ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- KEITH-FLOWERS, NIGELASIC records a director disqualification for KEITH-FLOWERS, NIGEL. The published period runs from 10 Dec 2015 to 9 Dec 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HAYDEN, JEANETTE MARIEASIC records a director disqualification for HAYDEN, JEANETTE MARIE. The published period runs from 24 Oct 1997 to 24 Apr 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OVENS, JOHN ANTHONYASIC records a financial-services restriction for OVENS, JOHN ANTHONY. The source gives 29 Dec 2010 as the start date.PersonASIC Banned and Disqualified Persons
- PAVLETICH, IAN WILLIAMASIC records a securities restriction for PAVLETICH, IAN WILLIAM. The source gives 17 Dec 1999 as the start date.PersonASIC Banned and Disqualified Persons
- ROBERTS, VERONICA MARYASIC records a director disqualification for ROBERTS, VERONICA MARY. The published period runs from 3 Sep 2025 to 2 Sep 2030.PersonASIC Banned and Disqualified Persons
- MASON, ALLAN JOHNASIC records a director disqualification for MASON, ALLAN JOHN. The published period runs from 21 Sep 2005 to 21 Sep 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HERFT, DARRENASIC records a director disqualification for HERFT, DARREN. The published period runs from 19 Dec 2019 to 18 Dec 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OPPEDISANO, ROCKYASIC records a director disqualification for OPPEDISANO, ROCKY. The published period runs from 16 Oct 1999 to 16 Oct 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MOO, ROYASIC records a financial-services restriction for MOO, ROY. The source gives 4 Apr 2014 as the start date.PersonASIC Banned and Disqualified Persons
- GREWAL, MANVINDER SINGHASIC records a director disqualification for GREWAL, MANVINDER SINGH. The published period runs from 15 Nov 2019 to 14 Nov 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DISTON, SUSAN JOYASIC records a director disqualification for DISTON, SUSAN JOY. The published period runs from 30 Apr 2009 to 29 Apr 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DESMOND, BARRY WALTERASIC records a director disqualification for DESMOND, BARRY WALTER. The published period runs from 8 Sep 2007 to 8 Sep 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ULANOVSKY, MICHAELASIC records a director disqualification for ULANOVSKY, MICHAEL. The published period runs from 12 Dec 1997 to 12 Dec 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BASHFORD, TONY LEEASIC records a financial-services restriction for BASHFORD, TONY LEE. The source gives 23 Jul 2018 as the start date.PersonASIC Banned and Disqualified Persons
- KAPLAN, MORRISASIC records a securities restriction for KAPLAN, MORRIS. The source gives 17 Nov 1994 as the start date.PersonASIC Banned and Disqualified Persons
- MAKENY, MARY ASHAASIC records a director disqualification for MAKENY, MARY ASHA. The published period runs from 26 Nov 2024 to 25 Nov 2029.PersonASIC Banned and Disqualified Persons
- RIDGWAY, KRISTOFER PAUL GORDONASIC records a financial-services restriction for RIDGWAY, KRISTOFER PAUL GORDON. The source gives 11 Apr 2023 as the start date.PersonASIC Banned and Disqualified Persons
- ROSEWELL, DAVID EDWARDASIC records a financial-services restriction for ROSEWELL, DAVID EDWARD. The published period runs from 6 May 2005 to 6 May 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ELTAKCHI, FRANCISASIC records a director disqualification for ELTAKCHI, FRANCIS. The published period runs from 6 Oct 2011 to 5 Oct 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ANDERSON, BENJAMIN HAROLDASIC records a director disqualification for ANDERSON, BENJAMIN HAROLD. The published period runs from 23 Sep 2024 to 22 Sep 2028.PersonASIC Banned and Disqualified Persons
- DOJA, TUNDEASIC records a financial-services restriction for DOJA, TUNDE. The source gives 13 Jan 2005 as the start date.PersonASIC Banned and Disqualified Persons
- BOZIC, MILANASIC records a director disqualification for BOZIC, MILAN. The published period runs from 22 Sep 2016 to 21 Sep 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HAYDEN, JOHN NEVETTASIC records a director disqualification for HAYDEN, JOHN NEVETT. The published period runs from 24 Oct 1997 to 24 Apr 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BIAMIS, ARTHURASIC records a director disqualification for BIAMIS, ARTHUR. The published period runs from 18 Sep 1996 to 17 Sep 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DRIFFELL, NICOLE MARREEASIC records a director disqualification for DRIFFELL, NICOLE MARREE. The published period runs from 27 Sep 2019 to 26 Sep 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PODARIDIS, DIMITRIOSASIC records a director disqualification for PODARIDIS, DIMITRIOS. The published period runs from 24 May 2021 to 23 May 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- YOSHAI, SHLOMOASIC records a director disqualification for YOSHAI, SHLOMO. The published period runs from 28 Jun 2021 to 27 Jun 2029.PersonASIC Banned and Disqualified Persons
- FRANKE, WENDYASIC records a financial-services restriction for FRANKE, WENDY. The published period runs from 7 Nov 2006 to 7 Nov 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCKINNON, ADRIAN SCOTTASIC records a director disqualification for MCKINNON, ADRIAN SCOTT. The published period runs from 14 Jun 2012 to 13 Jun 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FISHER, GREGORY JOSEPHASIC records a director disqualification for FISHER, GREGORY JOSEPH. The published period runs from 14 Dec 2001 to 14 Dec 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.