US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- First National Bank of CatlinOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First National Bank of Catlin. The recorded action date is 26 Oct 2006.OrganizationOCC Enforcement Actions
- Smith, James L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Smith, James L.. The recorded action date is 4 May 1993.PersonOCC Enforcement Actions
- City First Bank of D.C., National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for City First Bank of D.C., National Association. The recorded action date is 6 Feb 2006. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- United National BankOffice of the Comptroller of the Currency records “Formal Agreement” for United National Bank. The recorded action date is 3 May 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- City National Bank Of KilgoreOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for City National Bank Of Kilgore. The recorded action date is 11 Jan 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Avary, Leewood W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Avary, Leewood W.. The recorded action date is 2 Jan 2001.PersonOCC Enforcement Actions
- Brannan, DavidOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Brannan, David. The recorded action date is 3 Dec 1991.PersonOCC Enforcement Actions
- Blanton, William R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Blanton, William R.. The recorded action date is 11 Mar 2019.PersonOCC Enforcement Actions
- Geiger, Grover J.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Geiger, Grover J.. The recorded action date is 31 May 1994.PersonOCC Enforcement Actions
- Tallman, Jarrod W.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Tallman, Jarrod W.. The recorded action date is 29 Sep 2011.PersonOCC Enforcement Actions
- U.S. Bank National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for U.S. Bank National Association. The recorded action date is 16 Aug 2017.OrganizationOCC Enforcement Actions
- The Federal Savings BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for The Federal Savings Bank. The recorded action date is 8 Jan 2021.OrganizationOCC Enforcement Actions
- PNC Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for PNC Bank, National Association. The recorded action date is 6 Oct 2014. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Brown II, EdwinOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Brown II, Edwin. The recorded action date is 14 Nov 1990.PersonOCC Enforcement Actions
- Frontier Bank, FSBOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Frontier Bank, FSB. The recorded action date is 7 Mar 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Founders Trust National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Founders Trust National Bank. The recorded action date is 19 Apr 1999. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank Of DanaOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank Of Dana. The recorded action date is 6 Oct 1996. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First FS & LA of Central IllinoisOffice of the Comptroller of the Currency records “Formal Agreement” for First FS & LA of Central Illinois. The recorded action date is 12 Jul 2013. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Heritage Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Heritage Bank, National Association. The recorded action date is 5 Jul 2012.OrganizationOCC Enforcement Actions
- Kirkpatrick, Wendie J.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Kirkpatrick, Wendie J.. The recorded action date is 2 Oct 2008.PersonOCC Enforcement Actions
- Queen City National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Queen City National Bank. The recorded action date is 1 Sep 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Pacific Capital Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Pacific Capital Bank, National Association. The recorded action date is 2 Sep 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Florez, FlorenceOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Florez, Florence. The recorded action date is 15 Apr 2000.PersonOCC Enforcement Actions
- Poghosyan, AznaourOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Poghosyan, Aznaour. The recorded action date is 18 Oct 2004.PersonOCC Enforcement Actions
- First National Bank of South CarolinaOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of South Carolina. The recorded action date is 21 Sep 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Atlantic Trust Company, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Atlantic Trust Company, National Association. The recorded action date is 11 May 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Madison National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Madison National Bank. The recorded action date is 11 Jun 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Capital One Bank (USA), National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Capital One Bank (USA), National Association. The recorded action date is 18 Feb 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Diamond Bank, FSBOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Diamond Bank, FSB. The recorded action date is 24 Sep 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Kessler, LisaOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Kessler, Lisa. The recorded action date is 7 Feb 2014.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.