US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- International Bank of Miami, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for International Bank of Miami, National Association. The recorded action date is 18 Oct 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Johnson, Donald M.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Johnson, Donald M.. The recorded action date is 29 May 1996.PersonOCC Enforcement Actions
- Hiawatha National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Hiawatha National Bank. The recorded action date is 4 Oct 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Capitol National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Capitol National Bank. The recorded action date is 30 Jan 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Mitchell, ChimereOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Mitchell, Chimere. The recorded action date is 31 Jan 2024.PersonOCC Enforcement Actions
- Carver Federal Savings BankOffice of the Comptroller of the Currency records “Formal Agreement” for Carver Federal Savings Bank. The recorded action date is 14 May 2025.OrganizationOCC Enforcement Actions
- Sonoran Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Sonoran Bank, National Association. The recorded action date is 21 Oct 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Young, JeanetteOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Young, Jeanette. The recorded action date is 1 Mar 2012.PersonOCC Enforcement Actions
- Lake City Federal BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Lake City Federal Bank. The recorded action date is 12 May 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- United Bank, N.A.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for United Bank, N.A.. The recorded action date is 18 Feb 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Knecht, MaryOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Knecht, Mary. The recorded action date is 27 Apr 2010.PersonOCC Enforcement Actions
- First Wisconsin National Bank Of MilwaukeeOffice of the Comptroller of the Currency records “Securities Enforcement Action” for First Wisconsin National Bank Of Milwaukee. The recorded action date is 17 Jan 1992.OrganizationOCC Enforcement Actions
- Citizens National Bank of SpringfieldOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Citizens National Bank of Springfield. The recorded action date is 7 Apr 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Corvite, RosallieOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Corvite, Rosallie. The recorded action date is 1 Sep 2022.PersonOCC Enforcement Actions
- White, Milton J.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for White, Milton J.. The recorded action date is 1 Dec 1992.PersonOCC Enforcement Actions
- Ferguson, Martha B.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Ferguson, Martha B.. The recorded action date is 31 May 2006.PersonOCC Enforcement Actions
- California National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for California National Bank. The recorded action date is 9 Dec 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First Tennessee Bank National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First Tennessee Bank National Association. The recorded action date is 17 Jan 1992.OrganizationOCC Enforcement Actions
- Ringsmuth, Joseph F.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Ringsmuth, Joseph F.. The recorded action date is 17 Jul 1991.PersonOCC Enforcement Actions
- Ponder, James E.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Ponder, James E.. The recorded action date is 18 Jan 2002.PersonOCC Enforcement Actions
- Lawrence, JohnOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lawrence, John. The recorded action date is 27 Nov 1989.PersonOCC Enforcement Actions
- Myska, GingerOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Myska, Ginger. The recorded action date is 16 Oct 2014.PersonOCC Enforcement Actions
- Jenks, Bradley J.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Jenks, Bradley J.. The recorded action date is 6 Jun 2012.PersonOCC Enforcement Actions
- Boothe, Laurence I.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Boothe, Laurence I.. The recorded action date is 21 Dec 1992.PersonOCC Enforcement Actions
- Parsons, JackOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Parsons, Jack. The recorded action date is 9 Mar 1999.PersonOCC Enforcement Actions
- Wolfe, JohnOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Wolfe, John. The recorded action date is 12 May 2004.PersonOCC Enforcement Actions
- Tyson, Richard L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Tyson, Richard L.. The recorded action date is 18 Feb 1994.PersonOCC Enforcement Actions
- Freeman, ElwoodOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Freeman, Elwood. The recorded action date is 22 Jun 2011.PersonOCC Enforcement Actions
- South Branch Valley National BankOffice of the Comptroller of the Currency records “Formal Agreement” for South Branch Valley National Bank. The recorded action date is 7 Oct 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Eilers, KennethOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Eilers, Kenneth. The recorded action date is 27 Jan 1993.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.