ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- CANNULI, JOHNASIC records a director disqualification for CANNULI, JOHN. The published period runs from 1 Nov 2017 to 31 Oct 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ATKINS, JASON SEANASIC records a financial-services restriction for ATKINS, JASON SEAN. The published period runs from 17 Jul 2017 to 16 Jul 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SHAPTER, TIMOTHY JOHNASIC records a financial-services restriction for SHAPTER, TIMOTHY JOHN. The published period runs from 13 Jan 2020 to 12 Jan 2027.PersonASIC Banned and Disqualified Persons
- SHAH, NAJAMASIC records a financial-services restriction for SHAH, NAJAM. The source gives 23 Nov 2018 as the start date.PersonASIC Banned and Disqualified Persons
- POMFRET, PHILIPASIC records a director disqualification for POMFRET, PHILIP. The published period runs from 12 Jun 2011 to 11 Jun 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WILSON, MICHAEL ALANASIC records a director disqualification for WILSON, MICHAEL ALAN. The published period runs from 30 Oct 2008 to 29 Oct 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MEADS, JEFFERY JAMESASIC records a financial-services restriction for MEADS, JEFFERY JAMES. The source gives 5 Jul 2004 as the start date.PersonASIC Banned and Disqualified Persons
- EDDEN-BROWN, DARRENASIC records a financial-services restriction for EDDEN-BROWN, DARREN. The published period runs from 12 Apr 2023 to 11 Apr 2031.PersonASIC Banned and Disqualified Persons
- QUACH, TONYASIC records a credit restriction for QUACH, TONY. The published period runs from 31 Oct 2013 to 30 Oct 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROBIN, LEEASIC records a financial-services restriction for ROBIN, LEE. The source gives 25 Jun 2015 as the start date.PersonASIC Banned and Disqualified Persons
- BROWN, DARREN THOMASASIC records a financial-services restriction for BROWN, DARREN THOMAS. The published period runs from 12 Apr 2023 to 11 Apr 2031.PersonASIC Banned and Disqualified Persons
- FAWCETT, MARK DOUGLASASIC records a director disqualification for FAWCETT, MARK DOUGLAS. The published period runs from 29 Jan 2007 to 28 Apr 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHEN, YANHUAASIC records a financial-services restriction for CHEN, YANHUA. The source gives 3 Mar 2026 as the start date.PersonASIC Banned and Disqualified Persons
- BALIGAC, SAMUEL WAYNEASIC records a director disqualification for BALIGAC, SAMUEL WAYNE. The source gives 8 Jun 2018 as the start date.PersonASIC Banned and Disqualified Persons
- JONES, JEFFREY WILLIAMASIC records a director disqualification for JONES, JEFFREY WILLIAM. The published period runs from 6 Dec 2011 to 5 Jun 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NORTH, JUSTIN RUSSELLASIC records a director disqualification for NORTH, JUSTIN RUSSELL. The published period runs from 4 Apr 2014 to 3 Apr 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RUBY, DAVIDASIC records a director disqualification for RUBY, DAVID. The published period runs from 6 Nov 2014 to 5 Nov 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LITTLEMORE, COLINASIC records a financial-services restriction for LITTLEMORE, COLIN. The published period runs from 29 Jan 2009 to 24 Aug 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DONALDSON, ANDREW DAVIDASIC records a financial-services restriction for DONALDSON, ANDREW DAVID. The source gives 23 Sep 2016 as the start date.PersonASIC Banned and Disqualified Persons
- SEIDEL, HANS JURGENASIC records a director disqualification for SEIDEL, HANS JURGEN. The published period runs from 18 Apr 1989 to 18 Apr 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COLLINS, MAXWELL RAYMONDASIC records a securities restriction for COLLINS, MAXWELL RAYMOND. The published period runs from 28 Feb 1994 to 15 Jan 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JAMIESON, JOCELYN BARBARAASIC records a director disqualification for JAMIESON, JOCELYN BARBARA. The published period runs from 23 Jul 1987 to 23 Jul 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CRAWLEY, CHRISASIC records a director disqualification for CRAWLEY, CHRIS. The published period runs from 7 May 2019 to 6 May 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BOORER L, GRAEME JEFFREYASIC records a director disqualification for BOORER L, GRAEME JEFFREY. The published period runs from 27 Jun 2008 to 26 Jun 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TAMBYRAJAH, ANDREWASIC records a financial-services restriction for TAMBYRAJAH, ANDREW. The published period runs from 8 Dec 2016 to 7 Dec 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RICE, ANTHONY CLEMENTASIC records a director disqualification for RICE, ANTHONY CLEMENT. The published period runs from 28 Jul 1987 to 28 Jul 1989. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOLDEN, MARGARET MAYASIC records a director disqualification for HOLDEN, MARGARET MAY. The published period runs from 9 Jul 2010 to 8 Jul 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BERTOLISSIO, NEVILLEASIC records a director disqualification for BERTOLISSIO, NEVILLE. The published period runs from 24 Oct 1991 to 24 Oct 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- EDDEN BROWN, DARREN THOMASASIC records a financial-services restriction for EDDEN BROWN, DARREN THOMAS. The published period runs from 12 Apr 2023 to 11 Apr 2031.PersonASIC Banned and Disqualified Persons
- SIPINA, DAVID JOHNASIC records a financial-services restriction for SIPINA, DAVID JOHN. The published period runs from 26 Nov 2025 to 25 Nov 2031.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.