ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- FIELD, DOMINIQUEASIC records a director disqualification for FIELD, DOMINIQUE. The published period runs from 12 Mar 2008 to 12 Mar 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SACCA, FRANKASIC records a director disqualification for SACCA, FRANK. The published period runs from 2 Jul 1987 to 2 Jul 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LIM, CHYE THEAMASIC records a financial-services restriction for LIM, CHYE THEAM. The published period runs from 9 Nov 2010 to 8 Nov 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOLT, PETER RAYMONDASIC records a financial-services restriction for HOLT, PETER RAYMOND. The published period runs from 10 Sep 2012 to 10 Sep 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MIRANDA, BASIL LINTAGASIC records a director disqualification for MIRANDA, BASIL LINTAG. The published period runs from 7 Aug 2013 to 6 Aug 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MANASSA, JAMESASIC records a director disqualification for MANASSA, JAMES. The published period runs from 3 Jul 2019 to 2 Jul 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PARSONS, GWENDOLINEASIC records a securities restriction for PARSONS, GWENDOLINE. The published period runs from 6 Sep 1993 to 5 Dec 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LOMAS, DOUGLAS JOHNASIC records a director disqualification for LOMAS, DOUGLAS JOHN. The published period runs from 11 Jul 2014 to 10 Jul 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AMATO, NICHOLAS JASONASIC records a director disqualification for AMATO, NICHOLAS JASON. The published period runs from 13 May 2014 to 12 May 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DE BARROS, FELIPEASIC records a director disqualification for DE BARROS, FELIPE. The published period runs from 12 Apr 2008 to 12 Apr 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LAHEY, RICHARD BRUCEASIC records a financial-services restriction for LAHEY, RICHARD BRUCE. The published period runs from 13 Jan 2006 to 13 Jan 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- D'JAMIRZE, NIKOLAIASIC records a director disqualification for D'JAMIRZE, NIKOLAI. The published period runs from 19 Jan 1995 to 18 Jan 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MAKRIS, ANTONYASIC records a director disqualification for MAKRIS, ANTONY. The published period runs from 23 Mar 2023 to 22 Mar 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCGORM, MARLENE JOANASIC records a director disqualification for MCGORM, MARLENE JOAN. The published period runs from 28 Dec 1988 to 28 Dec 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MALCOLM, JOHN WAYNEASIC records a director disqualification for MALCOLM, JOHN WAYNE. The published period runs from 13 Nov 1995 to 12 Nov 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NIVEN, SEAN COLVILLEASIC records a credit restriction for NIVEN, SEAN COLVILLE. The source gives 17 Feb 2023 as the start date.PersonASIC Banned and Disqualified Persons
- GILLESPIE, RICKY DAVIDASIC records a financial-services restriction for GILLESPIE, RICKY DAVID. The source gives 6 Nov 2012 as the start date.PersonASIC Banned and Disqualified Persons
- DONOVAN, JULIA GWENDOLINEASIC records a director disqualification for DONOVAN, JULIA GWENDOLINE. The published period runs from 20 Aug 1998 to 20 Aug 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRINGANS, MARKASIC records a financial-services restriction for BRINGANS, MARK. The published period runs from 30 Jun 2022 to 26 Jul 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FITZWATER, ANTHONY JAMESASIC records a securities restriction for FITZWATER, ANTHONY JAMES. The source gives 3 Feb 2000 as the start date.PersonASIC Banned and Disqualified Persons
- RUTHENBERG, DAVID NOELASIC records a financial-services restriction for RUTHENBERG, DAVID NOEL. The published period runs from 3 Aug 2021 to 2 Aug 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BERTOLISSIO, PAUL GRANTASIC records a director disqualification for BERTOLISSIO, PAUL GRANT. The published period runs from 29 Nov 2010 to 28 Nov 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCLEAN, PHILIP ALEXANDERASIC records a financial-services restriction for MCLEAN, PHILIP ALEXANDER. The published period runs from 12 Oct 2015 to 22 Jan 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MOO, ROYASIC records a credit restriction for MOO, ROY. The source gives 4 Apr 2014 as the start date.PersonASIC Banned and Disqualified Persons
- DALY, PETER EUGENEASIC records a financial-services restriction for DALY, PETER EUGENE. The published period runs from 19 Nov 2019 to 18 Nov 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PODGORNIK, LORRAINE JUNEASIC records a director disqualification for PODGORNIK, LORRAINE JUNE. The published period runs from 3 Jun 1994 to 3 Jun 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WRENCH, PETER CHARLES CLEEVEASIC records a director disqualification for WRENCH, PETER CHARLES CLEEVE. The published period runs from 27 Aug 2004 to 27 Aug 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DAVIS, JOHN BARDINASIC records a director disqualification for DAVIS, JOHN BARDIN. The published period runs from 23 Feb 2006 to 23 Aug 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OBERG, COLIN JAMESASIC records a financial-services restriction for OBERG, COLIN JAMES. The source gives 10 Jul 2012 as the start date.PersonASIC Banned and Disqualified Persons
- NAIRN, CHRISTOPHER DAVIDASIC records a financial-services restriction for NAIRN, CHRISTOPHER DAVID. The source gives 22 May 2024 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.