ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- MACPHERSON, DESIREEASIC records a financial-services restriction for MACPHERSON, DESIREE. The source gives 31 May 2018 as the start date.PersonASIC Banned and Disqualified Persons
- WILLIAMS, BRIAN ANDREWASIC records a director disqualification for WILLIAMS, BRIAN ANDREW. The published period runs from 10 Aug 1988 to 10 Aug 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TIDBURY, MARK LIONELASIC records a financial-services restriction for TIDBURY, MARK LIONEL. The published period runs from 26 Nov 2015 to 25 Nov 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SALTER, PETER LINSLEYASIC records a director disqualification for SALTER, PETER LINSLEY. The published period runs from 12 May 2005 to 12 Nov 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HODGSON, DAVID PAULASIC records a financial-services restriction for HODGSON, DAVID PAUL. The published period runs from 3 Jul 2015 to 2 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WILLIAMS, BRIAN KENDALLASIC records a director disqualification for WILLIAMS, BRIAN KENDALL. The published period runs from 5 Jul 2008 to 4 Jul 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MARSHALL, STENEASIC records a director disqualification for MARSHALL, STENE. The published period runs from 22 Oct 2014 to 21 Oct 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WILLIAMS, NINA KATHERINAASIC records a financial-services restriction for WILLIAMS, NINA KATHERINA. The published period runs from 25 Nov 2019 to 24 Nov 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SPICER, MICHAEL ANTHONYASIC records a director disqualification for SPICER, MICHAEL ANTHONY. The published period runs from 5 Feb 2009 to 4 Feb 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HELLIER, PHILIP JOHNASIC records a SMSF auditor disqualification for HELLIER, PHILIP JOHN. The source gives 4 Nov 2009 as the start date.PersonASIC Banned and Disqualified Persons
- CROSSING, ROBERT WILLIAMASIC records a financial-services restriction for CROSSING, ROBERT WILLIAM. The published period runs from 18 Jul 2025 to 17 Jul 2031.PersonASIC Banned and Disqualified Persons
- ANDERTON, GAIL FRANCESASIC records a director disqualification for ANDERTON, GAIL FRANCES. The published period runs from 10 Feb 1989 to 10 Feb 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KARANDIKAR, SHRIKRISHNAASIC records a credit restriction for KARANDIKAR, SHRIKRISHNA. The source gives 11 Dec 2017 as the start date.PersonASIC Banned and Disqualified Persons
- BRADLEY, MATTHEW SIMONASIC records a financial-services restriction for BRADLEY, MATTHEW SIMON. The published period runs from 3 Jul 2025 to 2 Jul 2033.PersonASIC Banned and Disqualified Persons
- JAMES, PETER NORMANASIC records a director disqualification for JAMES, PETER NORMAN. The published period runs from 13 Mar 2014 to 13 Sep 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PATTEN, DALE WILLIAMASIC records a director disqualification for PATTEN, DALE WILLIAM. The published period runs from 28 Jul 2016 to 27 Jul 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- EDWARDS, DARIN ANDREWASIC records a director disqualification for EDWARDS, DARIN ANDREW. The published period runs from 31 Aug 2015 to 30 Aug 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KHALIL, EMMAASIC records a financial-services restriction for KHALIL, EMMA. The source gives 21 Jul 2016 as the start date.PersonASIC Banned and Disqualified Persons
- COCKINOS, CONSTANTINE NICHALASASIC records a director disqualification for COCKINOS, CONSTANTINE NICHALAS. The published period runs from 3 Sep 2013 to 2 Sep 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RICHARDS, JEFFASIC records a director disqualification for RICHARDS, JEFF. The published period runs from 10 Feb 2009 to 9 Feb 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCCREATH, ALISTAIR FRANKASIC records a financial-services restriction for MCCREATH, ALISTAIR FRANK. The published period runs from 15 Nov 2013 to 17 Aug 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GOLDENBERG, MAX DAVIDASIC records a financial-services restriction for GOLDENBERG, MAX DAVID. The published period runs from 12 Aug 2019 to 11 Aug 2027.PersonASIC Banned and Disqualified Persons
- LOMAS, DOUGLASASIC records a director disqualification for LOMAS, DOUGLAS. The published period runs from 11 Jul 2014 to 10 Jul 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRAN, DAT MINHASIC records a SMSF auditor disqualification for TRAN, DAT MINH. The source gives 20 Dec 2012 as the start date.PersonASIC Banned and Disqualified Persons
- STADELBAUER, TEYGHAN SAMANTHAASIC records a director disqualification for STADELBAUER, TEYGHAN SAMANTHA. The published period runs from 22 Feb 2017 to 21 Feb 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ELTAKCHI, FRANCISASIC records a director disqualification for ELTAKCHI, FRANCIS. The published period runs from 6 Oct 2011 to 5 Oct 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCDONNELL, PAULASIC records a director disqualification for MCDONNELL, PAUL. The published period runs from 16 Nov 2020 to 15 Nov 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PEGLEY, YVONNE MARGARETASIC records a director disqualification for PEGLEY, YVONNE MARGARET. The published period runs from 21 Jul 1997 to 20 Jul 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WHITEHOUSE, ERIC SYDNEYASIC records a director disqualification for WHITEHOUSE, ERIC SYDNEY. The published period runs from 19 Sep 2011 to 18 Sep 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GRACE, WILLIAM JAMESASIC records a director disqualification for GRACE, WILLIAM JAMES. The published period runs from 8 Mar 2007 to 8 Mar 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.