ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- MCINTYRE, DENNISASIC records a director disqualification for MCINTYRE, DENNIS. The published period runs from 17 Oct 2016 to 16 Oct 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ANDREWS, STEVE PETERASIC records a director disqualification for ANDREWS, STEVE PETER. The published period runs from 20 Jan 2012 to 19 Jul 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ONGLEY, MALCOLM DEANASIC records a director disqualification for ONGLEY, MALCOLM DEAN. The published period runs from 21 Jun 2007 to 21 Jun 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BARDEN, CORALEA RUTHASIC records a director disqualification for BARDEN, CORALEA RUTH. The published period runs from 10 Sep 1991 to 10 Mar 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROBERTS, REGINALD GEORGEASIC records a director disqualification for ROBERTS, REGINALD GEORGE. The published period runs from 15 Jan 2001 to 15 Oct 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ADRIAN, CORONNOASIC records a director disqualification for ADRIAN, CORONNO. The published period runs from 17 Dec 2020 to 16 Dec 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WHITEHOUSE, ERIC SIDNEYASIC records a director disqualification for WHITEHOUSE, ERIC SIDNEY. The published period runs from 19 Sep 2011 to 18 Sep 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NOLAN, RAYDN PATRICKASIC records a financial-services restriction for NOLAN, RAYDN PATRICK. The published period runs from 19 Nov 2004 to 19 Nov 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GUPTA, ABHINAVASIC records a financial-services restriction for GUPTA, ABHINAV. The source gives 9 Jul 2015 as the start date.PersonASIC Banned and Disqualified Persons
- WARD, QUENTIN PHILLIP O'DOUGHERTYASIC records a director disqualification for WARD, QUENTIN PHILLIP O'DOUGHERTY. The published period runs from 21 Jul 2011 to 20 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SCHIRMER, DAVID GARYASIC records a financial-services restriction for SCHIRMER, DAVID GARY. The source gives 23 Jun 2010 as the start date.PersonASIC Banned and Disqualified Persons
- FORSTER, ANDREW NEILASIC records a director disqualification for FORSTER, ANDREW NEIL. The published period runs from 1 Sep 2016 to 30 Sep 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DONALD, STEVEN JOHNASIC records a director disqualification for DONALD, STEVEN JOHN. The published period runs from 21 Jan 2015 to 20 Jan 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MEYER, LANCE MICHAELASIC records a director disqualification for MEYER, LANCE MICHAEL. The published period runs from 30 Jul 1997 to 30 Jul 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GLOVER, PETER LYLEASIC records a securities restriction for GLOVER, PETER LYLE. The published period runs from 15 Jul 1999 to 14 Jul 2003. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JOHNSON, RUSSELL ANDREWASIC records a financial-services restriction for JOHNSON, RUSSELL ANDREW. The source gives 19 Jun 2014 as the start date.PersonASIC Banned and Disqualified Persons
- SCHIFFER, HORST DIETERASIC records a director disqualification for SCHIFFER, HORST DIETER. The published period runs from 12 Jan 1995 to 12 Jan 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ASH, VANESSAASIC records a director disqualification for ASH, VANESSA. The published period runs from 1 Sep 2016 to 31 Aug 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BENDTSEN, THOMAS DIMONASIC records a director disqualification for BENDTSEN, THOMAS DIMON. The published period runs from 20 Mar 1987 to 20 Mar 1989. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MARIE, ROBERT PATRICKASIC records a financial-services restriction for MARIE, ROBERT PATRICK. The published period runs from 12 May 2021 to 11 May 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COLLINS-MCBRIDE, RUSSELL BARRYASIC records a financial-services restriction for COLLINS-MCBRIDE, RUSSELL BARRY. The published period runs from 10 Jan 2008 to 10 Jan 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SMITH, MARK TUDORASIC records a director disqualification for SMITH, MARK TUDOR. The published period runs from 12 Jan 1990 to 12 Jan 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- IERVASI, ANTONIOASIC records a financial-services restriction for IERVASI, ANTONIO. The source gives 5 Feb 2025 as the start date.PersonASIC Banned and Disqualified Persons
- ELRICHE, MOHAMADASIC records a director disqualification for ELRICHE, MOHAMAD. The published period runs from 13 Aug 2021 to 12 Aug 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- EVANS, RODNEY QUINTONASIC records a director disqualification for EVANS, RODNEY QUINTON. The published period runs from 4 Jul 1990 to 25 Jun 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DAVIDOF, TONYASIC records a financial-services restriction for DAVIDOF, TONY. The published period runs from 15 Dec 2015 to 15 Dec 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WILSON, ROBERT LLOYDASIC records a financial-services restriction for WILSON, ROBERT LLOYD. The published period runs from 15 Oct 2013 to 14 Oct 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MATHEWS, LARRY JAMESASIC records a director disqualification for MATHEWS, LARRY JAMES. The published period runs from 10 Dec 2019 to 9 Dec 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PHOTIOS, JAMESASIC records a director disqualification for PHOTIOS, JAMES. The published period runs from 13 Jun 2018 to 12 Jun 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PRATTEN, TIMOTHY CHARLESASIC records a financial-services restriction for PRATTEN, TIMOTHY CHARLES. The source gives 3 Aug 2016 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.