ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- COOPER, MARK ANDREWASIC records a financial-services restriction for COOPER, MARK ANDREW. The published period runs from 17 Nov 2023 to 16 May 2031.PersonASIC Banned and Disqualified Persons
- ANTHONY, DENNIS RALPHASIC records a securities restriction for ANTHONY, DENNIS RALPH. The published period runs from 14 Jul 2003 to 14 Jul 2006. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CASSANITI, GINO ROBERTASIC records a director disqualification for CASSANITI, GINO ROBERT. The published period runs from 9 Mar 2015 to 8 Sep 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRECKER, GRAHAM MICHAELASIC records a financial-services restriction for BRECKER, GRAHAM MICHAEL. The source gives 31 Oct 2006 as the start date.PersonASIC Banned and Disqualified Persons
- JORGENSEN, LEIGHASIC records a director disqualification for JORGENSEN, LEIGH. The published period runs from 27 Apr 2019 to 26 Apr 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LA BARRIE, SIMEON MICHAELASIC records a director disqualification for LA BARRIE, SIMEON MICHAEL. The published period runs from 29 Aug 2025 to 28 Aug 2037.PersonASIC Banned and Disqualified Persons
- MUSCAT, FRAZER JONASIC records a financial-services restriction for MUSCAT, FRAZER JON. The published period runs from 14 Jun 2019 to 13 Jun 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LUFF, CHRISTOPHER EDWARDASIC records a financial-services restriction for LUFF, CHRISTOPHER EDWARD. The published period runs from 9 Apr 2024 to 8 Apr 2029.PersonASIC Banned and Disqualified Persons
- HAMPSHIRE, JUSTIN EDWARDASIC records a financial-services restriction for HAMPSHIRE, JUSTIN EDWARD. The source gives 1 Mar 2023 as the start date.PersonASIC Banned and Disqualified Persons
- MASSEY, JOHN WAYNEASIC records a director disqualification for MASSEY, JOHN WAYNE. The published period runs from 24 Feb 1988 to 24 Feb 1990. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCLEAN, PHILIP ALEXANDERASIC records a financial-services restriction for MCLEAN, PHILIP ALEXANDER. The published period runs from 12 Oct 2015 to 22 Jan 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PALLISTER, MARKASIC records a director disqualification for PALLISTER, MARK. The published period runs from 15 Mar 2011 to 14 Mar 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ALFRED, SIMON JOHNASIC records a director disqualification for ALFRED, SIMON JOHN. The published period runs from 28 Dec 2017 to 27 Dec 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MANLEY, JASON CLIVEASIC records a director disqualification for MANLEY, JASON CLIVE. The published period runs from 9 Oct 2018 to 8 Oct 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SULLIVAN, JOHN PATRICK PETERASIC records a director disqualification for SULLIVAN, JOHN PATRICK PETER. The published period runs from 22 Dec 2005 to 22 Dec 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FARMER, SHANE RONALDASIC records a director disqualification for FARMER, SHANE RONALD. The published period runs from 27 Jan 1993 to 27 Jan 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BAKER, ROBERT FRANCISASIC records a director disqualification for BAKER, ROBERT FRANCIS. The published period runs from 30 Oct 1987 to 30 Oct 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHEIHK, GEORGE ANTHONYASIC records a director disqualification for CHEIHK, GEORGE ANTHONY. The published period runs from 4 Jun 2007 to 3 Jun 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BLACK, SHANEASIC records a director disqualification for BLACK, SHANE. The published period runs from 22 Dec 2015 to 22 Jun 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZARRA, GREGASIC records a director disqualification for ZARRA, GREG. The published period runs from 30 Apr 2026 to 29 Apr 2028.PersonASIC Banned and Disqualified Persons
- KHAW, ADRIANASIC records a financial-services restriction for KHAW, ADRIAN. The published period runs from 16 Oct 2019 to 15 Oct 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FRANKLAND, CRAIGASIC records a director disqualification for FRANKLAND, CRAIG. The published period runs from 4 May 2012 to 3 May 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRAPANI, HENRYASIC records a director disqualification for TRAPANI, HENRY. The published period runs from 13 Mar 1992 to 13 Mar 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GRATION, DAMIAN LAWRENCEASIC records a director disqualification for GRATION, DAMIAN LAWRENCE. The published period runs from 23 Jan 2008 to 23 Jan 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SOONG, STEVEN ANDREWASIC records a director disqualification for SOONG, STEVEN ANDREW. The published period runs from 7 Sep 2017 to 6 Mar 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MARSH, STEVEN JAMESASIC records a financial-services restriction for MARSH, STEVEN JAMES. The published period runs from 28 May 2020 to 27 May 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CAUST, JOHN LLOYDASIC records a financial-services restriction for CAUST, JOHN LLOYD. The source gives 29 Jun 2004 as the start date.PersonASIC Banned and Disqualified Persons
- STEFOPOULOS, ALEXANDROSASIC records a director disqualification for STEFOPOULOS, ALEXANDROS. The published period runs from 12 Sep 2007 to 12 Sep 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MITCHELL, MERVYN WILLIAMASIC records a securities restriction for MITCHELL, MERVYN WILLIAM. The source gives 12 Mar 2004 as the start date.PersonASIC Banned and Disqualified Persons
- ANDERSON, PAMELA MARGARETASIC records a financial-services restriction for ANDERSON, PAMELA MARGARET. The published period runs from 3 Aug 2021 to 11 Jul 2022. The source records documented stay: Current matching excludes 2022-07-11 through 2023-11-16; the source records resumption on 2023-11-17. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.