ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- HOLTOM, STEVEASIC records a director disqualification for HOLTOM, STEVE. The published period runs from 17 Jan 2011 to 16 Jan 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KAY, ROBERTASIC records a director disqualification for KAY, ROBERT. The published period runs from 14 Oct 2005 to 14 Oct 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FLOWERS, NIGELASIC records a credit restriction for FLOWERS, NIGEL. The source gives 10 Jun 2014 as the start date.PersonASIC Banned and Disqualified Persons
- BRYAN, PETERASIC records a director disqualification for BRYAN, PETER. The published period runs from 5 Dec 2019 to 4 Dec 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HORTON, DAVID JAMES PATRICKASIC records a financial-services restriction for HORTON, DAVID JAMES PATRICK. The published period runs from 29 Jun 2020 to 28 Jun 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JAMMAL, JAULASIC records a director disqualification for JAMMAL, JAUL. The published period runs from 26 Oct 2006 to 26 Oct 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JANG, JAEASIC records a director disqualification for JANG, JAE. The published period runs from 27 Oct 2008 to 26 Oct 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PINTO, NELSON OLIVEIRAASIC records a director disqualification for PINTO, NELSON OLIVEIRA. The published period runs from 3 Feb 2021 to 2 Feb 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TEYS, MICHAELASIC records a director disqualification for TEYS, MICHAEL. The published period runs from 29 Jan 2016 to 28 Jan 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FOWELL, RONALD EDWARDASIC records a director disqualification for FOWELL, RONALD EDWARD. The published period runs from 13 Nov 1993 to 12 Nov 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PELLEW, JOANNEASIC records a director disqualification for PELLEW, JOANNE. The published period runs from 28 Oct 2019 to 27 Oct 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MEADS, JEFFERY JAMESASIC records a director disqualification for MEADS, JEFFERY JAMES. The published period runs from 5 Jul 2004 to 5 Jan 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SMITH, MARILYN CLAREASIC records a director disqualification for SMITH, MARILYN CLARE. The published period runs from 24 Feb 2006 to 24 Feb 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PANNU, RANDEEP SINGHASIC records a director disqualification for PANNU, RANDEEP SINGH. The published period runs from 21 Sep 2011 to 20 Sep 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JAMES, LEON RAYMONDASIC records a director disqualification for JAMES, LEON RAYMOND. The published period runs from 23 Dec 1987 to 23 Dec 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BACKHAUS, STEPHAN ANDREASIC records a director disqualification for BACKHAUS, STEPHAN ANDRE. The published period runs from 21 Sep 2005 to 21 Sep 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KING, BARRY DAVIDASIC records a financial-services restriction for KING, BARRY DAVID. The source gives 1 Jul 2025 as the start date.PersonASIC Banned and Disqualified Persons
- CROWLEY, HANNAH MARYASIC records a director disqualification for CROWLEY, HANNAH MARY. The published period runs from 12 Mar 2008 to 12 Mar 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WITHNALL, MARCASIC records a director disqualification for WITHNALL, MARC. The published period runs from 20 Mar 2007 to 20 Mar 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FAZZARI, GUISEPPE ANTONIOASIC records a director disqualification for FAZZARI, GUISEPPE ANTONIO. The source gives 28 Mar 2007 as the start date.PersonASIC Banned and Disqualified Persons
- O'HARE, JOHN GEORGEASIC records a securities restriction for O'HARE, JOHN GEORGE. The published period runs from 1 Feb 2000 to 31 Jul 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- URQUHART, PETER KENNETHASIC records a financial-services restriction for URQUHART, PETER KENNETH. The source gives 12 Jun 2002 as the start date.PersonASIC Banned and Disqualified Persons
- ALI, RAHAMATASIC records a SMSF auditor disqualification for ALI, RAHAMAT. The source gives 1 Jun 2010 as the start date.PersonASIC Banned and Disqualified Persons
- HELWANI, BASSEMASIC records a director disqualification for HELWANI, BASSEM. The published period runs from 5 May 2009 to 4 May 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PUNIN, WILLIAM WOLFASIC records a director disqualification for PUNIN, WILLIAM WOLF. The published period runs from 26 Feb 1988 to 26 Feb 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BROWNING, ADAM GREIGASIC records a financial-services restriction for BROWNING, ADAM GREIG. The source gives 13 Jun 2006 as the start date.PersonASIC Banned and Disqualified Persons
- CHONG, ALFIE FOONG FAHASIC records a financial-services restriction for CHONG, ALFIE FOONG FAH. The published period runs from 14 Sep 2015 to 13 Sep 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- URQUHART, PETER KENNETHASIC records a futures restriction for URQUHART, PETER KENNETH. The source gives 12 Jun 2002 as the start date.PersonASIC Banned and Disqualified Persons
- RUURDA, MICHAEL HENDRICUSASIC records a financial-services restriction for RUURDA, MICHAEL HENDRICUS. The source gives 13 May 2005 as the start date.PersonASIC Banned and Disqualified Persons
- HARVEY, MAVIS JOYASIC records a director disqualification for HARVEY, MAVIS JOY. The published period runs from 17 Aug 1988 to 17 Aug 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.