US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Eastern National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Eastern National Bank. The recorded action date is 24 Apr 2025.OrganizationOCC Enforcement Actions
- Heritage Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Heritage Bank, National Association. The recorded action date is 27 Oct 2023. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Ridgeway, William R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Ridgeway, William R.. The recorded action date is 24 Oct 1996.PersonOCC Enforcement Actions
- Citibank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Citibank, National Association. The recorded action date is 24 Feb 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Selby, O. M.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Selby, O. M.. The recorded action date is 17 Mar 1992.PersonOCC Enforcement Actions
- Harrison, William T.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Harrison, William T.. The recorded action date is 26 Oct 2000.PersonOCC Enforcement Actions
- Alfaro, LuisOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Alfaro, Luis. The recorded action date is 26 Jul 1996.PersonOCC Enforcement Actions
- The Dublin National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The Dublin National Bank. The recorded action date is 18 Jan 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank of Union Springs, TheOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Union Springs, The. The recorded action date is 20 Aug 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Trans Pacific National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Trans Pacific National Bank. The recorded action date is 17 Dec 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Aller, Jamie BartholomewOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Aller, Jamie Bartholomew. The recorded action date is 28 May 2010.PersonOCC Enforcement Actions
- Fornoff, Bradford S.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Fornoff, Bradford S.. The recorded action date is 6 Nov 2006.PersonOCC Enforcement Actions
- Western American National BankOffice of the Comptroller of the Currency records “Prompt Corrective Action (PCA) Directive” for Western American National Bank. The recorded action date is 6 Apr 1998. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- United Trust BankOffice of the Comptroller of the Currency records “Formal Agreement” for United Trust Bank. The recorded action date is 18 Dec 2019. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of FlemingOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Fleming. The recorded action date is 22 Nov 2019. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lauer, Robert J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lauer, Robert J.. The recorded action date is 22 Apr 2013.PersonOCC Enforcement Actions
- Medina, Jenny R.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Medina, Jenny R.. The recorded action date is 18 Mar 2002.PersonOCC Enforcement Actions
- Gorman, L.D.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Gorman, L.D.. The recorded action date is 6 Jan 2003.PersonOCC Enforcement Actions
- Barrett, David A.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Barrett, David A.. The recorded action date is 24 Jun 2005.PersonOCC Enforcement Actions
- Jessep, Markus A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Jessep, Markus A.. The recorded action date is 6 Jan 2003.PersonOCC Enforcement Actions
- McCarthy, Lynn L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McCarthy, Lynn L.. The recorded action date is 14 Nov 1995.PersonOCC Enforcement Actions
- Fehrenbach, Dan J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Fehrenbach, Dan J.. The recorded action date is 2 Feb 2016.PersonOCC Enforcement Actions
- Bank of America, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Bank of America, National Association. The recorded action date is 7 Apr 2014. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Flenar, Loretta S.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Flenar, Loretta S.. The recorded action date is 24 Oct 2008.PersonOCC Enforcement Actions
- Washington Federal Bank For SavingsOffice of the Comptroller of the Currency records “Prompt Corrective Action (PCA) Directive” for Washington Federal Bank For Savings. The recorded action date is 7 Dec 2017. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Weston, JaniceOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Weston, Janice. The recorded action date is 31 Jul 2024.PersonOCC Enforcement Actions
- Henson, LarryOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Henson, Larry. The recorded action date is 10 May 2000.PersonOCC Enforcement Actions
- Jones, Joe J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Jones, Joe J.. The recorded action date is 28 May 1992.PersonOCC Enforcement Actions
- Perry, TimothyOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Perry, Timothy. The recorded action date is 2 Jun 2017.PersonOCC Enforcement Actions
- Ho, Yhi MinOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Ho, Yhi Min. The recorded action date is 22 Sep 1994.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.