ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 24 hours
Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- FLAWS, STEVE JOHNASIC records a securities restriction for FLAWS, STEVE JOHN. The published period runs from 31 Mar 2000 to 31 Mar 2003. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HALES, DOREEN ELSONASIC records a securities restriction for HALES, DOREEN ELSON. The published period runs from 1 Feb 1994 to 1 Feb 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZARRA, GENEROSO FELICEASIC records a director disqualification for ZARRA, GENEROSO FELICE. The published period runs from 30 Apr 2026 to 29 Apr 2028.PersonASIC Banned and Disqualified Persons
- WILLIAMS, TROY ANDREWASIC records a financial-services restriction for WILLIAMS, TROY ANDREW. The published period runs from 4 Oct 2016 to 3 Oct 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TERRACINI, DENNIS HOWELLASIC records a director disqualification for TERRACINI, DENNIS HOWELL. The source gives 21 Oct 2005 as the start date.PersonASIC Banned and Disqualified Persons
- JANSEN, RUDOLFASIC records a director disqualification for JANSEN, RUDOLF. The published period runs from 22 Nov 2022 to 21 Nov 2027.PersonASIC Banned and Disqualified Persons
- NGUYEN, DAN DUY ANHASIC records a financial-services restriction for NGUYEN, DAN DUY ANH. The published period runs from 18 Oct 2013 to 18 Oct 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZAICEW, JADEASIC records a financial-services restriction for ZAICEW, JADE. The published period runs from 1 Apr 2014 to 31 Mar 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CARNOVALE, FABIANASIC records a director disqualification for CARNOVALE, FABIAN. The published period runs from 13 Jan 1997 to 12 Jul 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RIDGWAY, KRISTOFER PAUL GORDONASIC records a financial-services restriction for RIDGWAY, KRISTOFER PAUL GORDON. The source gives 11 Apr 2023 as the start date.PersonASIC Banned and Disqualified Persons
- NIVEN, SEAN COLVELLEASIC records a financial-services restriction for NIVEN, SEAN COLVELLE. The source gives 17 Feb 2023 as the start date.PersonASIC Banned and Disqualified Persons
- AMOS, JUSTINASIC records a director disqualification for AMOS, JUSTIN. The published period runs from 18 Apr 2019 to 17 Oct 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- IVINSON, GERARDASIC records a securities restriction for IVINSON, GERARD. The source gives 29 Apr 1999 as the start date.PersonASIC Banned and Disqualified Persons
- KAWECKI, MARK DAMIONASIC records a financial-services restriction for KAWECKI, MARK DAMION. The published period runs from 20 Jun 2018 to 19 Jun 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BUTLER, LUKE NORMANASIC records a director disqualification for BUTLER, LUKE NORMAN. The published period runs from 7 Jun 2005 to 7 Jun 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- IRAKLIDIS, CONSTANTINEASIC records a director disqualification for IRAKLIDIS, CONSTANTINE. The published period runs from 6 Apr 2000 to 6 Jan 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VINEY, RODERICK GRAHAMASIC records a director disqualification for VINEY, RODERICK GRAHAM. The published period runs from 4 Feb 1988 to 4 Feb 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LUVARA, DOMINICASIC records a director disqualification for LUVARA, DOMINIC. The published period runs from 11 Jan 2021 to 10 Jan 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HEYCOCK, DAVID RHYSASIC records a financial-services restriction for HEYCOCK, DAVID RHYS. The published period runs from 11 May 2017 to 10 May 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FOSTER, RICK JAMESASIC records a securities restriction for FOSTER, RICK JAMES. The published period runs from 9 Dec 1999 to 9 Jun 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRAINER, RICHARD JAMESASIC records a director disqualification for TRAINER, RICHARD JAMES. The published period runs from 4 Jun 2008 to 4 Dec 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCCABE, MARK FRANCISASIC records a financial-services restriction for MCCABE, MARK FRANCIS. The source gives 27 Aug 2026 as the start date.PersonASIC Banned and Disqualified Persons
- EGLITIS, GUIDO JAMESASIC records a securities restriction for EGLITIS, GUIDO JAMES. The source gives 9 Feb 1996 as the start date.PersonASIC Banned and Disqualified Persons
- EASTCOTT, THOMAS MORTIMERASIC records a director disqualification for EASTCOTT, THOMAS MORTIMER. The published period runs from 17 Nov 1997 to 16 Nov 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GARTRELL, ANDREW BORRODELLASIC records a director disqualification for GARTRELL, ANDREW BORRODELL. The published period runs from 24 Feb 2000 to 24 Feb 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- YU, ALBERT HO FAIASIC records a director disqualification for YU, ALBERT HO FAI. The published period runs from 6 Aug 2008 to 6 Aug 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BAKER, ADAM CRAIGASIC records a director disqualification for BAKER, ADAM CRAIG. The published period runs from 13 Sep 2022 to 12 Sep 2027.PersonASIC Banned and Disqualified Persons
- CUTTS L, GRAHAMASIC records a director disqualification for CUTTS L, GRAHAM. The published period runs from 4 Apr 1989 to 4 Apr 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GLASBY, GAILASIC records a financial-services restriction for GLASBY, GAIL. The published period runs from 13 Dec 2022 to 12 Dec 2032.PersonASIC Banned and Disqualified Persons
- SPIRA, ANDREW JOHNASIC records a financial-services restriction for SPIRA, ANDREW JOHN. The source gives 19 Nov 2025 as the start date.PersonASIC Banned and Disqualified Persons
Screen customers against the ASIC Banned and Disqualified Persons
Start free250 free live screenings • One lifetime allowance • API + dashboard • No credit card
Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.