ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- HANSON, KIMBERLEY JAMESASIC records a financial-services restriction for HANSON, KIMBERLEY JAMES. The source gives 3 Jun 2021 as the start date.PersonASIC Banned and Disqualified Persons
- SCHWAIGER, BEVEN EDWARDASIC records a director disqualification for SCHWAIGER, BEVEN EDWARD. The published period runs from 17 Aug 2009 to 16 Aug 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TOYODA, JUNASIC records a director disqualification for TOYODA, JUN. The published period runs from 20 Jul 2023 to 19 Jul 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COOPER, MARKASIC records a financial-services restriction for COOPER, MARK. The published period runs from 17 Nov 2023 to 16 May 2031.PersonASIC Banned and Disqualified Persons
- WILLS, JASON STEPHENASIC records a director disqualification for WILLS, JASON STEPHEN. The published period runs from 17 Feb 2015 to 16 Feb 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROGERS, PAULINE JENNIFERASIC records a director disqualification for ROGERS, PAULINE JENNIFER. The published period runs from 10 May 2021 to 9 May 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JONES, DENNIS LLOYDASIC records a securities restriction for JONES, DENNIS LLOYD. The published period runs from 13 Sep 1994 to 13 Sep 2004. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VAN, DANHASIC records a securities restriction for VAN, DANH. The source gives 26 Sep 2002 as the start date.PersonASIC Banned and Disqualified Persons
- WILLIAMS, TROY ANDREWASIC records a financial-services restriction for WILLIAMS, TROY ANDREW. The published period runs from 4 Oct 2016 to 3 Oct 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ELLAWAY, PAUL ANDREWASIC records a director disqualification for ELLAWAY, PAUL ANDREW. The published period runs from 9 Oct 2017 to 8 Oct 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KING, KERRI MARIEASIC records a financial-services restriction for KING, KERRI MARIE. The source gives 12 Aug 2016 as the start date.PersonASIC Banned and Disqualified Persons
- WRIGHT, KELVINASIC records a SMSF auditor disqualification for WRIGHT, KELVIN. The source gives 10 Apr 2019 as the start date.PersonASIC Banned and Disqualified Persons
- NORTH, GEORGIAASIC records a director disqualification for NORTH, GEORGIA. The published period runs from 4 Apr 2014 to 3 Oct 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SOMERVILLE, TIMOTHY DONALDASIC records a director disqualification for SOMERVILLE, TIMOTHY DONALD. The published period runs from 2 Nov 2009 to 1 Nov 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GRACE, WILLIAM JAMESASIC records a director disqualification for GRACE, WILLIAM JAMES. The published period runs from 8 Mar 2007 to 8 Mar 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LEWIS, ALLEN HERBERTASIC records a director disqualification for LEWIS, ALLEN HERBERT. The published period runs from 29 May 2011 to 28 May 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CRABBE, NOEL FRANCISASIC records a director disqualification for CRABBE, NOEL FRANCIS. The published period runs from 14 Jan 1996 to 13 Jan 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HAWTHORN, PETERASIC records a director disqualification for HAWTHORN, PETER. The published period runs from 17 Jul 2014 to 17 Jul 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MASTRONARDO, ANTONIOASIC records a director disqualification for MASTRONARDO, ANTONIO. The published period runs from 29 Sep 2016 to 28 Sep 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CANNULI, JOHNASIC records a director disqualification for CANNULI, JOHN. The published period runs from 1 Nov 2017 to 31 Oct 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ASFOUR, ANTHONYASIC records a director disqualification for ASFOUR, ANTHONY. The published period runs from 16 Jul 2011 to 15 Jul 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- QUINLIVAN, STEPHEN JAMESASIC records a director disqualification for QUINLIVAN, STEPHEN JAMES. The published period runs from 17 Dec 2013 to 16 Dec 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SMITH, DAVID WAYNEASIC records a director disqualification for SMITH, DAVID WAYNE. The published period runs from 5 Feb 2001 to 2 Nov 2003. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCCORMACK, GERARD JOSEPHASIC records a financial-services restriction for MCCORMACK, GERARD JOSEPH. The published period runs from 12 Feb 2016 to 14 Dec 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FLETCHER, BENJAMIN FREDERICK GARRY CLIVE LINDSAYASIC records a financial-services restriction for FLETCHER, BENJAMIN FREDERICK GARRY CLIVE LINDSAY. The source gives 14 Sep 2018 as the start date.PersonASIC Banned and Disqualified Persons
- DONATO, SANDRO DIASIC records a director disqualification for DONATO, SANDRO DI. The published period runs from 19 Jan 2011 to 24 Jul 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AMIN, MD ANAMULASIC records a financial-services restriction for AMIN, MD ANAMUL. The published period runs from 20 Nov 2014 to 19 Nov 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LUPLAU, DESASIC records a financial-services restriction for LUPLAU, DES. The published period runs from 17 May 2018 to 16 May 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ERHARDT, HARDY STEFFENASIC records a director disqualification for ERHARDT, HARDY STEFFEN. The published period runs from 26 Jul 2018 to 25 Jul 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LEE, MINGASIC records a director disqualification for LEE, MING. The published period runs from 22 Nov 2006 to 22 Nov 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.