US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Han, YiHouOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Han, YiHou. The recorded action date is 28 Oct 2022.PersonOCC Enforcement Actions
- Larsh, SteveOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Larsh, Steve. The recorded action date is 5 Feb 2010.PersonOCC Enforcement Actions
- Fidelity National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Fidelity National Bank. The recorded action date is 30 May 2007. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hines, Frank L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hines, Frank L.. The recorded action date is 17 Jul 1991.PersonOCC Enforcement Actions
- Cox, AngieOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Cox, Angie. The recorded action date is 9 Feb 2005.PersonOCC Enforcement Actions
- Moseri, OnyeacholemOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Moseri, Onyeacholem. The recorded action date is 23 Mar 2006.PersonOCC Enforcement Actions
- Lone Star Bank NaOffice of the Comptroller of the Currency records “Formal Agreement” for Lone Star Bank Na. The recorded action date is 6 Feb 1995. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Swineford National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Swineford National Bank. The recorded action date is 18 Sep 2013.OrganizationOCC Enforcement Actions
- Lokey, Paul E.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Lokey, Paul E.. The recorded action date is 12 Jun 1991.PersonOCC Enforcement Actions
- Flagstar Bank, FSBOffice of the Comptroller of the Currency records “Formal Agreement” for Flagstar Bank, FSB. The recorded action date is 27 Jan 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Igler, A. GeorgeOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Igler, A. George. The recorded action date is 5 Aug 1997. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Broad National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Broad National Bank. The recorded action date is 16 May 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Salinas, RudyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Salinas, Rudy. The recorded action date is 27 Jan 1993.PersonOCC Enforcement Actions
- Grams, Jon D.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Grams, Jon D.. The recorded action date is 17 Nov 1993.PersonOCC Enforcement Actions
- Steel Valley Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Steel Valley Bank, National Association. The recorded action date is 27 Jul 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Serratore, JamesOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Serratore, James. The recorded action date is 26 Feb 2007.PersonOCC Enforcement Actions
- Dailey, McKinleyOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Dailey, McKinley. The recorded action date is 7 Jun 2019.PersonOCC Enforcement Actions
- Schiff, James A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Schiff, James A.. The recorded action date is 8 Jun 2005.PersonOCC Enforcement Actions
- Woo, Brian B.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Woo, Brian B.. The recorded action date is 21 Oct 1993.PersonOCC Enforcement Actions
- Terre Haute First National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Terre Haute First National Bank. The recorded action date is 22 Mar 2003.OrganizationOCC Enforcement Actions
- Fleming, Alan RobertOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Fleming, Alan Robert. The recorded action date is 12 Nov 2014.PersonOCC Enforcement Actions
- Bowling, Edward D.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Bowling, Edward D.. The recorded action date is 14 Nov 2005.PersonOCC Enforcement Actions
- Walter, TedOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Walter, Ted. The recorded action date is 20 Dec 2007.PersonOCC Enforcement Actions
- Gedeon, BillyOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Gedeon, Billy. The recorded action date is 15 Dec 2025.PersonOCC Enforcement Actions
- Harlow, JohnOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Harlow, John. The recorded action date is 27 Feb 1995.PersonOCC Enforcement Actions
- Unity National Bank of HoustonOffice of the Comptroller of the Currency records “Formal Agreement” for Unity National Bank of Houston. The recorded action date is 2 Oct 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Cook, MarkOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Cook, Mark. The recorded action date is 3 Dec 2001.PersonOCC Enforcement Actions
- Texas Commerce Bank - Conroe, N.A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Texas Commerce Bank - Conroe, N.A.. The recorded action date is 20 Sep 1989.OrganizationOCC Enforcement Actions
- Landmark Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Landmark Bank, National Association. The recorded action date is 17 Jun 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Grand Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Grand Bank, National Association. The recorded action date is 23 Nov 2015. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.