US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Calk, Stephen M.Office of the Comptroller of the Currency records “Suspension Order for Criminal Conduct” for Calk, Stephen M.. The recorded action date is 24 May 2019.PersonOCC Enforcement Actions
- Gladewater National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Gladewater National Bank. The recorded action date is 17 Jun 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- James, MegOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for James, Meg. The recorded action date is 30 Mar 2023.PersonOCC Enforcement Actions
- Yang, MiltonOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Yang, Milton. The recorded action date is 3 Aug 2012.PersonOCC Enforcement Actions
- The First National Bank of St. IgnaceOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of St. Ignace. The recorded action date is 11 Sep 2007. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Kirkland, KarenOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Kirkland, Karen. The recorded action date is 5 Oct 2017.PersonOCC Enforcement Actions
- Paragon National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Paragon National Bank. The recorded action date is 12 Sep 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Kruchten, K. PatrickOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kruchten, K. Patrick. The recorded action date is 12 Jul 2005.PersonOCC Enforcement Actions
- Ocean National Bank of Kennebunk, TheOffice of the Comptroller of the Currency records “Formal Agreement” for Ocean National Bank of Kennebunk, The. The recorded action date is 23 Oct 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Farmers National Bank of OsborneOffice of the Comptroller of the Currency records “Formal Agreement” for The Farmers National Bank of Osborne. The recorded action date is 28 Mar 2007. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bank Of New England-Old Colony, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Bank Of New England-Old Colony, National Association. The recorded action date is 3 May 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hoover, ThomasOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Hoover, Thomas. The recorded action date is 31 Oct 2012. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Financial Management Consulting Group, LLCOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Financial Management Consulting Group, LLC. The recorded action date is 22 Jul 2005.OrganizationOCC Enforcement Actions
- First National Bank Of Lewis CountyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First National Bank Of Lewis County. The recorded action date is 27 May 1994.OrganizationOCC Enforcement Actions
- First National Bank of GaylordOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Gaylord. The recorded action date is 10 Jul 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hasselmann, JamesOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hasselmann, James. The recorded action date is 11 Oct 1996.PersonOCC Enforcement Actions
- Palumbo, Luther P.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Palumbo, Luther P.. The recorded action date is 8 Nov 1997.PersonOCC Enforcement Actions
- Gunville, RobertOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Gunville, Robert. The recorded action date is 8 Apr 2013.PersonOCC Enforcement Actions
- Ballston Spa National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Ballston Spa National Bank. The recorded action date is 28 Jun 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Trammell, Tom J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Trammell, Tom J.. The recorded action date is 4 Feb 2005.PersonOCC Enforcement Actions
- Stoel, WalterOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Stoel, Walter. The recorded action date is 23 Feb 1990.PersonOCC Enforcement Actions
- First National Bank Of BrooksvilleOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Of Brooksville. The recorded action date is 15 Jul 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bank of Manhattan, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Bank of Manhattan, National Association. The recorded action date is 20 Nov 2014. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Croft, James E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Croft, James E.. The recorded action date is 24 Nov 1992.PersonOCC Enforcement Actions
- Security Trust Company, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Security Trust Company, National Association. The recorded action date is 30 Dec 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- University National BankOffice of the Comptroller of the Currency records “Formal Agreement” for University National Bank. The recorded action date is 14 Jan 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hettermann, Donald P.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hettermann, Donald P.. The recorded action date is 22 Dec 1992.PersonOCC Enforcement Actions
- Freedom Bank, N.A.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Freedom Bank, N.A.. The recorded action date is 3 Dec 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bernace, CarlosOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Bernace, Carlos. The recorded action date is 31 Oct 2003.PersonOCC Enforcement Actions
- Old National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Old National Bank. The recorded action date is 17 Sep 2008.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.