US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- North Georgia National BankOffice of the Comptroller of the Currency records “Formal Agreement” for North Georgia National Bank. The recorded action date is 13 Sep 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Patton, Danny R.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Patton, Danny R.. The recorded action date is 19 Aug 1993.PersonOCC Enforcement Actions
- First Interstate Bank Of Des MoinesOffice of the Comptroller of the Currency records “Securities Enforcement Action” for First Interstate Bank Of Des Moines. The recorded action date is 14 Jan 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Cowles, JaimeOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Cowles, Jaime. The recorded action date is 11 Jan 2021.PersonOCC Enforcement Actions
- Grand Mountain Bank, FSBOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Grand Mountain Bank, FSB. The recorded action date is 9 Nov 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Citizens Bank, National AssociationOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Citizens Bank, National Association. The recorded action date is 10 Nov 2015.OrganizationOCC Enforcement Actions
- Goldwater Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Goldwater Bank, National Association. The recorded action date is 11 May 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lyon, BradleyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lyon, Bradley. The recorded action date is 10 Dec 2020.PersonOCC Enforcement Actions
- USAA Federal Savings BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for USAA Federal Savings Bank. The recorded action date is 18 Dec 2024.OrganizationOCC Enforcement Actions
- Boudreaux, Ronald J.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Boudreaux, Ronald J.. The recorded action date is 1 Dec 1992.PersonOCC Enforcement Actions
- Frazier, RonaldOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Frazier, Ronald. The recorded action date is 14 Nov 1990.PersonOCC Enforcement Actions
- JPMorgan Chase Bank, National AssociationOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for JPMorgan Chase Bank, National Association. The recorded action date is 6 Jul 2011.OrganizationOCC Enforcement Actions
- Bumatay, MeynardOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Bumatay, Meynard. The recorded action date is 2 Jun 2017.PersonOCC Enforcement Actions
- Flatbush FS & LAOffice of the Comptroller of the Currency records “Formal Agreement” for Flatbush FS & LA. The recorded action date is 12 Apr 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of KempOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Kemp. The recorded action date is 11 Aug 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- McNeil, MichaelOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McNeil, Michael. The recorded action date is 30 Dec 1997.PersonOCC Enforcement Actions
- Spencer, RonaldOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Spencer, Ronald. The recorded action date is 11 Jul 1991.PersonOCC Enforcement Actions
- Jordan, LindyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Jordan, Lindy. The recorded action date is 15 May 2009.PersonOCC Enforcement Actions
- United Texas Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for United Texas Bank, National Association. The recorded action date is 16 Jun 2026.OrganizationOCC Enforcement Actions
- Hoy, Rex B.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hoy, Rex B.. The recorded action date is 7 Aug 1995.PersonOCC Enforcement Actions
- The Boatmen's National Bank Of St. LouisOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for The Boatmen's National Bank Of St. Louis. The recorded action date is 17 Jan 1992.OrganizationOCC Enforcement Actions
- Keyes, Robert E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Keyes, Robert E.. The recorded action date is 11 Jan 1994.PersonOCC Enforcement Actions
- First National Bank of ClintonOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Clinton. The recorded action date is 2 Oct 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Overby, Archie G.Office of the Comptroller of the Currency records “Notice of Charges” for Overby, Archie G.. The recorded action date is 30 Jun 2016. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Collier, RandyOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Collier, Randy. The recorded action date is 17 Dec 2014.PersonOCC Enforcement Actions
- First National Bank of The SouthOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank of The South. The recorded action date is 27 Apr 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Clare, PatrickOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Clare, Patrick. The recorded action date is 3 Nov 2016.PersonOCC Enforcement Actions
- Business Bank of Texas, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Business Bank of Texas, National Association. The recorded action date is 5 Oct 2020. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- National Bank of The Great LakesOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for National Bank of The Great Lakes. The recorded action date is 11 Apr 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Generations BankOffice of the Comptroller of the Currency records “Formal Agreement” for Generations Bank. The recorded action date is 19 Jul 2024. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.