COOPER, MARK ANDREW
ASIC records a financial-services restriction for COOPER, MARK ANDREW. The published period runs from 17 Nov 2023 to 16 May 2031.
ASIC register entry · #031329614
What the ASIC restriction covers
Australian financial-service roles specified in the original order; the category does not establish a blanket ban on every service or function.
The register supplies an end date of 16 May 2031. This preserves the historical restriction; it does not by itself establish the subject’s eligibility today.
ASIC document #031329614 identifies this register entry. Compare that document when checking the order’s terms; another entry with the same name may refer to a separate action.
- Action category
- AFS Banned & Disqualified
- ASIC document number
- #031329614
- Regulatory scope
- Australian financial-service roles specified in the original order; the category does not establish a blanket ban on every service or function.
- Source start date
- Recorded value
2023-11-17 - Source end date
- Recorded value
2031-05-16 - Issuing authority
- Australian Securities and Investments Commission
Start and end dates shown here are register fields, not publication or retrieval dates. This role-specific restriction is not an asset-freeze sanctions designation. An absent end date does not establish permanence or current legal effect.
Official notices and chronology
ASIC Gazette A49/23, notice 23-0866, page 7 (PDF)
Notice published:
The notice records a seven-and-a-half-year order taking effect on 17 November 2023. It covers providing financial services, controlling a financial-services business and performing functions in such a business.
Full name, category, effective date and period agree with the CSV entry. The Gazette uses notice number 23-0866 rather than the CSV document number.
ASIC media release 23-350MR
Notice published:
ASIC reported misleading conduct involving annual review fees collected from SMSF clients when reviews had not been performed, inadequate systems for delivering reviews and incomplete records. The announcement identifies Mark Andrew Cooper and the same seven-and-a-half-year financial-services ban.
Full name, role-specific scope and period agree with the Gazette and CSV. The media release explains ASIC’s reasons; it is not the original order.
What this establishes about status
This entry is eligible for SanctionsKit matching under the imported date and comment rules. That does not confirm that the restriction remains legally in force.
The linked notices describe the decisions they report. Later variations, stays, permissions and the complete current order history have not been verified here.
Use ASIC’s source dataset and the document number above to locate the underlying entry. See the source coverage and interpretation notes for snapshot limits and the distinction between a record and an identity match.
Template explanation updated . This is an editorial date, not a new source check or legal-status determination.
Imported matching and source notes
- Matching status
- Eligible for review only within the published date window and any documented stay adjustments. The role-specific restriction and original order govern; no blanket ban is asserted.
- Snapshot limitations
- Weekly publisher snapshot, including historical restrictions. Similar names may be different people. The latest source comment may be truncated.
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View citation text
COOPER, MARK ANDREW. Australian Securities and Investments Commission: ASIC Banned and Disqualified Persons. ASIC document number: #031329614. Official source: https://data.gov.au/data/dataset/asic-banned-disqualified-per SanctionsKit: https://www.sanctionskit.com/records/au-asic-banned-persons/cooper-mark-andrew--key-oDLF_aFKn1ApyiYeccUsMN4cdE1vyz_N2cI-p91TLRs Source version: au-asic-banned-persons:1.0.0:7ba97aaeff3822b9e79b15ca91f669a15f217f9e2e9b3919dcf8d41a7cebed4e. Retrieved: 2026-10-20T14:37:24.169Z. Last checked: 2026-11-06T12:26:22.145Z. This cites one source record. Check the official source for what the listing covers and when it applies.
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