US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- One Bank & Trust, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for One Bank & Trust, National Association. The recorded action date is 23 May 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hazlett, George S.Office of the Comptroller of the Currency records “Formal Agreement” for Hazlett, George S.. The recorded action date is 3 Feb 1993. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- MUFG Bank, Ltd. Secondary NY BranchOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for MUFG Bank, Ltd. Secondary NY Branch. The recorded action date is 9 Nov 2017. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Academy Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Academy Bank, National Association. The recorded action date is 11 May 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Milligan, II, GeraldOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Milligan, II, Gerald. The recorded action date is 25 Aug 2025.PersonOCC Enforcement Actions
- Keybank National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Keybank National Association. The recorded action date is 27 Jul 2007.OrganizationOCC Enforcement Actions
- Brown, Jr., LarryOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Brown, Jr., Larry. The recorded action date is 2 Nov 2023.PersonOCC Enforcement Actions
- Bellamy, CherylOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bellamy, Cheryl. The recorded action date is 27 Jan 1993.PersonOCC Enforcement Actions
- First National Bank In OsceolaOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank In Osceola. The recorded action date is 31 Jul 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Jackson, AddishaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Jackson, Addisha. The recorded action date is 14 Sep 2021.PersonOCC Enforcement Actions
- The First National Bank of StrattonOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank of Stratton. The recorded action date is 25 Apr 2007. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Meader, CraigOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Meader, Craig. The recorded action date is 10 Feb 2022.PersonOCC Enforcement Actions
- The Karnes County National Bank of Karnes CityOffice of the Comptroller of the Currency records “Formal Agreement” for The Karnes County National Bank of Karnes City. The recorded action date is 14 Dec 2016. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Solera National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Solera National Bank. The recorded action date is 18 Nov 2014. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Stebbins, James C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Stebbins, James C.. The recorded action date is 23 Apr 2002.PersonOCC Enforcement Actions
- Johnson, MarkOffice of the Comptroller of the Currency records “Suspension Order for Criminal Conduct” for Johnson, Mark. The recorded action date is 5 Oct 2016. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- United National BankOffice of the Comptroller of the Currency records “Formal Agreement” for United National Bank. The recorded action date is 11 Jun 1997. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bank of The Rio Grande National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Bank of The Rio Grande National Association. The recorded action date is 17 Feb 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Middick, Austen C.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Middick, Austen C.. The recorded action date is 10 Sep 2018.PersonOCC Enforcement Actions
- Moore, KennethOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Moore, Kenneth. The recorded action date is 24 May 2001.PersonOCC Enforcement Actions
- Commerce Bank, N.A.Office of the Comptroller of the Currency records “Securities Enforcement Action” for Commerce Bank, N.A.. The recorded action date is 5 Dec 1997.OrganizationOCC Enforcement Actions
- Durbin, Kimberly A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Durbin, Kimberly A.. The recorded action date is 3 Jun 1993.PersonOCC Enforcement Actions
- Washington State Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Washington State Bank, National Association. The recorded action date is 12 Aug 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Flagstar Bank, FSBOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Flagstar Bank, FSB. The recorded action date is 31 Oct 2016.OrganizationOCC Enforcement Actions
- Raley, HarlenOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Raley, Harlen. The recorded action date is 1 Oct 1991.PersonOCC Enforcement Actions
- Citizens Bank of Kansas, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Citizens Bank of Kansas, National Association. The recorded action date is 19 Aug 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Riddle, John C.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Riddle, John C.. The recorded action date is 19 May 1992.PersonOCC Enforcement Actions
- Park Federal Savings BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Park Federal Savings Bank. The recorded action date is 6 Jul 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- York, Bryon P.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for York, Bryon P.. The recorded action date is 3 May 1993.PersonOCC Enforcement Actions
- Citizens First National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Citizens First National Bank. The recorded action date is 15 Mar 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.