US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Roush, WayneOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Roush, Wayne. The recorded action date is 12 May 2004.PersonOCC Enforcement Actions
- Lemon, Nelson L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Lemon, Nelson L.. The recorded action date is 23 Oct 1991.PersonOCC Enforcement Actions
- Prada, JulioOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Prada, Julio. The recorded action date is 10 Jun 2022.PersonOCC Enforcement Actions
- Lapke, Timothy J.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Lapke, Timothy J.. The recorded action date is 17 May 2010.PersonOCC Enforcement Actions
- Nix, Jimmy E.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Nix, Jimmy E.. The recorded action date is 13 May 1992.PersonOCC Enforcement Actions
- Meadley, Walter E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Meadley, Walter E.. The recorded action date is 31 May 1994.PersonOCC Enforcement Actions
- Graff, Fred L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Graff, Fred L.. The recorded action date is 10 Sep 1991.PersonOCC Enforcement Actions
- The First National Bank of BuffaloOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Buffalo. The recorded action date is 25 Aug 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Vickery, Charles R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Vickery, Charles R.. The recorded action date is 31 Mar 1997.PersonOCC Enforcement Actions
- First Tennessee Bank National AssociationOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for First Tennessee Bank National Association. The recorded action date is 8 Feb 2017.OrganizationOCC Enforcement Actions
- Unity National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Unity National Bank. The recorded action date is 3 Feb 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Progressive National Bank Of Desoto ParishOffice of the Comptroller of the Currency records “Formal Agreement” for Progressive National Bank Of Desoto Parish. The recorded action date is 6 Feb 1996. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Brown, Trenton W.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Brown, Trenton W.. The recorded action date is 7 Feb 2014.PersonOCC Enforcement Actions
- Wells Fargo Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Wells Fargo Bank, National Association. The recorded action date is 8 May 2009.OrganizationOCC Enforcement Actions
- First Liberty National BankOffice of the Comptroller of the Currency records “Formal Agreement” for First Liberty National Bank. The recorded action date is 4 Apr 2006. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Pacific National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Pacific National Bank. The recorded action date is 25 Aug 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of Cold SpringOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Cold Spring. The recorded action date is 14 Dec 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Scott, PhilipOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Scott, Philip. The recorded action date is 5 Mar 2018.PersonOCC Enforcement Actions
- Ryan, JohnOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Ryan, John. The recorded action date is 28 Jul 2022.PersonOCC Enforcement Actions
- Holmes, Tyra L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Holmes, Tyra L.. The recorded action date is 25 May 2018.PersonOCC Enforcement Actions
- The First National Bank of WyomingOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Wyoming. The recorded action date is 17 Mar 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lipscomb, Tiffany D. (Holt)Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Lipscomb, Tiffany D. (Holt). The recorded action date is 23 May 2006.PersonOCC Enforcement Actions
- Dagnino, Daniel D.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Dagnino, Daniel D.. The recorded action date is 7 Feb 2000.PersonOCC Enforcement Actions
- PNC Bank, National AssociationOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for PNC Bank, National Association. The recorded action date is 28 Feb 2013.OrganizationOCC Enforcement Actions
- First National Bank of Central FloridaOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Central Florida. The recorded action date is 7 Jul 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of Elk RiverOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Elk River. The recorded action date is 14 Jul 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Keybank National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Keybank National Association. The recorded action date is 15 Jan 2015.OrganizationOCC Enforcement Actions
- Henderson, ArlandoOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Henderson, Arlando. The recorded action date is 8 Nov 2023.PersonOCC Enforcement Actions
- The Caledonia National Bank Of DanvilleOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The Caledonia National Bank Of Danville. The recorded action date is 26 Feb 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Blake, WilliamOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Blake, William. The recorded action date is 10 Mar 1994.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.