ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- HOME, ALAN JOHNASIC records a director disqualification for HOME, ALAN JOHN. The published period runs from 10 May 2012 to 9 May 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HUNTER, QUINTENASIC records a director disqualification for HUNTER, QUINTEN. The published period runs from 17 Dec 2014 to 16 Dec 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FARIAS, JENNIFER MARYASIC records a credit restriction for FARIAS, JENNIFER MARY. The source gives 6 Sep 2016 as the start date.PersonASIC Banned and Disqualified Persons
- SAPSFORD P, RICHARDASIC records a director disqualification for SAPSFORD P, RICHARD. The published period runs from 4 Jun 1997 to 3 Jun 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GOUDIE, PETER RICHARDASIC records a financial-services restriction for GOUDIE, PETER RICHARD. The published period runs from 29 Jul 2019 to 28 Jul 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MOORE, JOHN JOSEPHASIC records a director disqualification for MOORE, JOHN JOSEPH. The published period runs from 23 Dec 1999 to 23 Dec 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- EGGE, PHILLIP MARKASIC records a director disqualification for EGGE, PHILLIP MARK. The published period runs from 15 Jul 2008 to 15 Jul 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JEFFERS, ANDREWASIC records a financial-services restriction for JEFFERS, ANDREW. The published period runs from 21 May 2015 to 20 May 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BOND, SHAUN BRUCEASIC records a financial-services restriction for BOND, SHAUN BRUCE. The published period runs from 29 Aug 2008 to 30 May 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HEYNINGEN, FRANK VANASIC records a director disqualification for HEYNINGEN, FRANK VAN. The published period runs from 26 Nov 1987 to 26 Nov 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AMOS, JUSTIN CRAIGASIC records a director disqualification for AMOS, JUSTIN CRAIG. The published period runs from 18 Apr 2019 to 17 Oct 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COENEN, PETERASIC records a director disqualification for COENEN, PETER. The published period runs from 14 Oct 1987 to 14 Oct 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HICKMAN, SHAWN MORRIS CHARLESASIC records a financial-services restriction for HICKMAN, SHAWN MORRIS CHARLES. The published period runs from 30 Jul 2015 to 29 Jul 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SANTANGELO, GIACOMOASIC records a director disqualification for SANTANGELO, GIACOMO. The published period runs from 24 Feb 1995 to 23 Feb 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MARSH, TIMOTHYASIC records a director disqualification for MARSH, TIMOTHY. The published period runs from 1 Dec 2019 to 30 Nov 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- EL HASAN, ALAAASIC records a director disqualification for EL HASAN, ALAA. The published period runs from 15 Feb 2024 to 14 Feb 2029.PersonASIC Banned and Disqualified Persons
- CAPO, STEFANASIC records a securities restriction for CAPO, STEFAN. The published period runs from 24 Dec 2002 to 21 Dec 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MEALING, RONALD WILLIAMASIC records a director disqualification for MEALING, RONALD WILLIAM. The published period runs from 22 Jun 1989 to 22 Jun 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BENTON, GARY KEITHASIC records a director disqualification for BENTON, GARY KEITH. The published period runs from 29 Sep 2008 to 28 Sep 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TURNER, COLIN DOUGLASASIC records a financial-services restriction for TURNER, COLIN DOUGLAS. The published period runs from 20 Dec 2007 to 20 Dec 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SWEENEY, JOHN PATRICKASIC records a financial-services restriction for SWEENEY, JOHN PATRICK. The published period runs from 1 Jul 2015 to 30 Jun 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SALCEDO, TAREK ANDREASASIC records a director disqualification for SALCEDO, TAREK ANDREAS. The published period runs from 8 Feb 2008 to 8 Feb 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- REYNOLDS, ROBERT HUSTONASIC records a securities restriction for REYNOLDS, ROBERT HUSTON. The source gives 20 Jan 2003 as the start date.PersonASIC Banned and Disqualified Persons
- BAKER, BRIAN JAMESASIC records a director disqualification for BAKER, BRIAN JAMES. The published period runs from 15 Aug 2006 to 15 Feb 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BERSTEN, MALCOLM PHILLIPASIC records a director disqualification for BERSTEN, MALCOLM PHILLIP. The published period runs from 31 May 2016 to 30 May 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LAHEY, BRUCEASIC records a financial-services restriction for LAHEY, BRUCE. The published period runs from 13 Jan 2006 to 13 Jan 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SCHIMMEL, FIONA ELLENASIC records a director disqualification for SCHIMMEL, FIONA ELLEN. The published period runs from 22 Dec 2015 to 22 Jun 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KAUR, MONICAASIC records a director disqualification for KAUR, MONICA. The source gives 7 Jun 2023 as the start date.PersonASIC Banned and Disqualified Persons
- PEARSON, JAMES FLORIANASIC records a financial-services restriction for PEARSON, JAMES FLORIAN. The published period runs from 29 Apr 2013 to 28 Apr 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCDERMOTT, ROBERT ARTHURASIC records a director disqualification for MCDERMOTT, ROBERT ARTHUR. The published period runs from 7 May 2004 to 7 May 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.