Disqualified Persons
- NORTHCOTT, NOEL WILLIAM JAMESASIC records a financial-services restriction for NORTHCOTT, NOEL WILLIAM JAMES. The published period runs from 28 Apr 2025 to 27 Apr 2035.PersonASIC Banned and Disqualified Persons
- MORLAND E, JAMESASIC records a director disqualification for MORLAND E, JAMES. The published period runs from 23 Jan 2007 to 23 Jan 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STRUGNELL, MICHAELASIC records a director disqualification for STRUGNELL, MICHAEL. The published period runs from 9 Feb 2007 to 9 Feb 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MORRIS, GRAHAM MICHAELASIC records a director disqualification for MORRIS, GRAHAM MICHAEL. The published period runs from 3 Jul 1990 to 19 Jun 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROGERS, PAULINE JENNIFERASIC records a director disqualification for ROGERS, PAULINE JENNIFER. The published period runs from 10 May 2021 to 9 May 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HENDERSON, BRUCE DONALDASIC records a director disqualification for HENDERSON, BRUCE DONALD. The published period runs from 6 Apr 1990 to 5 Apr 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ELHELOU, BILLALASIC records a financial-services restriction for ELHELOU, BILLAL. The published period runs from 15 Mar 2017 to 14 Mar 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- THOMAS, PETER ROWANASIC records a director disqualification for THOMAS, PETER ROWAN. The published period runs from 3 Aug 2010 to 2 Feb 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DOONEY, JOHN PATRICKASIC records a director disqualification for DOONEY, JOHN PATRICK. The published period runs from 19 Apr 2012 to 18 Oct 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SALTER, PETER LINSLEYASIC records a director disqualification for SALTER, PETER LINSLEY. The published period runs from 12 May 2005 to 12 Nov 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FERELLA, ANGELOASIC records a director disqualification for FERELLA, ANGELO. The published period runs from 3 Oct 2006 to 3 Oct 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BARRETT, LEONARDASIC records a director disqualification for BARRETT, LEONARD. The published period runs from 13 Oct 1987 to 13 Oct 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SANDLES, LESLIE DAVIDASIC records a director disqualification for SANDLES, LESLIE DAVID. The published period runs from 11 Nov 2011 to 10 May 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MLADICHEK, IVANKAASIC records a director disqualification for MLADICHEK, IVANKA. The published period runs from 3 Sep 1997 to 3 Sep 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KELLY, TERENCE EDGARASIC records a director disqualification for KELLY, TERENCE EDGAR. The published period runs from 16 Jun 2010 to 15 Jun 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FOREMAN, ANDREWASIC records a director disqualification for FOREMAN, ANDREW. The published period runs from 30 Jun 2010 to 29 Dec 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DUNCAN, ROBERT ALEXANDERASIC records a director disqualification for DUNCAN, ROBERT ALEXANDER. The published period runs from 26 May 2015 to 25 May 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BORELLA, PAUL JOHNASIC records a securities restriction for BORELLA, PAUL JOHN. The published period runs from 27 Oct 2000 to 27 Oct 2005. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BOURNE, GARY PETER MATTHEW MAISONASIC records a director disqualification for BOURNE, GARY PETER MATTHEW MAISON. The published period runs from 30 Apr 2021 to 29 Apr 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DODDS, MARIE ANNASIC records a director disqualification for DODDS, MARIE ANN. The published period runs from 30 Nov 2018 to 29 May 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STVIR, BIRKASIC records a financial-services restriction for STVIR, BIRK. The source gives 7 Jul 2017 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.