ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- BYERS, MARK FREDERICKASIC records a director disqualification for BYERS, MARK FREDERICK. The published period runs from 29 Jul 2016 to 28 Jul 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WILSON, NEILASIC records a SMSF auditor disqualification for WILSON, NEIL. The source gives 4 May 2017 as the start date.PersonASIC Banned and Disqualified Persons
- SANGHA, KULDIP SINGHASIC records a director disqualification for SANGHA, KULDIP SINGH. The published period runs from 12 Feb 2012 to 11 Feb 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PEARSON, MARION JOANASIC records a financial-services restriction for PEARSON, MARION JOAN. The source gives 3 Nov 2015 as the start date.PersonASIC Banned and Disqualified Persons
- PRATTEN, CHARLES TIMOTHYASIC records a financial-services restriction for PRATTEN, CHARLES TIMOTHY. The source gives 3 Aug 2016 as the start date.PersonASIC Banned and Disqualified Persons
- WALSH, ALISSAASIC records a director disqualification for WALSH, ALISSA. The published period runs from 22 Feb 2022 to 21 Feb 2027.PersonASIC Banned and Disqualified Persons
- THOMAS, PETER ROWANASIC records a director disqualification for THOMAS, PETER ROWAN. The published period runs from 16 Oct 1990 to 16 Dec 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STERRY, WAYNEASIC records a director disqualification for STERRY, WAYNE. The published period runs from 14 Sep 2016 to 13 Sep 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VAN MAANEN, JOHANNES ACILUISASIC records a director disqualification for VAN MAANEN, JOHANNES ACILUIS. The published period runs from 6 Mar 1997 to 6 Mar 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TATNELL, ROBERT LEONARDASIC records a director disqualification for TATNELL, ROBERT LEONARD. The published period runs from 16 Aug 1999 to 20 Aug 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CLARKE, CHARLES MONTGOMERY TAIGASIC records a director disqualification for CLARKE, CHARLES MONTGOMERY TAIG. The published period runs from 7 Sep 2018 to 6 Sep 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SHEERS, RICHARD THOMASASIC records a director disqualification for SHEERS, RICHARD THOMAS. The published period runs from 24 Dec 2003 to 24 Dec 2005. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- O'BRIEN, DAVID ALLENASIC records a financial-services restriction for O'BRIEN, DAVID ALLEN. The published period runs from 27 Nov 2019 to 26 Nov 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VIDEKANIC, JOVANASIC records a financial-services restriction for VIDEKANIC, JOVAN. The published period runs from 25 Aug 2025 to 24 Aug 2032.PersonASIC Banned and Disqualified Persons
- O'CONNELL, JOHNASIC records a director disqualification for O'CONNELL, JOHN. The published period runs from 20 Mar 1997 to 20 Dec 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WARD, QUENTIN PHILLIP O'DOHERTYASIC records a securities restriction for WARD, QUENTIN PHILLIP O'DOHERTY. The published period runs from 1 Nov 1995 to 3 Aug 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KARAM, RONNIE CHARLESASIC records a director disqualification for KARAM, RONNIE CHARLES. The published period runs from 28 Jan 2009 to 27 Jan 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CORCORIS, NICHOLASASIC records a director disqualification for CORCORIS, NICHOLAS. The published period runs from 22 Jan 1997 to 22 Jan 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ALEXZANDER, TONY KHYLAASIC records a director disqualification for ALEXZANDER, TONY KHYLA. The published period runs from 21 Apr 2022 to 20 Apr 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCDOUGALL, GRAHHAME DOUGLASASIC records a director disqualification for MCDOUGALL, GRAHHAME DOUGLAS. The published period runs from 24 Mar 2014 to 23 Mar 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MORGAN, GREG ROSSASIC records a director disqualification for MORGAN, GREG ROSS. The published period runs from 14 Apr 2008 to 14 Apr 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PELLEW, JOANNE JENNIFERASIC records a director disqualification for PELLEW, JOANNE JENNIFER. The published period runs from 28 Oct 2019 to 27 Oct 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HICKS, DAVIDASIC records a financial-services restriction for HICKS, DAVID. The source gives 3 Mar 2016 as the start date.PersonASIC Banned and Disqualified Persons
- KOVCO, JOEASIC records a director disqualification for KOVCO, JOE. The published period runs from 1 Dec 2013 to 30 Nov 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FIRTH, JOANNE RUTHASIC records a director disqualification for FIRTH, JOANNE RUTH. The published period runs from 16 Sep 2014 to 15 Sep 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CRISP, GLENN BRIANASIC records a director disqualification for CRISP, GLENN BRIAN. The published period runs from 13 Sep 2018 to 12 Sep 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRAIN, WARREN DOUGLASASIC records a director disqualification for BRAIN, WARREN DOUGLAS. The published period runs from 20 Jul 2011 to 19 Jul 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BLAIKIE, WALTERASIC records a director disqualification for BLAIKIE, WALTER. The published period runs from 29 Nov 2011 to 28 Nov 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WHITE, SALLY ANNEASIC records a director disqualification for WHITE, SALLY ANNE. The published period runs from 22 Dec 1993 to 22 Dec 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RYAN, DENIS ANTHONY RAPHAELASIC records a director disqualification for RYAN, DENIS ANTHONY RAPHAEL. The published period runs from 18 May 2016 to 17 Nov 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.