ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- NIVEN, SEANASIC records a financial-services restriction for NIVEN, SEAN. The source gives 17 Feb 2023 as the start date.PersonASIC Banned and Disqualified Persons
- STEWART, TEDWIN ARTHURASIC records a director disqualification for STEWART, TEDWIN ARTHUR. The published period runs from 1 May 2007 to 1 May 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COLES, RONALD MORRISASIC records a director disqualification for COLES, RONALD MORRIS. The published period runs from 26 Oct 2012 to 25 Oct 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KARASTAMATIS, JOANNAASIC records a director disqualification for KARASTAMATIS, JOANNA. The published period runs from 26 Jul 1996 to 26 Jul 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PALASTY, JOHNASIC records a director disqualification for PALASTY, JOHN. The published period runs from 26 Feb 2012 to 25 Feb 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RAFTERY, SIMON JOHNASIC records a director disqualification for RAFTERY, SIMON JOHN. The published period runs from 4 Jul 2025 to 3 Jan 2028.PersonASIC Banned and Disqualified Persons
- SAPPIDEEN, ISHANASIC records a financial-services restriction for SAPPIDEEN, ISHAN. The source gives 25 Aug 2014 as the start date.PersonASIC Banned and Disqualified Persons
- WADE, DOUGLAS GRAEMEASIC records a director disqualification for WADE, DOUGLAS GRAEME. The published period runs from 19 Aug 1987 to 19 Aug 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- O'HAIRE, DENIS PATRICKASIC records a director disqualification for O'HAIRE, DENIS PATRICK. The published period runs from 8 Aug 2000 to 8 Feb 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BOURNE, GARY PETER MATTHEW MAISONASIC records a director disqualification for BOURNE, GARY PETER MATTHEW MAISON. The published period runs from 30 Apr 2021 to 29 Apr 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- O'REILLY, DAMIAN TERRANCEASIC records a director disqualification for O'REILLY, DAMIAN TERRANCE. The published period runs from 30 Mar 2012 to 29 Mar 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HORTON, STEPHENASIC records a director disqualification for HORTON, STEPHEN. The published period runs from 14 Oct 1988 to 14 Oct 1989. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BAJAWRAY, AJMALASIC records a director disqualification for BAJAWRAY, AJMAL. The published period runs from 24 Aug 1998 to 24 Aug 2003. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LA BARRIE, SIMEON MICHAELASIC records a director disqualification for LA BARRIE, SIMEON MICHAEL. The published period runs from 29 Aug 2025 to 28 Aug 2037.PersonASIC Banned and Disqualified Persons
- YANG, DINGASIC records a credit restriction for YANG, DING. The published period runs from 14 Aug 2019 to 13 Aug 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GROCHOWSKI, MICHAELASIC records a director disqualification for GROCHOWSKI, MICHAEL. The published period runs from 30 Jan 2019 to 29 Jul 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PAULDING, JOHNASIC records a director disqualification for PAULDING, JOHN. The published period runs from 29 Oct 2015 to 28 Oct 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TILLEY, NORMAN PERCIVALASIC records a director disqualification for TILLEY, NORMAN PERCIVAL. The published period runs from 22 Jul 1988 to 20 Jul 1990. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MAJOR, FRANK LAZLOASIC records a director disqualification for MAJOR, FRANK LAZLO. The published period runs from 16 Aug 1996 to 15 Aug 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RYAN, DENIS ANTHONY RAPHELASIC records a director disqualification for RYAN, DENIS ANTHONY RAPHEL. The published period runs from 18 May 2016 to 17 Nov 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VANZYL, JULIEASIC records a financial-services restriction for VANZYL, JULIE. The source gives 11 Apr 2016 as the start date.PersonASIC Banned and Disqualified Persons
- BYRNE, MICHAEL FRANCISASIC records a director disqualification for BYRNE, MICHAEL FRANCIS. The published period runs from 16 Jul 2007 to 16 Jul 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCPHERSON, NEIL PHILLIPASIC records a financial-services restriction for MCPHERSON, NEIL PHILLIP. The published period runs from 5 Feb 2026 to 4 Feb 2030.PersonASIC Banned and Disqualified Persons
- VASICEK, AARON LUKEASIC records a director disqualification for VASICEK, AARON LUKE. The published period runs from 20 Jan 2023 to 19 Jan 2028.PersonASIC Banned and Disqualified Persons
- O'BRIEN, VIVIANASIC records a director disqualification for O'BRIEN, VIVIAN. The published period runs from 26 Sep 1988 to 26 Sep 1991. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PELLEW, JOANNEASIC records a director disqualification for PELLEW, JOANNE. The published period runs from 28 Oct 2019 to 27 Oct 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MURRAY, ANTHONYASIC records a director disqualification for MURRAY, ANTHONY. The published period runs from 17 Oct 2023 to 16 Oct 2027.PersonASIC Banned and Disqualified Persons
- DANIBERG, FRANKASIC records a director disqualification for DANIBERG, FRANK. The published period runs from 31 Jan 1990 to 31 Jan 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SAVVA, ANDREWASIC records a director disqualification for SAVVA, ANDREW. The published period runs from 12 Jan 2000 to 12 Jul 2004. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CORONNO, ADRIAN CHRISTOPHERASIC records a director disqualification for CORONNO, ADRIAN CHRISTOPHER. The published period runs from 17 Dec 2020 to 16 Dec 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.