ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- ARCHER, PHILIP ANTHONYASIC records a director disqualification for ARCHER, PHILIP ANTHONY. The published period runs from 9 Oct 1996 to 9 Oct 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NOONAN, DANIEL JOSEPHASIC records a credit restriction for NOONAN, DANIEL JOSEPH. The source gives 15 Aug 2017 as the start date.PersonASIC Banned and Disqualified Persons
- CHAPPLE, MARK-JAMES STAFFORDASIC records a financial-services restriction for CHAPPLE, MARK-JAMES STAFFORD. The source gives 18 Nov 2015 as the start date.PersonASIC Banned and Disqualified Persons
- FRANKE, CRAIG MAURICEASIC records a financial-services restriction for FRANKE, CRAIG MAURICE. The published period runs from 7 Nov 2006 to 7 Nov 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SOONG, JAMESASIC records a director disqualification for SOONG, JAMES. The published period runs from 28 Feb 2023 to 27 Feb 2028.PersonASIC Banned and Disqualified Persons
- WADI, ADAMASIC records a director disqualification for WADI, ADAM. The published period runs from 30 Aug 2017 to 30 Aug 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- REED, GEOFFREYASIC records a director disqualification for REED, GEOFFREY. The published period runs from 1 May 2015 to 30 Jun 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SHAH, NAJAMASIC records a financial-services restriction for SHAH, NAJAM. The source gives 23 Nov 2018 as the start date.PersonASIC Banned and Disqualified Persons
- ADAMS, CHRISTOPHER ROSSASIC records a director disqualification for ADAMS, CHRISTOPHER ROSS. The published period runs from 1 Oct 2010 to 31 Mar 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PARKER, STANLEY SEPHTONASIC records a director disqualification for PARKER, STANLEY SEPHTON. The published period runs from 14 May 1998 to 14 May 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JENNINGS, MARK DARRONASIC records a financial-services restriction for JENNINGS, MARK DARRON. The published period runs from 9 Nov 2022 to 8 Nov 2032.PersonASIC Banned and Disqualified Persons
- JAMES, DAVID ANTHONYASIC records a director disqualification for JAMES, DAVID ANTHONY. The published period runs from 6 Jun 2018 to 5 Jun 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RAFTERY, SIMON JOHNASIC records a director disqualification for RAFTERY, SIMON JOHN. The published period runs from 4 Jul 2025 to 3 Jan 2028.PersonASIC Banned and Disqualified Persons
- RENNEBERG, DANIEL JOHNASIC records a financial-services restriction for RENNEBERG, DANIEL JOHN. The published period runs from 24 May 2019 to 23 May 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JONES, GLENN WILLIAMASIC records a financial-services restriction for JONES, GLENN WILLIAM. The source gives 11 Nov 2005 as the start date.PersonASIC Banned and Disqualified Persons
- TREVASKIS, ROBERTASIC records a director disqualification for TREVASKIS, ROBERT. The published period runs from 22 Jun 2011 to 21 Jun 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- EUNG, MAX KIATTISAKASIC records a financial-services restriction for EUNG, MAX KIATTISAK. The source gives 22 May 2018 as the start date.PersonASIC Banned and Disqualified Persons
- GAUDET, GLENN STEPHENASIC records a director disqualification for GAUDET, GLENN STEPHEN. The published period runs from 25 May 2022 to 24 May 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PRATTEN, TIMOTHY CHARLESASIC records a financial-services restriction for PRATTEN, TIMOTHY CHARLES. The source gives 3 Aug 2016 as the start date.PersonASIC Banned and Disqualified Persons
- WOOD, PIETER JEFFREYASIC records a director disqualification for WOOD, PIETER JEFFREY. The published period runs from 17 Mar 2017 to 16 Mar 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AARDOOM, PETERASIC records a financial-services restriction for AARDOOM, PETER. The published period runs from 19 Feb 2025 to 18 Feb 2033.PersonASIC Banned and Disqualified Persons
- GILLAM, PETER THOMASASIC records a director disqualification for GILLAM, PETER THOMAS. The published period runs from 20 Mar 2017 to 19 Mar 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CORNFOOT, BERNARD VINCENTASIC records a director disqualification for CORNFOOT, BERNARD VINCENT. The published period runs from 3 May 1989 to 3 May 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- O'TOOLE, RICK ALANASIC records a financial-services restriction for O'TOOLE, RICK ALAN. The source gives 28 Jul 2005 as the start date.PersonASIC Banned and Disqualified Persons
- GIBBINGS, BRETT SHANEASIC records a director disqualification for GIBBINGS, BRETT SHANE. The published period runs from 5 Jul 2013 to 4 Jan 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FRIEDRICHS, RICHARDASIC records a director disqualification for FRIEDRICHS, RICHARD. The published period runs from 7 Sep 2017 to 6 Sep 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GLASBY, GAILASIC records a financial-services restriction for GLASBY, GAIL. The published period runs from 13 Dec 2022 to 12 Dec 2032.PersonASIC Banned and Disqualified Persons
- DRUMMOND, STUART CRAIGASIC records a financial-services restriction for DRUMMOND, STUART CRAIG. The published period runs from 18 Feb 2011 to 17 Feb 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PORTEOUS, WILLIAM WALTERASIC records a director disqualification for PORTEOUS, WILLIAM WALTER. The published period runs from 2 May 1997 to 2 Mar 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ONGLEY, MALCOLM DEANASIC records a director disqualification for ONGLEY, MALCOLM DEAN. The published period runs from 21 Jun 2007 to 21 Jun 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.