US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- The First National Bank In Cannon FallsOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for The First National Bank In Cannon Falls. The recorded action date is 3 Dec 1992.OrganizationOCC Enforcement Actions
- Walton, RonaldOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Walton, Ronald. The recorded action date is 16 Mar 2007. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Monadnock Community BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Monadnock Community Bank. The recorded action date is 26 Nov 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hemphill, TerriOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Hemphill, Terri. The recorded action date is 13 Nov 2007.PersonOCC Enforcement Actions
- Moynahan, StephenOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Moynahan, Stephen. The recorded action date is 26 Mar 2007.PersonOCC Enforcement Actions
- Minerve, JeffreyOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Minerve, Jeffrey. The recorded action date is 11 Mar 2025.PersonOCC Enforcement Actions
- Elkridge National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Elkridge National Bank. The recorded action date is 11 Dec 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- White Hall National BankOffice of the Comptroller of the Currency records “Formal Agreement” for White Hall National Bank. The recorded action date is 18 Dec 2000. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The National Union Bank of KinderhookOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for The National Union Bank of Kinderhook. The recorded action date is 18 Aug 2011.OrganizationOCC Enforcement Actions
- Southside National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Southside National Bank. The recorded action date is 25 Feb 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Beach First National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Beach First National Bank. The recorded action date is 30 Sep 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Landmark Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Landmark Bank, National Association. The recorded action date is 16 Sep 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Amory FS & LAOffice of the Comptroller of the Currency records “Formal Agreement” for Amory FS & LA. The recorded action date is 22 Mar 2021. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lasalle National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lasalle National Bank. The recorded action date is 17 Jan 1992.OrganizationOCC Enforcement Actions
- Guaranty National Bank of TallahasseeOffice of the Comptroller of the Currency records “Formal Agreement” for Guaranty National Bank of Tallahassee. The recorded action date is 25 Jan 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First Horizon Home Loan CorporationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First Horizon Home Loan Corporation. The recorded action date is 30 Jun 2005.OrganizationOCC Enforcement Actions
- Marshall, Stephen G.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Marshall, Stephen G.. The recorded action date is 26 Oct 1993.PersonOCC Enforcement Actions
- Jacobowitz, Gerald N.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Jacobowitz, Gerald N.. The recorded action date is 25 Apr 2018.PersonOCC Enforcement Actions
- Tsai, DavidOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Tsai, David. The recorded action date is 20 Mar 1997.PersonOCC Enforcement Actions
- National Bank of FairhavenOffice of the Comptroller of the Currency records “Formal Agreement” for National Bank of Fairhaven. The recorded action date is 30 Dec 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Community Federal Savings BankOffice of the Comptroller of the Currency records “Formal Agreement” for Community Federal Savings Bank. The recorded action date is 6 Feb 2014. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Oakes, Larry V.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Oakes, Larry V.. The recorded action date is 21 Oct 1991.PersonOCC Enforcement Actions
- Cullen/Frost Bank Of Dallas, N.A.Office of the Comptroller of the Currency records “Formal Agreement” for Cullen/Frost Bank Of Dallas, N.A.. The recorded action date is 11 Apr 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of BellevueOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Bellevue. The recorded action date is 26 Oct 2006. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bonetti, BrianOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Bonetti, Brian. The recorded action date is 15 Sep 2005.PersonOCC Enforcement Actions
- First FS & LA of GreensburgOffice of the Comptroller of the Currency records “Formal Agreement” for First FS & LA of Greensburg. The recorded action date is 28 Jul 2014. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Phillips, Helen HarrisonOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Phillips, Helen Harrison. The recorded action date is 13 Apr 2007.PersonOCC Enforcement Actions
- First National BankOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank. The recorded action date is 27 Jan 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Singh, Navneet PaulOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Singh, Navneet Paul. The recorded action date is 10 Feb 2000.PersonOCC Enforcement Actions
- Kennett National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Kennett National Bank. The recorded action date is 9 Oct 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.