US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 24 hours
Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Baltz, StephenOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Baltz, Stephen. The recorded action date is 12 Feb 2009.PersonOCC Enforcement Actions
- Crapser, Gene A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Crapser, Gene A.. The recorded action date is 4 Sep 2015.PersonOCC Enforcement Actions
- Border Capital Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Border Capital Bank, National Association. The recorded action date is 26 Jun 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Karem, RobertOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Karem, Robert. The recorded action date is 9 Dec 1991.PersonOCC Enforcement Actions
- American Express Bank, FSBOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for American Express Bank, FSB. The recorded action date is 19 Dec 2013. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- San Dieguito National BankOffice of the Comptroller of the Currency records “Formal Agreement” for San Dieguito National Bank. The recorded action date is 21 Sep 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Blake, CarrollOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Blake, Carroll. The recorded action date is 10 Mar 1994.PersonOCC Enforcement Actions
- McCallister, TabithaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for McCallister, Tabitha. The recorded action date is 23 Feb 2026.PersonOCC Enforcement Actions
- The First National Bank and Trust Company of VinitaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank and Trust Company of Vinita. The recorded action date is 16 Jul 2020. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Clewiston National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Clewiston National Bank. The recorded action date is 23 Jul 1997. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Miller, MaxOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Miller, Max. The recorded action date is 10 Nov 1992.PersonOCC Enforcement Actions
- First National Bank of Chester CountyOffice of the Comptroller of the Currency records “GLBA Agreement” for First National Bank of Chester County. The recorded action date is 19 Nov 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- United Community BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for United Community Bank. The recorded action date is 30 Sep 2013.OrganizationOCC Enforcement Actions
- Schlindwein, SyndiOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Schlindwein, Syndi. The recorded action date is 27 Oct 2016.PersonOCC Enforcement Actions
- Bridges, PamelaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Bridges, Pamela. The recorded action date is 13 Feb 2020.PersonOCC Enforcement Actions
- Hu, Hao Liang "Frank"Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hu, Hao Liang "Frank". The recorded action date is 5 Dec 2022.PersonOCC Enforcement Actions
- Malvern Federal Savings BankOffice of the Comptroller of the Currency records “Formal Agreement” for Malvern Federal Savings Bank. The recorded action date is 7 Oct 2014. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Redemann, JamesOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Redemann, James. The recorded action date is 24 Aug 1999.PersonOCC Enforcement Actions
- Liker, AlanOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Liker, Alan. The recorded action date is 22 Jul 1994.PersonOCC Enforcement Actions
- Navarro, LailaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Navarro, Laila. The recorded action date is 18 Oct 2007.PersonOCC Enforcement Actions
- Johnson, Carl B.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Johnson, Carl B.. The recorded action date is 15 Aug 2007.PersonOCC Enforcement Actions
- Flores, CindyOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Flores, Cindy. The recorded action date is 3 Jun 2024.PersonOCC Enforcement Actions
- Burgess, BradOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Burgess, Brad. The recorded action date is 10 Apr 2023.PersonOCC Enforcement Actions
- Milstein, Eddy L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Milstein, Eddy L.. The recorded action date is 7 May 1990.PersonOCC Enforcement Actions
- Western National BankOffice of the Comptroller of the Currency records “Prompt Corrective Action (PCA) Directive” for Western National Bank. The recorded action date is 12 Oct 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Morgan, Thomas W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Morgan, Thomas W.. The recorded action date is 27 May 2014.PersonOCC Enforcement Actions
- Roming, RonOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Roming, Ron. The recorded action date is 10 Jul 2017.PersonOCC Enforcement Actions
- Cox, Jr., WalterOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Cox, Jr., Walter. The recorded action date is 13 May 2021.PersonOCC Enforcement Actions
- Holland, Margaret A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Holland, Margaret A.. The recorded action date is 27 Apr 2005.PersonOCC Enforcement Actions
- First Security National Bank And Trust Company Of LexingtonOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First Security National Bank And Trust Company Of Lexington. The recorded action date is 4 Dec 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
Screen customers against the US OCC Enforcement Actions
Start free250 free live screenings • One lifetime allowance • API + dashboard • No credit card
Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.