US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- First National Bank Of Red OakOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Of Red Oak. The recorded action date is 21 Apr 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Anglin, RolandOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Anglin, Roland. The recorded action date is 27 Aug 2020.PersonOCC Enforcement Actions
- Morhaime, VictorOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Morhaime, Victor. The recorded action date is 3 Apr 1993.PersonOCC Enforcement Actions
- National Bank of CaliforniaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for National Bank of California. The recorded action date is 27 Aug 2014. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- City National Bank and Trust Company of Guymon, TheOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for City National Bank and Trust Company of Guymon, The. The recorded action date is 6 May 1992.OrganizationOCC Enforcement Actions
- Greenberg, A. FrederickOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Greenberg, A. Frederick. The recorded action date is 28 Oct 1991.PersonOCC Enforcement Actions
- Dailey, McKinleyOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Dailey, McKinley. The recorded action date is 7 Jun 2019.PersonOCC Enforcement Actions
- First National Bank Of AmericaOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Of America. The recorded action date is 13 Aug 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Smith, Seyria T.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Smith, Seyria T.. The recorded action date is 20 Aug 2008.PersonOCC Enforcement Actions
- Pribble, JackOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Pribble, Jack. The recorded action date is 1 Jul 1992.PersonOCC Enforcement Actions
- Camacho, CesarOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Camacho, Cesar. The recorded action date is 4 Jun 1993.PersonOCC Enforcement Actions
- Green, CarrollOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Green, Carroll. The recorded action date is 17 Dec 2021.PersonOCC Enforcement Actions
- Geiger, GroverOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Geiger, Grover. The recorded action date is 3 Sep 1991.PersonOCC Enforcement Actions
- Grossman, Robert L.Office of the Comptroller of the Currency records “Formal Agreement” for Grossman, Robert L.. The recorded action date is 7 Nov 2006. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Allen, Raymond J.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Allen, Raymond J.. The recorded action date is 10 Apr 1998.PersonOCC Enforcement Actions
- Traders National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Traders National Bank. The recorded action date is 9 Jun 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Morris, KimOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Morris, Kim. The recorded action date is 3 Sep 2004.PersonOCC Enforcement Actions
- Smith-Kirk, WendiOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Smith-Kirk, Wendi. The recorded action date is 12 Dec 2003.PersonOCC Enforcement Actions
- Coulter, KatelynOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Coulter, Katelyn. The recorded action date is 7 Dec 2022.PersonOCC Enforcement Actions
- Hibernia National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Hibernia National Bank. The recorded action date is 30 Jul 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Johnson, KevinOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Johnson, Kevin. The recorded action date is 4 Oct 2016.PersonOCC Enforcement Actions
- The National Bank of VernonOffice of the Comptroller of the Currency records “Formal Agreement” for The National Bank of Vernon. The recorded action date is 30 Jan 2006. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Barclay, James BlairOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Barclay, James Blair. The recorded action date is 8 Jan 2008.PersonOCC Enforcement Actions
- Dahlman, Jeffrey P.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Dahlman, Jeffrey P.. The recorded action date is 25 Sep 1998.PersonOCC Enforcement Actions
- Austin III, John PaulOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Austin III, John Paul. The recorded action date is 12 Sep 2022.PersonOCC Enforcement Actions
- Warfield, WallaceOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Warfield, Wallace. The recorded action date is 1 Apr 2003.PersonOCC Enforcement Actions
- The First National Bank of ShelbyOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Shelby. The recorded action date is 29 Oct 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Rethwisch, CurtisOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Rethwisch, Curtis. The recorded action date is 31 Dec 1999.PersonOCC Enforcement Actions
- Broadway Federal Bank, F.S.B.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Broadway Federal Bank, F.S.B.. The recorded action date is 9 Sep 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Zingg, Robert P.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Zingg, Robert P.. The recorded action date is 8 Nov 1997.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.