ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- REED, MALCOLM JOSEPHASIC records a director disqualification for REED, MALCOLM JOSEPH. The published period runs from 26 Mar 2019 to 25 Mar 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOPKINSON, CHRISTOPHERASIC records a director disqualification for HOPKINSON, CHRISTOPHER. The published period runs from 20 Jan 2022 to 19 Jan 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GALLUCCIO, BASILASIC records a director disqualification for GALLUCCIO, BASIL. The published period runs from 6 Jun 1989 to 6 Jun 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SEWART, ARTHUR WILLIAMASIC records a director disqualification for SEWART, ARTHUR WILLIAM. The published period runs from 4 Mar 1988 to 9 Feb 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COLLIS, BRIAN PHILLIPASIC records a director disqualification for COLLIS, BRIAN PHILLIP. The published period runs from 7 Feb 2017 to 6 Feb 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RICHARDS, BLAKEASIC records a director disqualification for RICHARDS, BLAKE. The published period runs from 23 Sep 2009 to 22 Sep 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HUNTER, NICHOLASASIC records a financial-services restriction for HUNTER, NICHOLAS. The source gives 1 Sep 2015 as the start date.PersonASIC Banned and Disqualified Persons
- ARNOLD-LEVI, STUART ANTHONYASIC records a financial-services restriction for ARNOLD-LEVI, STUART ANTHONY. The published period runs from 3 May 2017 to 2 May 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZHANG, LIANGASIC records a credit restriction for ZHANG, LIANG. The source gives 20 Apr 2018 as the start date.PersonASIC Banned and Disqualified Persons
- GALLUS, PETER WILLIAMASIC records a director disqualification for GALLUS, PETER WILLIAM. The published period runs from 13 Jul 2007 to 13 Jul 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MACGREGOR, DONALD STUARTASIC records a director disqualification for MACGREGOR, DONALD STUART. The published period runs from 30 Oct 1995 to 14 Aug 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MOORE, RONALD STANTONASIC records a securities restriction for MOORE, RONALD STANTON. The published period runs from 24 Mar 2004 to 24 Mar 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRUNI, PHILLIP EMIDIOASIC records a financial-services restriction for BRUNI, PHILLIP EMIDIO. The source gives 13 May 2019 as the start date.PersonASIC Banned and Disqualified Persons
- JENSEN, DAMIEN TIMOTHYASIC records a director disqualification for JENSEN, DAMIEN TIMOTHY. The published period runs from 20 Jul 2015 to 19 Jul 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OTTON, RICHARD KEITHASIC records a director disqualification for OTTON, RICHARD KEITH. The published period runs from 15 Nov 2018 to 14 Nov 2028.PersonASIC Banned and Disqualified Persons
- SAMAN, WAYNE CHRISTOPHERASIC records a financial-services restriction for SAMAN, WAYNE CHRISTOPHER. The published period runs from 16 Aug 2022 to 15 Aug 2027.PersonASIC Banned and Disqualified Persons
- ZELKA, LUKASASIC records a financial-services restriction for ZELKA, LUKAS. The published period runs from 23 Sep 2015 to 22 Sep 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MILES, JAMES MICHAELASIC records a director disqualification for MILES, JAMES MICHAEL. The published period runs from 20 Feb 2001 to 19 Feb 2004. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BROOKES, NICHOLAS DUNCANASIC records a financial-services restriction for BROOKES, NICHOLAS DUNCAN. The published period runs from 15 Jul 2026 to 14 Jul 2029.PersonASIC Banned and Disqualified Persons
- CORONEOS, GEORGEASIC records a director disqualification for CORONEOS, GEORGE. The published period runs from 12 Jun 1998 to 12 Jun 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WOOLDRIGE, MICHAELASIC records a director disqualification for WOOLDRIGE, MICHAEL. The published period runs from 23 Oct 2019 to 12 Jul 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LEW, RICHARD JACOBASIC records a securities restriction for LEW, RICHARD JACOB. The source gives 7 Jun 1994 as the start date.PersonASIC Banned and Disqualified Persons
- LEGGETT, PETER DOUGLASASIC records a director disqualification for LEGGETT, PETER DOUGLAS. The published period runs from 9 Nov 2021 to 8 Nov 2026.PersonASIC Banned and Disqualified Persons
- NG, EDDIE FONG CHUNGASIC records a director disqualification for NG, EDDIE FONG CHUNG. The published period runs from 1 Jul 2005 to 1 Jul 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PAPAS, GEORGEASIC records a director disqualification for PAPAS, GEORGE. The published period runs from 23 Nov 1995 to 23 Jul 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MASHAYEKH, MEHDIASIC records a director disqualification for MASHAYEKH, MEHDI. The published period runs from 24 Sep 2009 to 23 Sep 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DODD, PETER BRIANASIC records a futures restriction for DODD, PETER BRIAN. The source gives 4 Dec 2000 as the start date.PersonASIC Banned and Disqualified Persons
- BOWMAKER, LEROYASIC records a financial-services restriction for BOWMAKER, LEROY. The source gives 2 Jul 2013 as the start date.PersonASIC Banned and Disqualified Persons
- CULLEY, BRIANASIC records a director disqualification for CULLEY, BRIAN. The published period runs from 26 Feb 2007 to 26 Feb 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BIANCO, SERAFINOASIC records a director disqualification for BIANCO, SERAFINO. The published period runs from 10 Dec 2010 to 9 Dec 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.