US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Sunbank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Sunbank, National Association. The recorded action date is 11 May 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Green, Andrea LynnOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Green, Andrea Lynn. The recorded action date is 8 Nov 2006.PersonOCC Enforcement Actions
- Hobgood, Robert C.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hobgood, Robert C.. The recorded action date is 18 Feb 2005.PersonOCC Enforcement Actions
- Banco Bradesco S.A.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Banco Bradesco S.A.. The recorded action date is 26 Jan 2015. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Community National Bank of Sarasota CountyOffice of the Comptroller of the Currency records “Capital Directive” for Community National Bank of Sarasota County. The recorded action date is 3 Jun 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hammond, Gaines W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hammond, Gaines W.. The recorded action date is 22 Dec 2009.PersonOCC Enforcement Actions
- Baloyra, JoseOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Baloyra, Jose. The recorded action date is 14 Apr 2011.PersonOCC Enforcement Actions
- Bank of America, National AssociationOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Bank of America, National Association. The recorded action date is 28 Feb 2013.OrganizationOCC Enforcement Actions
- The First National Bank of Centre HallOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Centre Hall. The recorded action date is 4 Aug 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Nordstrom, Paul H.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Nordstrom, Paul H.. The recorded action date is 5 Jun 1996.PersonOCC Enforcement Actions
- Solera National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Solera National Bank. The recorded action date is 16 Dec 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Gwyn, Jody P.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Gwyn, Jody P.. The recorded action date is 15 Aug 2011.PersonOCC Enforcement Actions
- The Pacific Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The Pacific Bank, National Association. The recorded action date is 22 Feb 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Centrust Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Centrust Bank, National Association. The recorded action date is 16 Jun 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of BeloitOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Beloit. The recorded action date is 27 Apr 2015. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Walker, William O.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Walker, William O.. The recorded action date is 10 Nov 2011.PersonOCC Enforcement Actions
- Direct Merchants Credit Card Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Direct Merchants Credit Card Bank, National Association. The recorded action date is 3 May 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Smith, Catherine W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Smith, Catherine W.. The recorded action date is 27 May 2014.PersonOCC Enforcement Actions
- Schroeder, LeeOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Schroeder, Lee. The recorded action date is 10 Apr 1998.PersonOCC Enforcement Actions
- Lake National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lake National Bank. The recorded action date is 1 Dec 2014.OrganizationOCC Enforcement Actions
- Burns, BrianOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Burns, Brian. The recorded action date is 13 Oct 2004.PersonOCC Enforcement Actions
- Mercedes National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Mercedes National Bank. The recorded action date is 27 Jan 1993.OrganizationOCC Enforcement Actions
- First Federal Bank of The MidwestOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First Federal Bank of The Midwest. The recorded action date is 22 Apr 2013.OrganizationOCC Enforcement Actions
- Anderson, Danielle M.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Anderson, Danielle M.. The recorded action date is 31 Jul 2013.PersonOCC Enforcement Actions
- Martinez, RamonOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Martinez, Ramon. The recorded action date is 14 Mar 1996.PersonOCC Enforcement Actions
- Pearson, Stacey E.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Pearson, Stacey E.. The recorded action date is 9 Nov 2000.PersonOCC Enforcement Actions
- Inter National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Inter National Bank. The recorded action date is 21 Sep 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Rodriguez, GuadalupeOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Rodriguez, Guadalupe. The recorded action date is 24 Feb 2026.PersonOCC Enforcement Actions
- Amcore Bank, N.A., RockfordOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Amcore Bank, N.A., Rockford. The recorded action date is 31 Dec 1997.OrganizationOCC Enforcement Actions
- Barrett, Kimberly J.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Barrett, Kimberly J.. The recorded action date is 4 Mar 2004.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.