US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Stone County National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Stone County National Bank. The recorded action date is 25 Jun 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- McCallum, CaroleOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for McCallum, Carole. The recorded action date is 21 Jul 1997.PersonOCC Enforcement Actions
- Kline, Daniel R.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Kline, Daniel R.. The recorded action date is 28 Mar 2005.PersonOCC Enforcement Actions
- First Scottsdale Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for First Scottsdale Bank, National Association. The recorded action date is 19 Nov 2014. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Fitzgerald-Williams, DayquanOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Fitzgerald-Williams, Dayquan. The recorded action date is 26 Sep 2023.PersonOCC Enforcement Actions
- Doss, Arin M.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Doss, Arin M.. The recorded action date is 9 Jan 2018.PersonOCC Enforcement Actions
- Harbor National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Harbor National Bank. The recorded action date is 13 Nov 1990.OrganizationOCC Enforcement Actions
- Traba, Michael P.Office of the Comptroller of the Currency records “Securities Enforcement Action” for Traba, Michael P.. The recorded action date is 1 May 1999.PersonOCC Enforcement Actions
- First National Bank & Trust CompanyOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank & Trust Company. The recorded action date is 16 Jul 2025.OrganizationOCC Enforcement Actions
- Mounce, Gary W.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Mounce, Gary W.. The recorded action date is 15 Jan 2002.PersonOCC Enforcement Actions
- EverbankOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Everbank. The recorded action date is 15 Oct 2013.OrganizationOCC Enforcement Actions
- Crews, Cecil K.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Crews, Cecil K.. The recorded action date is 1 Mar 1990.PersonOCC Enforcement Actions
- Fleming, MassieOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Fleming, Massie. The recorded action date is 30 Sep 2002.PersonOCC Enforcement Actions
- Dempster, Kurt J.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Dempster, Kurt J.. The recorded action date is 27 Mar 2009.PersonOCC Enforcement Actions
- Hometown Bank of The Hudson ValleyOffice of the Comptroller of the Currency records “Formal Agreement” for Hometown Bank of The Hudson Valley. The recorded action date is 22 Feb 2016. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First NB of EvantOffice of the Comptroller of the Currency records “Formal Agreement” for First NB of Evant. The recorded action date is 27 Aug 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of PaoniaOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Paonia. The recorded action date is 20 Nov 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First Florida Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for First Florida Bank, National Association. The recorded action date is 18 Sep 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Van Hove, DonaldOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Van Hove, Donald. The recorded action date is 8 Sep 1989.PersonOCC Enforcement Actions
- The Farmers And Merchants National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The Farmers And Merchants National Bank. The recorded action date is 2 Apr 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Keller, David E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Keller, David E.. The recorded action date is 2 Apr 1991.PersonOCC Enforcement Actions
- Benner, M. WilliamOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Benner, M. William. The recorded action date is 15 Apr 1993.PersonOCC Enforcement Actions
- First Community Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for First Community Bank, National Association. The recorded action date is 6 Apr 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- United National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for United National Bank. The recorded action date is 16 Jun 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Eschberger, JohnOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Eschberger, John. The recorded action date is 24 Oct 1990.PersonOCC Enforcement Actions
- Hampton, TrentonOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hampton, Trenton. The recorded action date is 15 Jun 1993.PersonOCC Enforcement Actions
- Coston, Byron A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Coston, Byron A.. The recorded action date is 2 Jun 2003.PersonOCC Enforcement Actions
- First National Bank of WyomingOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Wyoming. The recorded action date is 25 Sep 2007. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- American Eagle Savings BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for American Eagle Savings Bank. The recorded action date is 6 Jul 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Helmick, JamesOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Helmick, James. The recorded action date is 11 Jul 1991.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.