US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Franklin Community Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Franklin Community Bank, National Association. The recorded action date is 16 Apr 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lapke, JohnOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lapke, John. The recorded action date is 17 May 2010.PersonOCC Enforcement Actions
- Eastern National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Eastern National Bank. The recorded action date is 19 Nov 2020. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Meyer, A. MelindaOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Meyer, A. Melinda. The recorded action date is 29 Jul 2004.PersonOCC Enforcement Actions
- Sterling Bank and Trust, FSBOffice of the Comptroller of the Currency records “Formal Agreement” for Sterling Bank and Trust, FSB. The recorded action date is 19 Mar 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- DeRaddo, Steve V.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for DeRaddo, Steve V.. The recorded action date is 6 Jan 2006.PersonOCC Enforcement Actions
- The White Hall National BankOffice of the Comptroller of the Currency records “Formal Agreement” for The White Hall National Bank. The recorded action date is 22 May 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- LaPenta, RobynOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for LaPenta, Robyn. The recorded action date is 22 Sep 2023.PersonOCC Enforcement Actions
- de los Santos, LuisitaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for de los Santos, Luisita. The recorded action date is 10 Feb 2000.PersonOCC Enforcement Actions
- Citizens National Bank Of Walnut RidgeOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Citizens National Bank Of Walnut Ridge. The recorded action date is 6 Oct 1989. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Shaw, Charles J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Shaw, Charles J.. The recorded action date is 19 Apr 1993.PersonOCC Enforcement Actions
- First National Bank Of PascoOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank Of Pasco. The recorded action date is 22 Oct 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Guaranty National Bank Of TallahasseeOffice of the Comptroller of the Currency records “Formal Agreement” for Guaranty National Bank Of Tallahassee. The recorded action date is 7 Mar 1996. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Carver Federal Savings BankOffice of the Comptroller of the Currency records “Formal Agreement” for Carver Federal Savings Bank. The recorded action date is 24 May 2016. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Brannan, StephenOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Brannan, Stephen. The recorded action date is 3 Dec 1991.PersonOCC Enforcement Actions
- Summerville National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Summerville National Bank. The recorded action date is 7 Feb 1994. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lapke, Timothy J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lapke, Timothy J.. The recorded action date is 17 May 2010.PersonOCC Enforcement Actions
- The First National Bank of DanaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank of Dana. The recorded action date is 14 Dec 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Schuerenberg, FredOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Schuerenberg, Fred. The recorded action date is 25 Jun 1993.PersonOCC Enforcement Actions
- JPMorgan Chase Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for JPMorgan Chase Bank, National Association. The recorded action date is 14 Jan 2013. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Merchants Bank of California, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Merchants Bank of California, National Association. The recorded action date is 27 May 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Fritz, TonyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Fritz, Tony. The recorded action date is 22 Aug 2022.PersonOCC Enforcement Actions
- First National Bank of Glens Falls, TheOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Glens Falls, The. The recorded action date is 23 Mar 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Neighborhood National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Neighborhood National Bank. The recorded action date is 24 Mar 2016. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Columbus National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Columbus National Bank. The recorded action date is 27 Apr 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Taft National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Taft National Bank. The recorded action date is 21 Mar 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Fiannone, Lawrence T.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Fiannone, Lawrence T.. The recorded action date is 31 Jul 2001.PersonOCC Enforcement Actions
- Runde, Charles J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Runde, Charles J.. The recorded action date is 28 Sep 2009.PersonOCC Enforcement Actions
- McLain, R. BruceOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for McLain, R. Bruce. The recorded action date is 8 Mar 1994.PersonOCC Enforcement Actions
- Bjorklund, CraigOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bjorklund, Craig. The recorded action date is 26 Oct 2016.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.