ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- BETALLI, CHRISASIC records a financial-services restriction for BETALLI, CHRIS. The published period runs from 1 May 2021 to 24 Apr 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TREMBATH, REECE ANTONYASIC records a director disqualification for TREMBATH, REECE ANTONY. The published period runs from 5 Jun 2018 to 4 Dec 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BUNKER, KRISTOFERASIC records a director disqualification for BUNKER, KRISTOFER. The published period runs from 20 Jul 2018 to 19 Jul 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CROWLEY, HANNAH MAYASIC records a director disqualification for CROWLEY, HANNAH MAY. The published period runs from 12 Mar 2008 to 12 Mar 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DAVIES, ANDREW JOHNASIC records a director disqualification for DAVIES, ANDREW JOHN. The published period runs from 10 Oct 2011 to 10 Apr 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PANGANIBAN, ROMMELASIC records a financial-services restriction for PANGANIBAN, ROMMEL. The source gives 3 Aug 2016 as the start date.PersonASIC Banned and Disqualified Persons
- AHMED, MOHAMED MAKI EBRAHIMASIC records a financial-services restriction for AHMED, MOHAMED MAKI EBRAHIM. The source gives 15 Nov 2018 as the start date.PersonASIC Banned and Disqualified Persons
- PRATTEN, TIMOTHY CHARLESASIC records a financial-services restriction for PRATTEN, TIMOTHY CHARLES. The source gives 3 Aug 2016 as the start date.PersonASIC Banned and Disqualified Persons
- CRIBB, JAMES ANTHONYASIC records a financial-services restriction for CRIBB, JAMES ANTHONY. The published period runs from 10 Jul 2018 to 9 Jul 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROSSI, VINCENT LEONARDOASIC records a director disqualification for ROSSI, VINCENT LEONARDO. The published period runs from 26 Sep 2012 to 25 Sep 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BHINDER, RAGHUJITASIC records a director disqualification for BHINDER, RAGHUJIT. The published period runs from 6 May 2012 to 5 May 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STEWART L, FREDERICKASIC records a director disqualification for STEWART L, FREDERICK. The published period runs from 10 Aug 1988 to 10 Aug 1990. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FATROUNI, ABDOUL RAHIMASIC records a director disqualification for FATROUNI, ABDOUL RAHIM. The published period runs from 8 May 2019 to 7 Nov 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JENNINGS, PAUL ANTHONYASIC records a director disqualification for JENNINGS, PAUL ANTHONY. The published period runs from 22 Nov 2006 to 22 Nov 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FINEFF, GAVINASIC records a financial-services restriction for FINEFF, GAVIN. The source gives 2 Jun 2021 as the start date.PersonASIC Banned and Disqualified Persons
- DOUGLAS, OLIVER GEORGEASIC records a director disqualification for DOUGLAS, OLIVER GEORGE. The published period runs from 5 Jun 2012 to 4 Dec 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CORSELLO, ADRIAN SABASTIANASIC records a director disqualification for CORSELLO, ADRIAN SABASTIAN. The published period runs from 27 May 2014 to 26 Feb 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ELLISON, CLYDE WILLIAMASIC records a securities restriction for ELLISON, CLYDE WILLIAM. The source gives 3 Nov 1995 as the start date.PersonASIC Banned and Disqualified Persons
- JOVANOVSKI, LOUASIC records a director disqualification for JOVANOVSKI, LOU. The published period runs from 8 Nov 2012 to 7 Nov 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TAGLIABUE, HAZEL BRENDAASIC records a director disqualification for TAGLIABUE, HAZEL BRENDA. The published period runs from 21 Apr 1997 to 24 Jan 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ASH, VANESSA MARIAASIC records a director disqualification for ASH, VANESSA MARIA. The published period runs from 1 Sep 2016 to 31 Aug 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CARATTI, ALLENASIC records a director disqualification for CARATTI, ALLEN. The published period runs from 8 Oct 2024 to 7 Oct 2028.PersonASIC Banned and Disqualified Persons
- SAMAN, WAYNE CHRISTOHERASIC records a financial-services restriction for SAMAN, WAYNE CHRISTOHER. The published period runs from 16 Aug 2022 to 15 Aug 2027.PersonASIC Banned and Disqualified Persons
- COETZEE, PIERREASIC records a director disqualification for COETZEE, PIERRE. The published period runs from 31 Jan 2011 to 30 Jan 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GREENWOOD, JAMES DAVIDASIC records a director disqualification for GREENWOOD, JAMES DAVID. The published period runs from 13 May 1998 to 13 Nov 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GODDARD, ELFRIDAASIC records a director disqualification for GODDARD, ELFRIDA. The published period runs from 29 Jul 1987 to 29 Jul 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HAISMAN, IAN VICTORASIC records a financial-services restriction for HAISMAN, IAN VICTOR. The published period runs from 9 Oct 2019 to 8 Oct 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HUTTLEY, TREVOR BURTONASIC records a director disqualification for HUTTLEY, TREVOR BURTON. The published period runs from 15 Jul 1990 to 15 Jul 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NIU, NICOLE YUNFEIASIC records a financial-services restriction for NIU, NICOLE YUNFEI. The published period runs from 22 Jan 2026 to 21 Jan 2031.PersonASIC Banned and Disqualified Persons
- WYND, ANTHONY DAVIDASIC records a credit restriction for WYND, ANTHONY DAVID. The source gives 13 Aug 2019 as the start date. The source records reviewed scope exception: The published credit-function restriction has an exception for employment by an APRA-authorised deposit-taking institution, assisting borrowers to obtain loans independently of financial services. Review the original order.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.