US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Taylor, Virgil E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Taylor, Virgil E.. The recorded action date is 10 Oct 1990.PersonOCC Enforcement Actions
- Murphy, QuincyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Murphy, Quincy. The recorded action date is 25 Jun 1993.PersonOCC Enforcement Actions
- First Colorado Bank Of Pueblo, N.A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First Colorado Bank Of Pueblo, N.A.. The recorded action date is 17 Jul 1990.OrganizationOCC Enforcement Actions
- Pappas, Mark E.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Pappas, Mark E.. The recorded action date is 13 Jan 2009.PersonOCC Enforcement Actions
- Kutak Rock LLPOffice of the Comptroller of the Currency records “Formal Agreement” for Kutak Rock LLP. The recorded action date is 21 May 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Integra Bank National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Integra Bank National Association. The recorded action date is 20 May 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- USAA Federal Savings BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for USAA Federal Savings Bank. The recorded action date is 17 Mar 2022. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Homeyer, NormanOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Homeyer, Norman. The recorded action date is 24 Jul 1995.PersonOCC Enforcement Actions
- Hartley, KylaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hartley, Kyla. The recorded action date is 16 Jul 2025.PersonOCC Enforcement Actions
- Heafner, RobertOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Heafner, Robert. The recorded action date is 13 Nov 1992.PersonOCC Enforcement Actions
- Bein, LouisOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bein, Louis. The recorded action date is 13 Sep 1990.PersonOCC Enforcement Actions
- Houk, Allen R.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Houk, Allen R.. The recorded action date is 17 Sep 1992.PersonOCC Enforcement Actions
- Jarrettsville FS & LAOffice of the Comptroller of the Currency records “Formal Agreement” for Jarrettsville FS & LA. The recorded action date is 20 Jan 2015. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First Place BankOffice of the Comptroller of the Currency records “Formal Agreement” for First Place Bank. The recorded action date is 1 Mar 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Patriot Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Patriot Bank, National Association. The recorded action date is 7 Nov 2018. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Sepulveda, Edna E.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Sepulveda, Edna E.. The recorded action date is 19 Feb 2014.PersonOCC Enforcement Actions
- Gomes, JamesOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Gomes, James. The recorded action date is 1 Aug 2024.PersonOCC Enforcement Actions
- Kirkorian, Kirk C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kirkorian, Kirk C.. The recorded action date is 8 Mar 1991.PersonOCC Enforcement Actions
- Evergreen National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Evergreen National Bank. The recorded action date is 27 Oct 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Ziegler, WilliamOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Ziegler, William. The recorded action date is 25 Jun 1990.PersonOCC Enforcement Actions
- The First National Bank of LittlefieldOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Littlefield. The recorded action date is 14 Dec 1998. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Central National Bank Of MattoonOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Central National Bank Of Mattoon. The recorded action date is 6 Dec 1990.OrganizationOCC Enforcement Actions
- The First National Bank of DownsvilleOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Downsville. The recorded action date is 22 Mar 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Blake, WilliamOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Blake, William. The recorded action date is 10 Mar 1994.PersonOCC Enforcement Actions
- Salazar, MariaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Salazar, Maria. The recorded action date is 1 Aug 2024.PersonOCC Enforcement Actions
- Bryan, Ronnie D.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bryan, Ronnie D.. The recorded action date is 26 Jul 1993.PersonOCC Enforcement Actions
- Kelsay, MelissaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Kelsay, Melissa. The recorded action date is 20 Aug 2009.PersonOCC Enforcement Actions
- Zike, Marvin G.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Zike, Marvin G.. The recorded action date is 2 Feb 1993.PersonOCC Enforcement Actions
- O'Neill, Malcolm F.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for O'Neill, Malcolm F.. The recorded action date is 6 Dec 1990.PersonOCC Enforcement Actions
- Woodforest National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Woodforest National Bank. The recorded action date is 6 Oct 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.