US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- First FS&LA of IndependenceOffice of the Comptroller of the Currency records “Formal Agreement” for First FS&LA of Independence. The recorded action date is 16 Sep 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Garrett, DanielOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Garrett, Daniel. The recorded action date is 9 Jul 2010.PersonOCC Enforcement Actions
- Wells Fargo Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Wells Fargo Bank, National Association. The recorded action date is 12 Sep 2024.OrganizationOCC Enforcement Actions
- Brewer, RandellOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Brewer, Randell. The recorded action date is 27 Dec 2006.PersonOCC Enforcement Actions
- Hughes, KathyOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hughes, Kathy. The recorded action date is 20 May 2004.PersonOCC Enforcement Actions
- Hogg, CherylOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hogg, Cheryl. The recorded action date is 12 May 2004.PersonOCC Enforcement Actions
- Tran, LisaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Tran, Lisa. The recorded action date is 20 Mar 1997.PersonOCC Enforcement Actions
- Converse National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Converse National Bank. The recorded action date is 9 Dec 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Ditzer, RandallOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Ditzer, Randall. The recorded action date is 4 Jun 2024.PersonOCC Enforcement Actions
- First National Bank Of MarylandOffice of the Comptroller of the Currency records “Securities Enforcement Action” for First National Bank Of Maryland. The recorded action date is 17 Jan 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- State National Bank Of GarfieldOffice of the Comptroller of the Currency records “Formal Agreement” for State National Bank Of Garfield. The recorded action date is 1 Mar 1994. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Johnson, Renea S.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Johnson, Renea S.. The recorded action date is 20 Mar 2007.PersonOCC Enforcement Actions
- Blanton, William R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Blanton, William R.. The recorded action date is 10 Jul 2017. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- 1st National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for 1st National Bank. The recorded action date is 18 Aug 2009.OrganizationOCC Enforcement Actions
- Klein, IrvingOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Klein, Irving. The recorded action date is 12 Dec 2005.PersonOCC Enforcement Actions
- Neri, JesusOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Neri, Jesus. The recorded action date is 6 Apr 2017.PersonOCC Enforcement Actions
- Gandy, RobertOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Gandy, Robert. The recorded action date is 25 Oct 2017.PersonOCC Enforcement Actions
- Peterson, MichaelOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Peterson, Michael. The recorded action date is 12 Sep 2006.PersonOCC Enforcement Actions
- TCF National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for TCF National Bank. The recorded action date is 20 Jul 2018.OrganizationOCC Enforcement Actions
- Montana National Bank of PlentywoodOffice of the Comptroller of the Currency records “Formal Agreement” for Montana National Bank of Plentywood. The recorded action date is 19 Dec 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Velez Restrepo, JuanOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Velez Restrepo, Juan. The recorded action date is 7 Feb 2024.PersonOCC Enforcement Actions
- Johnson, D. M.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Johnson, D. M.. The recorded action date is 24 Feb 1993.PersonOCC Enforcement Actions
- Day, D. WilliamOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Day, D. William. The recorded action date is 27 May 2014.PersonOCC Enforcement Actions
- Kissel, W. BruceOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Kissel, W. Bruce. The recorded action date is 31 Oct 2012.PersonOCC Enforcement Actions
- Alexander, Jay W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Alexander, Jay W.. The recorded action date is 11 Mar 1994.PersonOCC Enforcement Actions
- Norris, Gary P.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Norris, Gary P.. The recorded action date is 13 Apr 2006.PersonOCC Enforcement Actions
- Commonwealth National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Commonwealth National Bank. The recorded action date is 15 Jun 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Skenzich, Shelly M.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Skenzich, Shelly M.. The recorded action date is 4 Oct 2017.PersonOCC Enforcement Actions
- Zapata National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Zapata National Bank. The recorded action date is 27 Jan 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Carey, Sidney R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Carey, Sidney R.. The recorded action date is 17 Jan 2001.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.