US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- BSERV, INC.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for BSERV, INC.. The recorded action date is 5 Dec 2013. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lee, Robert E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lee, Robert E.. The recorded action date is 26 Feb 2010.PersonOCC Enforcement Actions
- Gallego, PaolaOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Gallego, Paola. The recorded action date is 10 Apr 2024.PersonOCC Enforcement Actions
- Rodriguez, JhonnatanOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Rodriguez, Jhonnatan. The recorded action date is 21 Jan 2026.PersonOCC Enforcement Actions
- First National Bank of OmahaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank of Omaha. The recorded action date is 18 Aug 2016. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- 1st National Bank of TexasOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for 1st National Bank of Texas. The recorded action date is 24 Dec 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Drexel, Anne-MarieOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Drexel, Anne-Marie. The recorded action date is 9 Aug 2017.PersonOCC Enforcement Actions
- Brown, Charles D.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Brown, Charles D.. The recorded action date is 29 Aug 2005.PersonOCC Enforcement Actions
- Digangi, JamesOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Digangi, James. The recorded action date is 9 May 2007.PersonOCC Enforcement Actions
- Citizens Commerce National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Citizens Commerce National Bank. The recorded action date is 18 Mar 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Kime, ThomasOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kime, Thomas. The recorded action date is 6 Jan 2006.PersonOCC Enforcement Actions
- Walter, DavidOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Walter, David. The recorded action date is 20 Dec 2023.PersonOCC Enforcement Actions
- Torres, CathyOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Torres, Cathy. The recorded action date is 12 Sep 2022.PersonOCC Enforcement Actions
- Cook, MarkOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Cook, Mark. The recorded action date is 3 Dec 2001.PersonOCC Enforcement Actions
- The National Bank of CambridgeOffice of the Comptroller of the Currency records “Formal Agreement” for The National Bank of Cambridge. The recorded action date is 1 Apr 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Eisenberg, David S.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Eisenberg, David S.. The recorded action date is 20 Oct 2008.PersonOCC Enforcement Actions
- National Bank of TennesseeOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for National Bank of Tennessee. The recorded action date is 20 Jan 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Southeast National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Southeast National Bank. The recorded action date is 9 Apr 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Western National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Western National Bank. The recorded action date is 13 Jul 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Banktexas National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Banktexas National Association. The recorded action date is 28 Apr 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Capital One Bank (USA), National AssociationOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Capital One Bank (USA), National Association. The recorded action date is 17 Jul 2012.OrganizationOCC Enforcement Actions
- Lokey, Paul E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lokey, Paul E.. The recorded action date is 14 Nov 1990.PersonOCC Enforcement Actions
- The Ramsey National Bank And Trust Co. Of Devils LakeOffice of the Comptroller of the Currency records “Formal Agreement” for The Ramsey National Bank And Trust Co. Of Devils Lake. The recorded action date is 22 Mar 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of Three RiversOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Three Rivers. The recorded action date is 22 Aug 2006. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- United Banks, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for United Banks, National Association. The recorded action date is 7 Mar 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank Of BonhamOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank Of Bonham. The recorded action date is 2 May 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Communitybank of Texas, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Communitybank of Texas, National Association. The recorded action date is 16 Dec 2021.OrganizationOCC Enforcement Actions
- Lipscomb, Tiffany D. (Holt)Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Lipscomb, Tiffany D. (Holt). The recorded action date is 23 May 2006.PersonOCC Enforcement Actions
- Mahon, WilliamOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Mahon, William. The recorded action date is 27 Mar 2024.PersonOCC Enforcement Actions
- McIntyre-Kolpin, MelindaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for McIntyre-Kolpin, Melinda. The recorded action date is 21 Jan 2003.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.