US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Morgan, Michael R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Morgan, Michael R.. The recorded action date is 5 Apr 2001.PersonOCC Enforcement Actions
- Murphy, Bernard H.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Murphy, Bernard H.. The recorded action date is 23 Jan 1997.PersonOCC Enforcement Actions
- Powell, James W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Powell, James W.. The recorded action date is 21 Jul 2015.PersonOCC Enforcement Actions
- JPMorgan Chase Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for JPMorgan Chase Bank, National Association. The recorded action date is 24 Nov 2020.OrganizationOCC Enforcement Actions
- Storey, Michael M.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Storey, Michael M.. The recorded action date is 1 Apr 2015.PersonOCC Enforcement Actions
- Wilmore, Tijaunia A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Wilmore, Tijaunia A.. The recorded action date is 5 Aug 2009.PersonOCC Enforcement Actions
- Jefferson National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Jefferson National Bank. The recorded action date is 24 Jul 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Farmers And Merchants National Bank Of BridgetonOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The Farmers And Merchants National Bank Of Bridgeton. The recorded action date is 24 May 1999. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Cavallari, Augustus I.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Cavallari, Augustus I.. The recorded action date is 28 Sep 1994.PersonOCC Enforcement Actions
- Trustmark National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Trustmark National Bank. The recorded action date is 20 Aug 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Brannan, StephenOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Brannan, Stephen. The recorded action date is 3 Dec 1991.PersonOCC Enforcement Actions
- Haraldson, VaughanOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Haraldson, Vaughan. The recorded action date is 29 Aug 2005.PersonOCC Enforcement Actions
- Alterman, EugeneOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Alterman, Eugene. The recorded action date is 11 Apr 1994.PersonOCC Enforcement Actions
- Cobb, TheresaOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Cobb, Theresa. The recorded action date is 12 Feb 2007.PersonOCC Enforcement Actions
- Van Steenhuyse, Earl E.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Van Steenhuyse, Earl E.. The recorded action date is 1 Oct 1992.PersonOCC Enforcement Actions
- Cortellesi, Jerome P.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Cortellesi, Jerome P.. The recorded action date is 6 Jan 1994.PersonOCC Enforcement Actions
- Lone Star National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Lone Star National Bank. The recorded action date is 1 Dec 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Ramirez Perez, ManuelOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Ramirez Perez, Manuel. The recorded action date is 14 May 2024.PersonOCC Enforcement Actions
- Rice, Alvin C.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Rice, Alvin C.. The recorded action date is 3 Nov 1994.PersonOCC Enforcement Actions
- Brown, Maya L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Brown, Maya L.. The recorded action date is 11 May 2009.PersonOCC Enforcement Actions
- Lacayo, RonaldOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Lacayo, Ronald. The recorded action date is 15 May 2003.PersonOCC Enforcement Actions
- Means, JoshuaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Means, Joshua. The recorded action date is 8 Jan 2018.PersonOCC Enforcement Actions
- Fischer, John A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Fischer, John A.. The recorded action date is 9 Nov 2009.PersonOCC Enforcement Actions
- Hobgood, Robert C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hobgood, Robert C.. The recorded action date is 17 Mar 2003.PersonOCC Enforcement Actions
- Wells Fargo Bank, National AssociationOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Wells Fargo Bank, National Association. The recorded action date is 3 Jun 2015.OrganizationOCC Enforcement Actions
- Riddle, John C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Riddle, John C.. The recorded action date is 19 May 1992.PersonOCC Enforcement Actions
- Ferguson, CarlosOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Ferguson, Carlos. The recorded action date is 5 Mar 1998.PersonOCC Enforcement Actions
- Bank of AtlantaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Bank of Atlanta. The recorded action date is 19 Nov 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Capital Management Investors Holdings, Inc.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Capital Management Investors Holdings, Inc.. The recorded action date is 29 Oct 2003.OrganizationOCC Enforcement Actions
- The Farmers National Bank Of ForneyOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The Farmers National Bank Of Forney. The recorded action date is 25 Oct 1994. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.