US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Rossi, ToinetteOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Rossi, Toinette. The recorded action date is 2 Jun 2003. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- First Professional Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for First Professional Bank, National Association. The recorded action date is 22 Mar 2000. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hedrick, Donald E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hedrick, Donald E.. The recorded action date is 19 Aug 1996.PersonOCC Enforcement Actions
- Clifford, James F.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Clifford, James F.. The recorded action date is 9 Nov 2009.PersonOCC Enforcement Actions
- First National Bank Of VicksburgOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank Of Vicksburg. The recorded action date is 21 Jan 1994. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Allen, TateOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Allen, Tate. The recorded action date is 4 Sep 2007.PersonOCC Enforcement Actions
- Hiawatha National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Hiawatha National Bank. The recorded action date is 23 Apr 2007. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Diez, RobertOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Diez, Robert. The recorded action date is 23 Nov 2010.PersonOCC Enforcement Actions
- Schultz, JaredOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Schultz, Jared. The recorded action date is 20 Sep 2021.PersonOCC Enforcement Actions
- Ybarra, RubenOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Ybarra, Ruben. The recorded action date is 22 Jan 2013.PersonOCC Enforcement Actions
- The First National Bank of ChelseaOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Chelsea. The recorded action date is 18 Jun 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- United Bank For Africa PLCOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for United Bank For Africa PLC. The recorded action date is 22 Apr 2008.OrganizationOCC Enforcement Actions
- Citizens National Bank of TexasOffice of the Comptroller of the Currency records “Formal Agreement” for Citizens National Bank of Texas. The recorded action date is 26 May 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- F&M Bank and Trust CompanyOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for F&M Bank and Trust Company. The recorded action date is 22 Apr 2014. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Orrahood, James W.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Orrahood, James W.. The recorded action date is 24 Aug 2005.PersonOCC Enforcement Actions
- Beissel, JoshOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Beissel, Josh. The recorded action date is 23 Apr 1990.PersonOCC Enforcement Actions
- Lichosik, Carrie A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Lichosik, Carrie A.. The recorded action date is 7 Jan 2008.PersonOCC Enforcement Actions
- First National Bank Of Callaway CountyOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Of Callaway County. The recorded action date is 16 Dec 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Campton, MeganOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Campton, Megan. The recorded action date is 15 Jul 2026.PersonOCC Enforcement Actions
- Hobgood, Robert C.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Hobgood, Robert C.. The recorded action date is 18 Feb 2005.PersonOCC Enforcement Actions
- Kay, William T.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kay, William T.. The recorded action date is 29 Feb 2000.PersonOCC Enforcement Actions
- Perry, James H.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Perry, James H.. The recorded action date is 10 Oct 2002.PersonOCC Enforcement Actions
- Koppelman, Charles F.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Koppelman, Charles F.. The recorded action date is 5 Feb 1991.PersonOCC Enforcement Actions
- Southbank, A Federal Savings BankOffice of the Comptroller of the Currency records “Formal Agreement” for Southbank, A Federal Savings Bank. The recorded action date is 21 May 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Moore, RogerOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Moore, Roger. The recorded action date is 2 Mar 1990.PersonOCC Enforcement Actions
- The Bank of East Asia, LimitedOffice of the Comptroller of the Currency records “Formal Agreement” for The Bank of East Asia, Limited. The recorded action date is 27 Jul 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Cho, John S.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Cho, John S.. The recorded action date is 23 Apr 2009.PersonOCC Enforcement Actions
- Homestead Savings BankOffice of the Comptroller of the Currency records “Formal Agreement” for Homestead Savings Bank. The recorded action date is 17 Sep 2014. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Volkert, Adam S.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Volkert, Adam S.. The recorded action date is 14 Jun 2004.PersonOCC Enforcement Actions
- Harrison, William T.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Harrison, William T.. The recorded action date is 13 Apr 2007.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.