US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Iriondo, JaneOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Iriondo, Jane. The recorded action date is 26 Aug 2022.PersonOCC Enforcement Actions
- Lafrentz, DeanOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Lafrentz, Dean. The recorded action date is 29 Oct 2024.PersonOCC Enforcement Actions
- Moyers, Teresa ScottOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Moyers, Teresa Scott. The recorded action date is 30 Jul 2003.PersonOCC Enforcement Actions
- Morris, KimOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Morris, Kim. The recorded action date is 3 Sep 2004.PersonOCC Enforcement Actions
- Marshall Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Marshall Bank, National Association. The recorded action date is 9 Nov 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank of KansasOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Kansas. The recorded action date is 10 Jul 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Harrison, CynthiaOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Harrison, Cynthia. The recorded action date is 27 Jul 2015.PersonOCC Enforcement Actions
- McMahan, R. RoderickOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for McMahan, R. Roderick. The recorded action date is 17 Nov 1994.PersonOCC Enforcement Actions
- The First National Bank Of McCluskyOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank Of McClusky. The recorded action date is 17 Feb 1998. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bennett, Noall J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bennett, Noall J.. The recorded action date is 27 May 2014.PersonOCC Enforcement Actions
- Hartke, VanceOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Hartke, Vance. The recorded action date is 23 Feb 1994. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Hudson Valley Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Hudson Valley Bank, National Association. The recorded action date is 24 Apr 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Armstead, DenikaOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Armstead, Denika. The recorded action date is 30 May 2024.PersonOCC Enforcement Actions
- Rankin, Peggy A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Rankin, Peggy A.. The recorded action date is 8 Jun 2005.PersonOCC Enforcement Actions
- Bassie, TravisOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Bassie, Travis. The recorded action date is 4 Oct 2012.PersonOCC Enforcement Actions
- Mawhinney, EdwardOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Mawhinney, Edward. The recorded action date is 16 Aug 2006.PersonOCC Enforcement Actions
- Security National Bank Of SuperiorOffice of the Comptroller of the Currency records “Formal Agreement” for Security National Bank Of Superior. The recorded action date is 12 Jan 1994. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Gast, KatherineOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Gast, Katherine. The recorded action date is 26 Apr 2006.PersonOCC Enforcement Actions
- Intervest National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Intervest National Bank. The recorded action date is 9 Dec 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Morrison, JackOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Morrison, Jack. The recorded action date is 1 Jul 1992.PersonOCC Enforcement Actions
- Fort Knox National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Fort Knox National Bank. The recorded action date is 10 Apr 2006.OrganizationOCC Enforcement Actions
- Citizens Community Federal National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Citizens Community Federal National Association. The recorded action date is 9 Jul 2014.OrganizationOCC Enforcement Actions
- Mills, Walter F.Office of the Comptroller of the Currency records “Notice of Charges” for Mills, Walter F.. The recorded action date is 20 May 2019. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Ladig, DianeOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Ladig, Diane. The recorded action date is 29 Apr 1991.PersonOCC Enforcement Actions
- Rasco, Russell J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Rasco, Russell J.. The recorded action date is 31 May 2006.PersonOCC Enforcement Actions
- The Blanco National BankOffice of the Comptroller of the Currency records “Formal Agreement” for The Blanco National Bank. The recorded action date is 18 Sep 2006. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- McAtee, Lewis E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McAtee, Lewis E.. The recorded action date is 15 Sep 1992.PersonOCC Enforcement Actions
- Perpetual FSBOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Perpetual FSB. The recorded action date is 25 Feb 2013.OrganizationOCC Enforcement Actions
- Dickson, Harold A.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Dickson, Harold A.. The recorded action date is 16 Dec 2010.PersonOCC Enforcement Actions
- Mestre, RamonOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Mestre, Ramon. The recorded action date is 16 Jul 1993.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.